FIDELITY BROKERAGE SERVICES LLC
CRD #108476 SEC #801- BOSTON, MA 617-563-7000
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENZIE, JOHN, PETER | I | EXECUTIVE VICE PRESIDENT | NA | |
| BENZIE, JOHN, PETER | I | EXECUTIVE VICE PRESIDENT | NA | |
| BENZIE, JOHN, PETER | I | EXECUTIVE VICE PRESIDENT | NA | |
| CASTRO, JOSEPH, THOMAS | I | COMPLIANCE OFFICER | NA | |
| CASTRO, JOSEPH, THOMAS | I | COMPLIANCE OFFICER | NA | |
| CASTRO, JOSEPH, THOMAS | I | COMPLIANCE OFFICER | NA | |
| CASTRO, JOSEPH, THOMAS | I | COMPLIANCE OFFICER | NA | |
| CURVEY, TRACEY, ESHERICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| CURVEY, TRACEY, ESHERICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| CURVEY, TRACEY, ESHERICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| ESHERICK, TRACEY, A. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GERACI, DANIEL, THEODORE | I | DIRECTOR | NA | Control |
| GERACI, DANIEL, THEODORE | I | DIRECTOR | NA | Control |
| GERACI, DANIEL, THEODORE | I | DIRECTOR | NA | Control |
| KATZELNICK, MARK, CURTIS | I | TREASURER | NA | |
| KATZELNICK, MARK, CURTIS | I | TREASURER | NA | |
| KATZELNICK, MARK, CURTIS | I | TREASURER | NA | |
| KATZELNICK, MARK, CURTIS | I | TREASURER | NA | Control |
| KELLY, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| KELLY, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| KELLY, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| KELLY, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| KIMM, DAVID, ROBERT | I | CHIEF OPERATING OFFICER | NA | |
| KIMM, DAVID, ROBERT | I | CHIEF OPERATING OFFICER | NA | |
| KIMM, DAVID, ROBERT | I | CHIEF OPERATING OFFICER | NA | |
| LARSEN, JEFFREY, ROBERT | I | GENERAL COUNSEL, CLERK | NA | |
| LARSEN, JEFFREY, ROBERT | I | GENERAL COUNSEL, CLERK | NA | |
| LARSEN, JEFFREY, ROBERT | I | GENERAL COUNSEL, CLERK | NA | |
| LARSEN, JEFFREY, ROBERT | I | GENERAL COUNSEL/SECRETARY | NA | |
| LOVERIDGE, DEAN, ELWOOD | I | SROP, VICE PRESIDENT | NA | |
| MACALPINE, WILLIAM, BRUCE | I | SROP, VICE PRESIDENT | NA | |
| MACALPINE, WILLIAM, BRUCE | I | SROP, VICE PRESIDENT | NA | |
| MACALPINE, WILLIAM, BRUCE | I | SROP, VICE PRESIDENT | NA | |
| MAZZARELLA, ROBERT, PATRICK | I | PRESIDENT, DIRECTOR | NA | Control |
| MAZZARELLA, ROBERT, PATRICK | I | DIRECTOR | NA | Control |
| MAZZARELLA, ROBERT, PATRICK | I | DIRECTOR | NA | Control |
| MCCARTNEY, EDWARD, LEA | I | EXECUTIVE VICE PRESIDENT | NA | |
| MCCARTNEY, EDWARD, LEA | I | EXECUTIVE VICE PRESIDENT | NA | |
| MCCARTNEY, EDWARD, LEA | I | EXECUTIVE VICE PRESIDENT | NA | |
| MCCARTNEY, EDWARD, LEA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCGOVERN, GAIL, JUDITH | I | DIRECTOR | NA | Control |
| MCGOVERN, GAIL, JUDITH | I | PRESIDENT | NA | Control |
| MCGOVERN, GAIL, JUDITH | I | PRESIDENT | NA | Control |
| MCGOVERN, GAIL, JUDITH | I | PRESIDENT/DIRECTOR | NA | Control |
| STECKLOW, LEONARD, JEFFREY | I | EXECUTIVE VICE PRESIDENT | NA | |
| STECKLOW, LEONARD, JEFFREY | I | EXECUTIVE VICE PRESIDENT | NA | |
| STECKLOW, LEONARD, JEFFREY | I | EXECUTIVE VICE PRESIDENT | NA | |
| STECKLOW, LEONARD, JEFFREY | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| VATERS, ERICA, MELINDA | I | CROP | NA | |
| VATERS, ERICA, MELINDA | I | CROP | NA | |
| VATERS, ERICA, MELINDA | I | CROP | NA | |
| VATERS, ERICA, MELINDA | I | CROP | NA | |
| WALLACE, JEFFREY, SCOTT | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| WALLACE, JEFFREY, SCOTT | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| WALLACE, JEFFREY, SCOTT | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| WALLACE, JEFFREY, SCOTT | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| WASS, JOHN, GREGORY | I | ASSISTANT TREASURER | NA | |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| JOHNSON, ABIGAIL, PIERREPONT | I | FMR CORP. | C | Control |
| JOHNSON, ABIGAIL, PIERREPONT | I | FMR CORP. | C | Control |
| JOHNSON, ABIGAIL, PIERREPONT | I | FMR CORP. | C | Control |
| JOHNSON, EDWARD, CROSBY | I | FMR CORP. | C | Control |
| JOHNSON, EDWARD, CROSBY | I | FMR CORP. | C | Control |
| JOHNSON, EDWARD, CROSBY | I | FMR CORP. | C | Control |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (1)
CA
Address
100 SUMMER STREET R29BOSTON, MA 2109
USA
Phone: 617-563-7000