HOFFMAN AND HOCK, INC.
CRD #108422 SEC #801-35837 PHOENIX, AZ 602-468-7778
SEC Registered
Total AUM
$292.9M
Discretionary
$187.4M
Employees
5
Clients
101
Accounts
484
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 14, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LANGERMAN, LEAH, HOFFMAN | I | PRESIDENT/SECRETARY/TREASURER | E | Control |
| LANGERMAN, LEAH, HOFFMAN | I | PRESIDENT/SECRETARY/TREASURER | E | Control |
| LANGERMAN, LEAH, HOFFMAN | I | PRESIDENT/SECRETARY/TREASURER | E | Control |
| LANGERMAN, LEAH, HOFFMAN | I | PRESIDENT/SECRETARY/TREASURER | E | Control |
| LANGERMAN, LEAH, HOFFMAN | I | PRESIDENT/SECRETARY/TREASURER | E | Control |
| LANGERMAN, LEAH, HOFFMAN | I | PRESIDENT/SECRETARY/TREASURER | E | Control |
| LANGERMAN, LEAH, HOFFMAN | I | PRESIDENT/SECRETARY/TREASURER | E | Control |
| HOCK, LANA, ELIZABETH | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| HOCK, LANA, ELIZABETH | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| HOCK, LANA, ELIZABETH | I | VICE PRESIDENT | C | Control |
| HOCK, LANA, ELIZABETH | I | VICE PRESIDENT | C | Control |
| HOCK, LANA, ELIZABETH | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| HOCK, LANA, ELIZABETH | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| HOCK, LANA, ELIZABETH | I | VICE PRESIDENT | C | Control |
Registrations
Federal
IA
Feb 14, 2007 REGISTERED
Notice Filings (6)
AZ CA CT NE TX WA
Address
2525 E CAMELBACK RD, SUITE 820PHOENIX, AZ 85016
USA
Phone: 602-468-7778