GUARDIAN TRUST COMPANY, FSB
CRD #108420 SEC #801-56509 NEW YORK, NY 212-919-3718
SEC Registered
Total AUM
$331.6M
Discretionary
$259.9M
Employees
--
Clients
101
Accounts
1,568
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 22, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWNING, ROBIN, WAYNE | I | CHIEF TRUST OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| CARUSO, JOSEPH, ANTHONY | I | DIRECTOR | NA | |
| CARUSO, JOSEPH, ANTHONY | I | DIRECTOR | NA | |
| DROGY, BARRY, FREDERICK | I | PRESIDENT AND CHIEF OPERATIONS OFFICER | NA | Control |
| DROGY, BARRY, FREDERICK | I | PRESIDENT AND CHIEF OPERATIONS OFFICER | NA | Control |
| GROSZ, GEORGE, WILLIAM | I | DIRECTOR | NA | |
| GROSZ, GEORGE, WILLIAM | I | DIRECTOR | NA | |
| GROSZ, GEORGE, WILLIAM | I | DIRECTOR | NA | |
| KIERNAN, JOHN, GLENN | I | VICE PRESIDENT & SENIOR COMPLIANCE SPECIALIST | NA | Control |
| MANNING, DENNIS, JAMES | I | DIRECTOR | NA | |
| MANNING, DENNIS, JAMES | I | DIRECTOR | NA | |
| MANNING, DENNIS, JAMES | I | DIRECTOR | NA | |
| MCEVOY, GERALD, WILLIAM | I | SENIOR VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MCEVOY, GERALD, WILLIAM | I | SENIOR VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'LEARY, JEREMIAH, FRANCIS | I | DIRECTOR | NA | |
| O'LEARY, JEREMIAH, FRANCIS | I | DIRECTOR | NA | |
| O'LEARY, JEREMIAH, FRANCIS | I | DIRECTOR | NA | |
| ROSENTHAL, MERYL, ARLENE | I | PRESIDENT & CEO & DIRECTOR | NA | Control |
| THOMPSON, GEOFFREY, ACHESON | I | DIRECTOR | NA | |
| THOMPSON, GEOFFREY, ACHESON | I | DIRECTOR | NA | |
| THOMPSON, GEOFFREY, ACHESON | I | DIRECTOR | NA | |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | SOLE SHAREHOLDER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | SOLE SHAREHOLDER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | SOLE SHAREHOLDER | E | Control |
Registrations
Federal
IA
Nov 22, 2005 REGISTERED
Notice Filings (30)
AZ CA CO CT FL GA IL IN KS LA MA ME MI MN MO MS MT NC NH NJ NY OH OR PA RI SC SD TN VA WI
Address
7 HANOVER SQUARENEW YORK, NY 10004
USA
Phone: 212-919-3718