FINANCIAL DIRECTIONS LLC

CRD #108475 SEC #801-56919 TUCSON, AZ 520-408-7777

SEC Registered

Total AUM

$672.5M

Discretionary

$672.5M

Employees

Clients

Accounts

3,200

Firm Details

Organization Type: Limited Liability Company
State of Formation: Arizona
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 5, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHERBA, MARY, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SPACKEEN, STANTON, WILLIAM	I	SOLE MEMBER	E	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER RETIRED	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER RETIRED	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER RETIRED	D	Control
SPACKEEN, STANTON, WILLIAM	I	MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
SPACKEEN, STANTON, WILLIAM	I	MANAGING MEMBER	D	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	C	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	C	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	C	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	C	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	C	Control
GRIFFITH, FRANK, BERTRAM	I	MEMBER	C	Control
MARTIN, WALTER, RAY	I	MEMBER	C	Control
MARTIN, WALTER, RAY	I	MEMBER	C	Control
MARTIN, WALTER, RAY	I	MEMBER	C	Control
MARTIN, WALTER, RAY	I	MEMBER	C	Control
MARTIN, WALTER, RAY	I	MEMBER	C	Control
MARTIN, WALTER, RAY	I	MEMBER	C	Control
SPACKEEN, STANTON, WILLIAM	I	MEMBER	C	Control
SPACKEEN, STANTON, WILLIAM	I	MEMBER	C	Control
SPACKEEN, STANTON, WILLIAM	I	MEMBER	C	Control
SPACKEEN, STANTON, WILLIAM	I	MEMBER	C	Control
SPACKEEN, STANTON, WILLIAM	I	MEMBER	C	Control
SPACKEEN, STANTON, WILLIAM	I	MEMBER	C	Control

Registrations

Federal

Mar 5, 2025 REGISTERED

Notice Filings (6)

AZ CA CO NM TX WA

Address

1228 EAST PRINCE ROAD
TUCSON, AZ 85719
United States

Phone: 520-408-7777