CAPITAL INVESTMENT ADVISORS LLC
CRD #108413 SEC #801-55253 ATLANTA, GA 404-531-0018
SEC Registered
Total AUM
$628M
Discretionary
$600M
Employees
--
Clients
10
Accounts
1,350
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 4, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIRCH OPPORTUNITY GROUP, LLC | DE | VOTING MEMBER | NA | Control |
| BIRCH OPPORTUNITY GROUP, LLC | DE | VOTING MEMBER | NA | Control |
| BIRCH OPPORTUNITY GROUP, LLC | DE | VOTING MEMBER | NA | Control |
| BIRCH OPPORTUNITY GROUP, LLC | DE | VOTING MEMBER | NA | Control |
| MICHAEL J. REINER, TRUSTEE OF THE MICHAEL J. REINER REVOCABLE TRUST 8/27/2009 | DE | MEMBER - VOTING | NA | Control |
| MICHAEL J. REINER, TRUSTEE OF THE MICHAEL J. REINER REVOCABLE TRUST 8/27/2009 | DE | MEMBER - VOTING | NA | Control |
| MICHAEL J. REINER, TRUSTEE OF THE MICHAEL J. REINER REVOCABLE TRUST 8/27/2009 | DE | MEMBER - VOTING | NA | Control |
| MICHAEL J. REINER, TRUSTEE OF THE MICHAEL J. REINER REVOCABLE TRUST 8/27/2009 | DE | MEMBER - VOTING | NA | Control |
| REINER, MICHAEL, JULES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REINER, MICHAEL, JULES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REINER, MICHAEL, JULES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REINER, MICHAEL, JULES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALPERN, HOWARD | I | VICE PRESIDENT | D | |
| ALPERN, HOWARD | I | VICE PRESIDENT | D | |
| ALPERN, HOWARD | I | VICE PRESIDENT | D | |
| ALPERN, HOWARD | I | VICE PRESIDENT | D | |
| ALPERN, HOWARD | I | VICE PRESIDENT | D | |
| ALPERN, HOWARD | I | VICE PRESIDENT | D | |
| ALPERN, HOWARD | I | VICE PRESIDENT | D | |
| ALPERN, HOWARD | I | VICE PRESIDENT | D | |
| ALPERN, HOWARD | I | VICE PRESIDENT | D | |
| ALPERN, HOWARD | I | VICE PRESIDENT | D | |
| ALPERN, HOWARD | I | VICE PRESIDENT | D | |
| REINER, MICHAEL, JULES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| REINER, MICHAEL, JULES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| REINER, MICHAEL, JULES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| REINER, MICHAEL, JULES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| REINER, MICHAEL, JULES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| REINER, MICHAEL, JULES | I | PRESIDENT | D | Control |
| REINER, MICHAEL, JULES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| REINER, MICHAEL, JULES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| REINER, MICHAEL, JULES | I | PRESIDENT | D | Control |
| REINER, MICHAEL, JULES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| REINER, MICHAEL, JULES | I | PRESIDENT | D | Control |
| AMY L. ALPERN AND MAUREY WEINER TRUSTEES OF HOWARD P. ALPERN IRREVOCABLE INSURANCE TRUST | DE | NON VOTING MEMBER | C | Control |
| AMY L. ALPERN AND MAUREY WEINER TRUSTEES OF HOWARD P. ALPERN IRREVOCABLE INSURANCE TRUST | DE | NON VOTING MEMBER | C | Control |
| AMY L. ALPERN AND MAUREY WEINER TRUSTEES OF HOWARD P. ALPERN IRREVOCABLE INSURANCE TRUST | DE | NON VOTING MEMBER | C | Control |
| AMY L. ALPERN AND MAUREY WEINER TRUSTEES OF HOWARD P. ALPERN IRREVOCABLE INSURANCE TRUST | DE | NON VOTING MEMBER | C | Control |
| MITCHELL REINER AND MATTHEW REINER TRUSTEES OF MICHAEL J. REINER 2009 IRREVOCABLE GRANTOR TRUST 12/31/2009 | DE | NON VOTING MEMBER | C | Control |
| MITCHELL REINER AND MATTHEW REINER TRUSTEES OF MICHAEL J. REINER 2009 IRREVOCABLE GRANTOR TRUST 12/31/2009 | DE | NON VOTING MEMBER | C | Control |
| MITCHELL REINER AND MATTHEW REINER TRUSTEES OF MICHAEL J. REINER 2009 IRREVOCABLE GRANTOR TRUST 12/31/2009 | DE | NON VOTING MEMBER | C | Control |
| MITCHELL REINER AND MATTHEW REINER TRUSTEES OF MICHAEL J. REINER 2009 IRREVOCABLE GRANTOR TRUST 12/31/2009 | DE | NON VOTING MEMBER | C | Control |
| MOSS, WESLEY, HANES | I | VOTING AND NON VOTING MEMBER | A | |
| MOSS, WESLEY, HANES | I | VOTING AND NON VOTING MEMBER | A | |
| MOSS, WESLEY, HANES | I | VOTING AND NON VOTING MEMBER | A | |
| MOSS, WESLEY, HANES | I | VOTING AND NON VOTING MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALPERN, AMY, L | I | HOWARD P. ALPERN IRREVOCABLE TRUST | F | Control |
| ALPERN, AMY, L | I | HOWARD P. ALPERN IRREVOCABLE TRUST | F | Control |
| ALPERN, AMY, L | I | HOWARD P. ALPERN IRREVOCABLE TRUST | F | Control |
| ALPERN, AMY, L | I | HOWARD P. ALPERN IRREVOCABLE TRUST | F | Control |
| ALPERN, HOWARD, PAUL | I | BIRCH OPPORTUNITY GROUP LLC | F | Control |
| ALPERN, HOWARD, PAUL | I | BIRCH OPPORTUNITY GROUP LLC | F | Control |
| ALPERN, HOWARD, PAUL | I | BIRCH OPPORTUNITY GROUP LLC | F | Control |
| ALPERN, HOWARD, PAUL | I | BIRCH OPPORTUNITY GROUP LLC | F | Control |
| REINER, MATTHEW, ROSS | I | MICHAEL J. REINER 2009 IRREVOCABLE GRANTOR TRUST | F | Control |
| REINER, MATTHEW, ROSS | I | MICHAEL J. REINER 2009 IRREVOCABLE GRANTOR TRUST | F | Control |
| REINER, MATTHEW, ROSS | I | MICHAEL J. REINER 2009 IRREVOCABLE GRANTOR TRUST | F | Control |
| REINER, MATTHEW, ROSS | I | MICHAEL J. REINER 2009 IRREVOCABLE GRANTOR TRUST | F | Control |
| REINER, MITCHELL, BUDDY | I | MICHAEL J. REINER 2009 IRREVOCABLE GRANTOR TRUST | F | Control |
| REINER, MITCHELL, BUDDY | I | MICHAEL J. REINER 2009 IRREVOCABLE GRANTOR TRUST | F | Control |
| REINER, MITCHELL, BUDDY | I | MICHAEL J. REINER 2009 IRREVOCABLE GRANTOR TRUST | F | Control |
| REINER, MITCHELL, BUDDY | I | MICHAEL J. REINER 2009 IRREVOCABLE GRANTOR TRUST | F | Control |
| WEINER, MAURY | I | HOWARD P. ALPERN IRREVOCABLE INSURANCE TRUST | F | Control |
| WEINER, MAURY | I | HOWARD P. ALPERN IRREVOCABLE INSURANCE TRUST | F | Control |
| WEINER, MAURY | I | HOWARD P. ALPERN IRREVOCABLE INSURANCE TRUST | F | Control |
| WEINER, MAURY | I | HOWARD P. ALPERN IRREVOCABLE INSURANCE TRUST | F | Control |
| REINER, MICHAEL, JULES | I | MICHAEL J. REINER REVOCABLE TRUST | E | Control |
| REINER, MICHAEL, JULES | I | MICHAEL J. REINER REVOCABLE TRUST | E | Control |
| REINER, MICHAEL, JULES | I | MICHAEL J. REINER REVOCABLE TRUST | E | Control |
| REINER, MICHAEL, JULES | I | MICHAEL J. REINER REVOCABLE TRUST | E | Control |
Registrations
Federal
IA
Mar 4, 2011 REGISTERED
Notice Filings (16)
AL CA FL GA KY LA MS NC NE NH OH PA SC TN TX VA
Address
200 SANDY SPRINGS PLACESUITE 300
ATLANTA, GA 30328
United States
Phone: 404-531-0018