BERGER & ASSOCIATES LLC
CRD #108487 SEC #801-54758 BEVERLY HILLS, CA 310-246-5770
SEC Registered
Total AUM
$88.9M
Discretionary
$80.8M
Employees
5
Clients
10
Accounts
195
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KAHN, JORDAN | I | PORTFOLIO MANAGER | NA | |
| KAHN, JORDAN | I | PORTFOLIO MANAGER | NA | |
| KAHN, JORDAN | I | PORTFOLIO MANAGER | NA | |
| ROYES, SCOTT | I | COMPLIANCE OFFICER | NA | |
| STERK, ISABEL, O | I | PORTFOLIO ANALYST/COMPLIANCE OFFICER | NA | |
| BERGER, ESTHER, MARIE | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BERGER, ESTHER, MARIE | I | MANAGING DIRECTOR | E | Control |
| ESTHER M. BERGER TRUST | DE | MANAGER & 100% OWNER | E | Control |
Registrations
Federal
IA
Sep 7, 2005 REGISTERED
Notice Filings (2)
CA GA
Address
9465 WILSHIRE BOULEVARDSUITE 450
BEVERLY HILLS, CA 90212
USA
Phone: 310-246-5770