RIA Intelligence

MULTI-FINANCIAL SERVICES COMPANY

CRD #108454 SEC #801-58003 PHOENIXVILLE, PA 610-933-1122
SEC Registered
Total AUM
$29.5M
Discretionary
$0
Employees
5
Clients
0
Accounts
440

Firm Details

Organization Type
Partnership
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 13, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WALLACE, ANGUS, DUFFIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERD Control
WALLACE, ANGUS, DUFFIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERD Control
WALLACE, ANGUS, DUFFIGENERAL PARTNERD Control
WALLACE, DARRIN, MCCLAINIPARTNERC Control
WALLACE, DARRIN, MCCLAINIPARTNERC Control
WALLACE, DARRIN, MCCLAINIPARTNERC Control

Registrations

Federal

IA
Mar 13, 2007 REGISTERED

Notice Filings (1)

PA

Address

741 PIKE SPRINGS ROAD
PHOENIXVILLE, PA 19460
USA
Phone: 610-933-1122