CENTER FOR FINANCIAL PLANNING
Legal name: THE CENTER FOR FINANCIAL PLANNING
CRD #108472 SEC #801-56749 ALBANY, NY 518-452-4394
SEC Registered
Total AUM
$45.4M
Discretionary
$45.4M
Employees
5
Clients
101
Accounts
414
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 13, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DICKER, ARTHUR, FRANK | I | FINANCIAL PLANNER | NA | |
| TROYAN, JAMES | I | FINANCIAL PLANNER | NA | |
| TROYAN, JAMES | I | FINANCIAL PLANNER | NA | |
| MORIZIO, LOUIS | I | PRINCIPAL AND PRESIDENT | E | Control |
| MORIZIO, LOUIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MORIZIO, LOUIS | I | PRINCIPAL AND PRESIDENT | E | Control |
| MORIZIO, LOUIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MORIZIO, LOUIS | I | PRINCIPAL AND PRESIDENT | E | Control |
| MORIZIO, LOUIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MORIZIO, LOUIS | I | PRINCIPAL AND PRESIDENT | E | Control |
| MORIZIO, LOUIS | I | PRINCIPAL AND PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 13, 2005 REGISTERED
Notice Filings (2)
NY VT
Address
26 VLY ROADALBANY, NY 12205-2209
USA
Phone: 518-452-4394