CAK CAPITAL MANAGEMENT INC
Legal name: KNOTT CAPITAL MANAGEMENT
CRD #108461 SEC #801-56076 EXTON, PA 610-854-6100
SEC Registered
Total AUM
$423.6M
Discretionary
$422.8M
Employees
10
Clients
0
Accounts
1,000
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 13, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRON, JOHN, MICHAEL | I | CEO, CCO | NA | Control |
| BARRON, JOHN, MICHAEL | I | CEO | NA | Control |
| BARRON, JOHN, MICHAEL | I | CEO | NA | Control |
| BARRON, JOHN, MICHAEL | I | CEO, CCO | NA | Control |
| BARRON, JOHN, MICHAEL | I | CEO, CCO | NA | Control |
| CHATLEY, MEGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEORGE, JUNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEORGE, JUNE, MARIE | I | CCO | NA | Control |
| GEORGE, JUNE, MARIE | I | CCO | NA | Control |
| HAJAS, LOUIS | I | VICE CHAIRMAN | NA | Control |
| HAJAS, LOUIS | I | VICE CHAIRMAN | NA | Control |
| HAJAS, LOUIS | I | VICE CHAIRMAN | NA | Control |
| HAJAS, LOUIS | I | VICE CHAIRMAN | NA | Control |
| HAJAS, LOUIS | I | VICE CHAIRMAN | NA | Control |
| HAJAS, LOUIS | I | VICE CHAIRMAN | NA | Control |
| HAJAS, LOUIS | I | VICE CHAIRMAN | NA | Control |
| HAJAS, LOUIS | I | VICE CHAIRMAN | NA | Control |
| HAJAS, LOUIS | I | VICE CHAIRMAN | NA | Control |
| MARR, JOYCE, MARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARR, JOYCE, MARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARR, JOYCE, MARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARR, JOYCE, MARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARR, JOYCE, MARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARR, JOYCE, MARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARR, JOYCE, MARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARR, JOYCE, MARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| METKOWSKI, LEONARD, PAUL | I | DIRECTOR | NA | |
| METKOWSKI, LEONARD, PAUL | I | DIRECTOR | NA | |
| METKOWSKI, LEONARD, PAUL | I | DIRECTOR | NA | |
| METKOWSKI, LEONARD, PAUL | I | DIRECTOR | NA | Control |
| METKOWSKI, LEONARD, PAUL | I | DIRECTOR | NA | |
| METKOWSKI, LEONARD, PAUL | I | DIRECTOR | NA | |
| METKOWSKI, LEONARD, PAUL | I | DIRECTOR | NA | |
| METKOWSKI, LEONARD, PAUL | I | DIRECTOR | NA | |
| SCHOFIELD, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| VERDECCHIA, ANTHONY, JOSEPH | I | DIRECTOR | NA | |
| VERDECCHIA, ANTHONY, JOSEPH | I | DIRECTOR | NA | |
| VERDECCHIA, ANTHONY, JOSEPH | I | DIRECTOR | NA | |
| VERDECCHIA, ANTHONY, JOSEPH | I | DIRECTOR | NA | |
| VERDECCHIA, ANTHONY, JOSEPH | I | DIRECTOR | NA | |
| VERDECCHIA, ANTHONY, JOSEPH | I | DIRECTOR | NA | |
| KNOTT, CHARLES, ARTHUR | I | CHAIRMAN | E | Control |
| KNOTT, CHARLES, ARTHUR | I | PRESIDENT | E | Control |
| KNOTT, CHARLES, ARTHUR | I | CHAIRMAN | E | Control |
| KNOTT, CHARLES, ARTHUR | I | PRESIDENT | E | Control |
| KNOTT, CHARLES, ARTHUR | I | PRESIDENT | E | Control |
| KNOTT, CHARLES, ARTHUR | I | PRESIDENT | E | Control |
| KNOTT, CHARLES, ARTHUR | I | CHAIRMAN, CEO & CO-CIO | D | Control |
| KNOTT, CHARLES, ARTHUR | I | CHAIRMAN, CEO & CO-CIO | D | Control |
| KNOTT, CHARLES, ARTHUR | I | CHAIRMAN, CEO & CIO | D | Control |
| KNOTT, CHARLES, ARTHUR | I | CHAIRMAN, CEO & CO-CIO | D | Control |
| KNOTT, CHARLES, ARTHUR | I | CHAIRMAN, CEO, CIO | D | Control |
| KNOTT, CHARLES, ARTHUR | I | CHAIRMAN, CEO & CO-CIO | D | Control |
| KNOTT, CHARLES, ARTHUR | I | CHAIRMAN, CEO & CO-CIO | D | Control |
| KNOTT, CHARLES, ARTHUR | I | CHAIRMAN, CEO & CO-CIO | D | Control |
| KNOTT, CHARLES, ARTHUR | I | CHAIRMAN, CEO & CO-CIO | D | Control |
| BARRON, JOHN, MICHAEL | I | CEO | B | Control |
| BARRON, JOHN, MICHAEL | I | CEO | B | Control |
| KERLEY, HENRY, DALLAS | I | MANAGING DIRECTOR | A | |
| KERLEY, HENRY, DALLAS | I | MANAGING DIRECTOR | A | |
| KERLEY, HENRY, DALLAS | I | MANAGING DIRECTOR | A | |
| KERLEY, HENRY, DALLAS | I | MANAGING DIRECTOR | A | |
| KERLEY, HENRY, DALLAS | I | OWNER | A | |
| KERLEY, HENRY, DALLAS | I | MANAGING DIRECTOR | A | |
| KERLEY, HENRY, DALLAS | I | MANAGING DIRECTOR | A | |
| KERLEY, HENRY, DALLAS | I | MANAGING DIRECTOR | A | |
| KERLEY, HENRY, DALLAS | I | MANAGING DIRECTOR | A | |
| KERLEY, HENRY, DALLAS | I | MANAGING DIRECTOR | A | |
| KERLEY, HENRY, DALLAS | I | MANAGING DIRECTOR | A | |
| SCHOFIELD, PETER, MICHAEL | I | OUTSIDE SHAREOWNER | A | |
| SCHOFIELD, PETER, MICHAEL | I | OUTSIDE SHAREOWNER | A | |
| SCHOFIELD, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT, CO-CIO | A | Control |
| SCHOFIELD, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT, CO-CIO | A | Control |
| SCHOFIELD, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT, CO-CIO | A | Control |
| SCHOFIELD, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT, CO-CIO | A | Control |
| SCHOFIELD, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT, CO-CIO | A | Control |
Registrations
Federal
IA
Sep 13, 2005 REGISTERED
Notice Filings (23)
AL AZ CA CO CT DC DE FL GA IL LA MA MD NC NH NJ NY OH OR PA SC TX VA
Address
224 VALLEY CREEK BLVD.SUITE 100
EXTON, PA 19341
USA
Phone: 610-854-6100