POLEN CAPITAL CREDIT, LLC
CRD #108468 SEC #801-55001 WALTHAM, MA 781-283-8500
SEC Registered Private Funds
Total AUM
$7.4B
Discretionary
$7.4B
Employees
48
Clients
--
Accounts
48
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 6, 2025
- Branch Offices
- 1
- LEI
- 549300ZLX14T3RGX6L55
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORRESTER, MICHAEL, ANDREW | I | CHIEF OPERATING OFFICER | NA | Control |
| FORRESTER, MICHAEL, ANDREW | I | CHIEF OPERATING OFFICER | NA | Control |
| GOLDBERG, BRIAN, DAVID | I | SECRETARY | NA | |
| GOLDBERG, BRIAN, DAVID | I | SECRETARY | NA | |
| GOOLGASIAN, JR., DAVID, L. | I | PORTFOLIO MANAGER | NA | |
| GOOLGASIAN, JR., DAVID, L. | I | PRINCIPAL/PORTFOLIO MANAGER | NA | |
| HOCKETT, ROBERT, LEE | I | PRINCIPAL | NA | Control |
| HOCKETT, ROBERT, LEE | I | PRINCIPAL | NA | Control |
| HOCKETT, ROBERT, LEE | I | PRINCIPAL | NA | Control |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF LEGAL OFFICER | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MCCARTHY, JOSHUA, LIAM | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| MOSS, STANLEY, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MOSS, STANLEY, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MOSS, STANLEY, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MOSS, STANLEY, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MOSS, STANLEY, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MOSS, STANLEY, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MOSS, STANLEY, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MOSS, STANLEY, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MOSS, STANLEY, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICES/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICES/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| O'CONNOR, JOHN, F. | I | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT | NA | |
| RANALDI, ANTHONY, MICHAEL | I | TRUSTEE OF THE ANTHONY M. RANALDI REVOCABLE TRUST | NA | Control |
| RANALDI, ANTHONY, MICHAEL | I | PORTFOLIO MANAGER/EXECUTIVE VICE PRESIDENT/TRUSTEE OF THE ANTHONY M. RANALDI REVOCABLE TRUST | NA | Control |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | HEAD OF FINANCE | NA | |
| RUSSELL IV, JOHN, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| RUSSELL IV, JOHN, J. | I | HEAD OF FINANCE | NA | |
| RUSSELL IV, JOHN, J. | I | HEAD OF FINANCE | NA | |
| RUSSELL IV, JOHN, J. | I | HEAD OF FINANCE | NA | |
| RUSSELL IV, JOHN, J. | I | HEAD OF FINANCE | NA | |
| SCHNIPPER CLAYTON, WENDY | I | GENERAL COUNSEL | NA | Control |
| SCHNIPPER CLAYTON, WENDY | I | GENERAL COUNSEL | NA | Control |
| SCHNIPPER CLAYTON, WENDY | I | GENERAL COUNSEL | NA | Control |
| SCHNIPPER CLAYTON, WENDY | I | GENERAL COUNSEL | NA | |
| SCHNIPPER CLAYTON, WENDY | I | GENERAL COUNSEL | NA | Control |
| POLEN CAPITAL MANAGEMENT, LLC | DE | MEMBER | E | Control |
| POLEN CAPITAL MANAGEMENT, LLC | DE | MEMBER | E | Control |
| POLEN CAPITAL MANAGEMENT, LLC | DE | MEMBER | E | Control |
| POLEN CAPITAL MANAGEMENT, LLC | DE | MEMBER | E | Control |
| POLEN CAPITAL MANAGEMENT, LLC | DE | MEMBER | E | Control |
| POLEN CAPITAL MANAGEMENT, LLC | DE | MEMBER | E | Control |
| POLEN CAPITAL MANAGEMENT, LLC | DE | MEMBER | E | Control |
| POLEN CAPITAL MANAGEMENT, LLC | DE | MEMBER | E | Control |
| POLEN CAPITAL MANAGEMENT, LLC | DE | MEMBER | E | Control |
| BREAZZANO, DAVID, JOHN | I | PRINCIPAL/MANAGING MEMBER | D | Control |
| BREAZZANO, DAVID, JOHN | I | PRINCIPAL/MANAGING MEMBER | D | Control |
| BREAZZANO, DAVID, JOHN | I | PRINCIPAL/MANAGING MEMBER/PRESIDENT | D | Control |
| BREAZZANO, DAVID, JOHN | I | PRINCIPAL/MANAGING MEMBER/PRESIDENT | D | Control |
| BREAZZANO, DAVID, JOHN | I | PRINCIPAL/MANAGING MEMBER/PRESIDENT | D | Control |
| BREAZZANO, DAVID, JOHN | I | PRINCIPAL/MANAGING MEMBER | C | Control |
| BREAZZANO, DAVID, JOHN | I | PRINCIPAL/MANAGING MEMBER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | PRINCIPAL/MANAGING MEMBER | C | Control |
| BREAZZANO, DAVID, JOHN | I | PRINCIPAL/MANAGING MEMBER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | PRINCIPAL/MANAGING MEMBER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| BREAZZANO, DAVID, JOHN | I | ELECTED MANAGER/PRESIDENT | C | Control |
| HARMETZ, DANIEL, G. | I | NON-MEMBER, NON-VOTING HOLDER OF ECONOMIC INTEREST | C | |
| MENCHER, JUDY, KAREN | I | PRINCIPAL/MANAGING MEMBER | C | Control |
| MENCHER, JUDY, KAREN | I | PRINCIPAL/MANAGING MEMBER | C | Control |
| MENCHER, JUDY, KAREN | I | PRINCIPAL/MANAGING MEMBER | C | Control |
| RANALDI, ANTHONY, MICHAEL | I | PRINCIPAL/PORTFOLIO MANAGER | C | Control |
| RANALDI, ANTHONY, MICHAEL | I | PRINCIPAL/PORTFOLIO MANAGER | C | Control |
| DDJ EMPLOYEE HOLDINGS, LLC | DE | NA | B | |
| DDJ EMPLOYEE HOLDINGS, LLC | DE | NA | B | |
| HARMETZ, DANIEL, G. | I | NON-MEMBER, NON-VOTING HOLDER OF ECONOMIC INTEREST | B | |
| HARMETZ, DANIEL, G. | I | NON-MEMBER, NON-VOTING HOLDER OF ECONOMIC INTEREST | B | |
| HARMETZ, DANIEL, G. | I | NON-MEMBER, NON-VOTING HOLDER OF ECONOMIC INTEREST | B | |
| MENCHER, JUDY, KAREN | I | PRINCIPAL/MANAGING MEMBER | B | Control |
| MENCHER, JUDY, KAREN | I | PRINCIPAL/MANAGING MEMBER | B | Control |
| MENCHER, JUDY, KAREN | I | PRINCIPAL | B | |
| RANALDI, ANTHONY, MICHAEL | I | PORTFOLIO MANAGER/EXECUTIVE VICE PRESIDENT | B | Control |
| RANALDI, ANTHONY, MICHAEL | I | PRINCIPAL/PORTFOLIO MANAGER | B | |
| RANALDI, ANTHONY, MICHAEL | I | PORTFOLIO MANAGER/EXECUTIVE VICE PRESIDENT | B | Control |
| RANALDI, ANTHONY, MICHAEL | I | PORTFOLIO MANAGER/EXECUTIVE VICE PRESIDENT | B | Control |
| RANALDI, ANTHONY, MICHAEL | I | PRINCIPAL/PORTFOLIO MANAGER | B | |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | B | Control |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | B | Control |
| GOOLGASIAN, JR., DAVID, L. | I | PRINCIPAL/PORTFOLIO MANAGER | A | |
| HARMETZ, DANIEL, G. | I | NON-MEMBER, NON-VOTING HOLDER OF ECONOMIC INTEREST | A | |
| HARMETZ, DANIEL, G. | I | NON-MEMBER, NON-VOTING HOLDER OF ECONOMIC INTEREST | A | |
| MENCHER, JUDY, KAREN | I | PRINCIPAL | A | |
| MENCHER, JUDY, KAREN | I | PRINCIPAL | A | |
| RANALDI, ANTHONY, MICHAEL | I | PRINCIPAL/PORTFOLIO MANAGER | A | |
| RANALDI, ANTHONY, MICHAEL | I | TRUSTEE AND SOLE BENEFICIAL OWNER OF THE ANTHONY M. RANALDI REVOCABLE TRUST | A | |
| RANALDI, ANTHONY, MICHAEL | I | TRUSTEE AND SOLE BENEFICIAL OWNER OF THE ANTHONY M. RANALDI REVOCABLE TRUST | A | |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | A | |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | A | |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | A | |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | A | |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | A | |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | A | |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | A | |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | A | |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | A | |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | A | |
| THE ANTHONY M. RANALDI REVOCABLE TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST. | DE | NA | A | |
| THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST. | DE | NA | A | |
| U.S. TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | A | |
| U.S. TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | A | |
| U.S. TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | A | |
| U.S. TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | A | |
| U.S. TRUST COMPANY OF DELAWARE, TRUSTEE OF THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| U.S. TRUST COMPANY OF DELAWARE, TRUSTEE OF THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| U.S. TRUST COMPANY OF DELAWARE, TRUSTEE OF THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| U.S. TRUST COMPANY OF DELAWARE, TRUSTEE OF THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| U.S. TRUST COMPANY OF DELAWARE, TRUSTEE OF THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| U.S. TRUST COMPANY OF DELAWARE, TRUSTEE OF THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| U.S. TRUST COMPANY OF DELAWARE, TRUSTEE OF THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | DE | NA | A | |
| WAGENKNECHT, THEODORE, H. | I | PRINCIPAL/PORTFOLIO MANAGER | A | |
| WAGENKNECHT, THEODORE, H. | I | PRINCIPAL/PORTFOLIO MANAGER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ANTHONY MICHAEL RANALDI | DE | THE ANTHONY M. RANALDI REVOCABLE TRUST | F | Control |
| ANTHONY MICHAEL RANALDI | DE | THE ANTHONY M. RANALDI REVOCABLE TRUST | F | Control |
| DAVIDOWITZ, DANIEL, ADAM | I | DANIEL A. DAVIDOWITZ REVOCABLE TRUST | F | Control |
| DAVIDOWITZ, DANIEL, ADAM | I | DANIEL A. DAVIDOWITZ REVOCABLE TRUST | F | Control |
| DAVIDOWITZ, DANIEL, ADAM | I | DANIEL A. DAVIDOWITZ REVOCABLE TRUST | F | Control |
| FICKLIN, DAMON, ANSON | I | POLEN CAPITAL HOLDINGS GP, LLC | F | Control |
| FICKLIN, DAMON, ANSON | I | POLEN CAPITAL HOLDINGS GP, LLC | F | Control |
| MOSS, STANLEY, CHARLES | I | STAN C. MOSS REVOCABLE TRUST | F | Control |
| MOSS, STANLEY, CHARLES | I | STAN C. MOSS REVOCABLE TRUST | F | Control |
| MOSS, STANLEY, CHARLES | I | STAN C. MOSS REVOCABLE TRUST | F | Control |
| MOSS, STANLEY, CHARLES | I | STAN C. MOSS REVOCABLE TRUST | F | Control |
| MOSS, STANLEY, CHARLES | I | STAN C. MOSS REVOCABLE TRUST | F | Control |
| MOSS, STANLEY, CHARLES | I | STAN C. MOSS REVOCABLE TRUST | F | Control |
| MOSS, STANLEY, CHARLES | I | STAN C. MOSS REVOCABLE TRUST | F | Control |
| POLEN CAPITAL HOLDINGS GP, LLC | DE | POLEN CAPITAL HOLDINGS, LP | F | Control |
| POLEN CAPITAL HOLDINGS GP, LLC | DE | POLEN CAPITAL HOLDINGS, LP | F | Control |
| POLEN CAPITAL HOLDINGS GP, LLC | DE | POLEN CAPITAL HOLDINGS, LP | F | Control |
| POLEN CAPITAL HOLDINGS GP, LLC | DE | POLEN CAPITAL HOLDINGS, LP | F | Control |
| POLEN CAPITAL HOLDINGS GP, LLC | DE | POLEN CAPITAL HOLDINGS, LP | F | Control |
| POLEN CAPITAL HOLDINGS GP, LLC | DE | POLEN CAPITAL HOLDINGS, LP | F | Control |
| POLEN CAPITAL HOLDINGS GP, LLC | DE | POLEN CAPITAL HOLDINGS, LP | F | Control |
| U.S. TRUST COMPANY OF DELAWARE | DE | DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | F | Control |
| U.S. TRUST COMPANY OF DELAWARE | DE | DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | F | Control |
| U.S. TRUST COMPANY OF DELAWARE | DE | DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | F | Control |
| U.S. TRUST COMPANY OF DELAWARE | DE | DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | F | Control |
| U.S. TRUST COMPANY OF DELAWARE | DE | DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | F | Control |
| U.S. TRUST COMPANY OF DELAWARE | DE | DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | F | Control |
| U.S. TRUST COMPANY OF DELAWARE | DE | DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | F | Control |
| U.S. TRUST COMPANY OF DELAWARE | DE | DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | F | Control |
| U.S. TRUST COMPANY OF DELAWARE | DE | DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | F | Control |
| U.S. TRUST COMPANY OF DELAWARE | DE | DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST | F | Control |
| RANALDI, ANTHONY, MICHAEL | I | ANTHONY M. RANALDI REVOCABLE TRUST | E | Control |
| RANALDI, ANTHONY, MICHAEL | I | ANTHONY M. RANALDI REVOCABLE TRUST | E | Control |
| RANALDI, ANTHONY, MICHAEL | I | ANTHONY M. RANALDI REVOCABLE TRUST | E | Control |
| RANALDI, ANTHONY, MICHAEL | I | ANTHONY M. RANALDI REVOCABLE TRUST | E | Control |
| RANALDI, ANTHONY, MICHAEL | I | ANTHONY M. RANALDI REVOCABLE TRUST | E | Control |
| RANALDI, ANTHONY, MICHAEL | I | ANTHONY M. RANALDI REVOCABLE TRUST | E | Control |
| RANALDI, ANTHONY, MICHAEL | I | ANTHONY M. RANALDI REVOCABLE TRUST | E | Control |
| RANALDI, ANTHONY, MICHAEL | I | ANTHONY M. RANALDI REVOCABLE TRUST | E | Control |
| RANALDI, ANTHONY, MICHAEL | I | ANTHONY M. RANALDI REVOCABLE TRUST | E | Control |
| RANALDI, ANTHONY, MICHAEL | I | ANTHONY M. RANALDI REVOCABLE TRUST | E | Control |
| BREAZZANO, DAVID, JOHN | I | DDJ EMPLOYEE HOLDINGS, LLC | D | Control |
| BREAZZANO, DAVID, JOHN | I | DDJ EMPLOYEE HOLDINGS, LLC | D | Control |
| BREAZZANO, DAVID, JOHN | I | DDJ EMPLOYEE HOLDINGS, LLC | D | Control |
| BREAZZANO, DAVID, JOHN | I | DDJ EMPLOYEE HOLDINGS, LLC | D | Control |
| DANIEL A. DAVIDOWITZ REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| DANIEL A. DAVIDOWITZ REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| DANIEL A. DAVIDOWITZ REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| DAVIDOWITZ, DANIEL, ADAM | I | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| DAVIDOWITZ, DANIEL, ADAM | I | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| DAVIDOWITZ, DANIEL, ADAM | I | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| DAVIDOWITZ, DANIEL, ADAM | I | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| POLEN CAPITAL HOLDINGS, LP | DE | POLEN CAPITAL MANAGEMENT, LLC | D | Control |
| POLEN CAPITAL HOLDINGS, LP | DE | POLEN CAPITAL MANAGEMENT, LLC | D | Control |
| POLEN CAPITAL HOLDINGS, LP | DE | POLEN CAPITAL MANAGEMENT, LLC | D | Control |
| POLEN CAPITAL HOLDINGS, LP | DE | POLEN CAPITAL MANAGEMENT, LLC | D | Control |
| POLEN CAPITAL HOLDINGS, LP | DE | POLEN CAPITAL MANAGEMENT, LLC | D | Control |
| POLEN CAPITAL HOLDINGS, LP | DE | POLEN CAPITAL MANAGEMENT, LLC | D | Control |
| POLEN CAPITAL HOLDINGS, LP | DE | POLEN CAPITAL MANAGEMENT, LLC | D | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS GP, LLC | D | Control |
| DANIEL A. DAVIDOWITZ REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS, LP | C | Control |
| DANIEL A. DAVIDOWITZ REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS, LP | C | Control |
| DANIEL A. DAVIDOWITZ REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS, LP | C | Control |
| DAVIDOWITZ, DANIEL, ADAM | I | POLEN CAPITAL HOLDINGS, LP | C | Control |
| DAVIDOWITZ, DANIEL, ADAM | I | POLEN CAPITAL HOLDINGS, LP | C | Control |
| DAVIDOWITZ, DANIEL, ADAM | I | POLEN CAPITAL HOLDINGS, LP | C | Control |
| DAVIDOWITZ, DANIEL, ADAM | I | POLEN CAPITAL HOLDINGS, LP | C | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS, LP | C | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS, LP | C | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS, LP | C | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS, LP | C | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS, LP | C | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS, LP | C | Control |
| STAN C. MOSS REVOCABLE TRUST | DE | POLEN CAPITAL HOLDINGS, LP | C | Control |
Registrations
Federal
IA
May 6, 2025 REGISTERED
Notice Filings (2)
DE MA
Address
1075 MAIN STREETSUITE 320
WALTHAM, MA 02451
United States
Phone: 781-283-8500