WMA INVESTMENT ADVISORS INC
Legal name: WMA INVESTMENT ADVISORS, INC. (WMAIA)
CRD #108450 SEC #801-56262 DULUTH, GA 770-453-9300 EXT. 3366
SEC Registered
Total AUM
$32.2M
Discretionary
$19M
Employees
51
Clients
--
Accounts
635
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLAUSE, BARRY, MILTON | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| CLAUSE, BARRY, MILTON | I | VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| CLAUSE, BARRY, MILTON | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| CLAUSE, BARRY, MILTON | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| CLAUSE, BARRY, MILTON | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MONTGOMERY, THOMAS, WOOD | I | DIRECTOR/SECRETARY/EXECUTIVE VICE PRESIDENT | NA | Control |
| MONTGOMERY, THOMAS, WOOD | I | DIRECTOR/SECRETARY/EXECUTIVE VICE PRESIDENT | NA | Control |
| MONTGOMERY, THOMAS, WOOD | I | DIRECTOR/SECRETARY/EXECUTIVE VICE PRESIDENT | NA | Control |
| MONTGOMERY, THOMAS, WOOD | I | DIRECTOR/SECRETARY/EXECUTIVE VICE PRESIDENT | NA | Control |
| PALMER, KEVIN, LUE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, KEVIN, LUE | I | DIRECTOR, COMPLIANCE AND OPERATIONS | NA | Control |
| PALMER, KEVIN, LUE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, KEVIN, LUE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, KEVIN, LUE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HUMPHREY, STEELEY, HUBERT | I | DIRECTOR/CHAIRMAN | E | Control |
| HUMPHREY, STEELEY, HUBERT | I | DIRECTOR/CHAIRMAN | E | Control |
| HUMPHREY, STEELEY, HUBERT | I | DIRECTOR/CHAIRMAN | E | Control |
| HUMPHREY, STEELEY, HUBERT | I | DIRECTOR/CHAIRMAN | E | Control |
Registrations
Federal
IA
Apr 1, 2002 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
11315 JOHNS CREEK PKWYDULUTH, GA 30097
USA
Phone: 770-453-9300 EXT. 3366