NET EQUITY INSURANCE & INVESTMENTS, INC.
Legal name: NET EQUITY ASSOCIATES
CRD #108444 SEC #801-57398 BURLINGAME, CA 650-696-1650
SEC Registered
Total AUM
$54.4M
Discretionary
$54.4M
Employees
10
Clients
251
Accounts
647
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 30, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SCHWERIN, STEPHEN, LYTTON | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWERIN, STEPHEN, LYTTON | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWERIN, STEPHEN, LYTTON | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWERIN, STEPHEN, LYTTON | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWERIN, STEPHEN, LYTTON | I | PRESIDENT & SECRETARY | D | Control |
| SETSER, ROBERT, BAILEY | I | FOUNDING PRINCIPAL | D | Control |
| SETSER, ROBERT, BAILEY | I | FOUNDING PRINCIPAL | D | Control |
| SETSER, ROBERT, BAILEY | I | FOUNDING PRINCIPAL | D | Control |
| SETSER, ROBERT, BAILEY | I | FOUNDING PRINCIPAL | D | Control |
| SETSER, ROBERT, BAILEY | I | FOUNDING PRINCIPAL | D | Control |
Registrations
Federal
IA
Sep 30, 2005 REGISTERED
Notice Filings (1)
CA
Address
111 ANZA BLVD., SUITE 330BURLINGAME, CA 94010
USA
Phone: 650-696-1650