IXIS ASSET MANAGEMENT GLOBAL ASSOCIATES, INC.
CRD #108473 SEC #801-55584 BOSTON, MA 617-449-2200
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 28, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHRISTOPULOS, SPIRO | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| CHRISTOPULOS, SPIRO | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| CHRISTOPULOS, SPIRO | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEWITT, BEVERLY, JEAN | I | COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | Control |
| GRADY, JOHN, M. | I | TREASURER | NA | Control |
| GUERIN, GILLES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, AND BOARD MEMBER | NA | Control |
| GUERIN, GILLES | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, MANAGING DIRECTOR AND BOARD MEMBER | NA | Control |
| GUERIN, GILLES | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, MANAGING DIRECTOR AND BOARD MEMBER | NA | Control |
| GUERIN, GILLES | I | CO-PRESIDENT, MANAGING DIRECTOR AND BOARD MEMBER | NA | Control |
| HUNT, JOHN | I | CHIEF LEGAL OFFICER, SECRETARY AND ASSISTANT TREASURER | NA | Control |
| HUNT, JOHN | I | CHIEF LEGAL OFFICER, SECRETARY AND ASSISTANT TREASURER | NA | Control |
| HUNT, JOHN | I | SECRETARY AND ASSISTANT TREASURER | NA | Control |
| LEVESQUE, SHAUN, RAYMOND | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, MANAGING DIRECTOR AND BOARD MEMBER | NA | Control |
| LEVESQUE, SHAUN, RAYMOND | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, MANAGING DIRECTOR AND BOARD MEMBER | NA | Control |
| LEVESQUE, SHAUN, RAYMOND | I | CO-PRESIDENT, MANAGING DIRECTOR AND BOARD MEMBER | NA | Control |
| LOUGHMAN, MARK, KIERAN | I | COMPLIANCE OFFICER | NA | Control |
| LOUGHMAN, MARK, KIERAN | I | COMPLIANCE OFFICER | NA | Control |
| TOBIN, SUSAN, MCWHAN | I | SENIOR VICE PRESIDENT, INTERIM GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| VOSS, PETER, STUART | I | CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| VOSS, PETER, STUART | I | CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| VOSS, PETER, STUART | I | CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| VOSS, PETER, STUART | I | CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| WRATCHFORD, SHARON, MARIE | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER AND BOARD MEMBER | NA | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, LLC (CDCIAM HOLDINGS) | DE | SOLE STOCKHOLDER OF APPLICANT | E | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, LLC (CDCIAM HOLDINGS) | DE | SOLE STOCKHOLDER OF APPLICANT | E | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, LLC (CDCIAM HOLDINGS) | DE | SOLE STOCKHOLDER OF APPLICANT | E | Control |
| IXIS ASSET MANAGEMENT HOLDINGS, LLC (IXIS AM HOLDINGS) | DE | SOLE STOCKHOLDER OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CDC IXIS ASSET MANAGEMENT U.S. LLC (CDCIAM US LLC) | DE | CDCIAMNA | F | Control |
| CDC IXIS ASSET MANAGEMENT U.S. LLC (CDCIAM US LLC) | DE | CDCIAMNA | F | Control |
| CDC IXIS ASSET MANAGEMENT U.S. LLC (CDCIAM US LLC) | DE | CDCIAMNA | F | Control |
| IXIS ASSET MANAGEMENT U.S. LLC (IXIS AM US LLC) | DE | IXIS AMNA | F | Control |
| CAISSE NATIONAL DES CAISSES D'EPARGNE (CNCE) | FE | IXIS AM US | E | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | CDC IXIS | E | Control |
| CDC FINANCE - CDC IXIS (CDC IXIS) | FE | CDCIAM | E | Control |
| CDC FINANCE - CDC IXIS (CDC IXIS) | FE | CDCIAM | E | Control |
| CDC FINANCE - CDC IXIS (CDC IXIS) | FE | CDCIAM | E | Control |
| CDC FINANCE-CDC IXIS | FE | CDCIAM US | E | Control |
| CDC FINANCE-CDC IXIS | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT (CDCIAM) | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT (CDCIAM) | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT (CDCIAM) | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. (CDCIAMNA) | DE | CDCIAM HOLDINGS | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. (CDCIAMNA) | DE | CDCIAM HOLDINGS | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. (CDCIAMNA) | DE | CDCIAM HOLDINGS | E | Control |
| CDC IXIS ASSET MANAGEMENT U.S. CORPORATION (CDCIAM US) | DE | CDCIAMNA, CDCIAM US LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT U.S. CORPORATION (CDCIAM US) | DE | CDCIAMNA, CDCIAM US LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT U.S. CORPORATION (CDCIAM US) | DE | CDCIAMNA, CDCIAM US LLC | E | Control |
| IXIS ASSET MANAGEMENT GROUP (IXIS AM GROUP) | FE | IXIS AM | E | Control |
| IXIS ASSET MANAGEMENT HOLDINGS, LLC (IXIS AM HOLDINGS) | DE | CORPORATE GP | E | Control |
| IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. (IXIS AMNA) | DE | IXIS AM HOLDINGS | E | Control |
| IXIS ASSET MANAGEMENT PARTICIPATIONS 1 (IXIS AM P1) | FE | IXIS AM US | E | Control |
| IXIS ASSET MANAGEMENT U.S. CORPORATION (IXIS AM US) | DE | IXIS AMNA, IXIS AM US LLC | E | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | EULIA | D | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | EULIA | D | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | IXIS AM GROUP | D | Control |
| EULIA | FE | CDC IXIS | D | Control |
| EULIA | FE | CDC IXIS | D | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CNCE | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CNCE | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CDC IXIS | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CNCE | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CNCE | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CDC IXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | EULIA | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | EULIA | C | Control |
Registrations
Federal
IA
Sep 28, 2005 REGISTERED
Address
399 BOYLSTON STREETBOSTON, MA 2116
USA
Phone: 617-449-2200