RIA Intelligence

TRANSAMERICA INVESTMENT MANAGEMENT, LLC

CRD #108488 SEC #801-57089 LOS ANGELES, CA 310-996-3200
SEC Registered
Total AUM
$14.4B
Discretionary
$14.4B
Employees
--
Clients
--
Accounts
3,104

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BAIRD, PATRICK, STEVENIMANAGERNA
BAIRD, PATRICK, STEVENIMANAGERNA
BAIRD, PATRICK, STEVENIMANAGERNA
BERGEN, TODD, MICHAELIBOARD MEMBERNA Control
BERGEN, TODD, MICHAELIBOARD MEMBERNA Control
BERGEN, TODD, MICHAELIBOARD MEMBERNA Control
BERGEN, TODD, MICHAELIBOARD MEMBERNA Control
BERGEN, TODD, MICHAELIELECTED MANAGERNA Control
BERGEN, TODD, MICHAELIBOARD MEMBERNA Control
BERGEN, TODD, MICHAELIBOARD MEMBERNA Control
BERGEN, TODD, MICHAELIBOARD MEMBERNA Control
CARTER, JOHN, KINNLEYIBOARD MEMBERNA Control
CARTER, JOHN, KINNLEYIBOARD MEMBERNA Control
CARTER, JOHN, KINNLEYIBOARD MEMBERNA Control
CARTER, JOHN, KINNLEYIBOARD MEMBERNA Control
CARTER, JOHN, KINNLEYIELECTED MANAGERNA Control
CARTER, JOHN, KINNLEYIBOARD MEMBERNA Control
CARTER, JOHN, KINNLEYIBOARD MEMBERNA Control
CARTER, JOHN, KINNLEYIBOARD MEMBERNA Control
COLE, JESSICA, LEIGHICHIEF COMPLIANCE OFFICERNA
COLE, JESSICA, LEIGHICHIEF COMPLIANCE OFFICERNA
DEVONISH, EMMEIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
DEVONISH, EMMEIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
EDELSTEIN, GEOFFREY, IRAIPRINCIPAL, MANAGING DIRECTOR, BOARD MEMBERNA Control
EDELSTEIN, GEOFFREY, IRAIPRINCIPAL, MANAGING DIRECTOR, BOARD MEMBERNA Control
EDELSTEIN, GEOFFREY, IRAIPRINCIPAL, MANAGING DIRECTOR, BOARD MEMBERNA Control
EDELSTEIN, GEOFFREY, IRAIPRINCIPAL, MANAGING DIRECTOR, BOARD MEMBERNA Control
HOUK, PAUL, JOHNISECRETARY, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
HOUK, PAUL, JOHNISECERTARY & GENERAL COUNSELNA
HOUK, PAUL, JOHNISECERTARY & GENERAL COUNSELNA
HU, HEIDI, YEWENIPRINCIPAL, MANAGING DIRECTORNA Control
HUBER, JOHNIPRINCIPAL, BOARD MEMBERNA
HUBER, JOHNIPRINCIPAL, BOARD MEMBERNA
HUBER, JOHNIPRINCIPAL, BOARD MEMBERNA
HUBER, JOHNIPRINCIPAL, BOARD MEMBERNA Control
HUBER, JOHNIPRINCIPAL, BOARD MEMBERNA Control
KENNEY, JOHN, RAYMONDIMANAGERNA
KENNEY, JOHN, RAYMONDIMANAGERNA
KENNEY, JOHN, RAYMONDIMANAGERNA Control
KENNEY, JOHN, RAYMONDIMANAGERNA Control
KENNEY, JOHN, RAYMONDIMANAGERNA Control
KENNEY, JOHN, RAYMONDIMANAGERNA Control
KENNEY, JOHN, RAYMONDIMANAGERNA Control
KENNEY, JOHN, RAYMONDIMANAGERNA
KESSLER, LISA, ANNICORPORATE VICE PRESIDENTNA
KESSLER, LISA, ANNICORPORATE VICE PRESIDENTNA
KESSLER, LISA, ANNICORPORATE VICE PRESIDENTNA
KESSLER, LISA, ANNICORPORATE VICE PRESIDENTNA
KESSLER, LISA, ANNICORPORATE VICE PRESIDENTNA
KIM, KIRK, JOONIPRINCIPAL, CHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
KIM, KIRK, JOONIPRINCIPAL, CHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
KOLSRUD, DOUGLAS, CIMANAGERNA
KOLSRUD, DOUGLAS, CIMANAGERNA
LATZER, RICHARD, NEALIMANAGERNA
LATZER, RICHARD, NEALIMANAGERNA
LOPEZ, PETER, ORLANDOIPRINCIPAL, PRESIDENT, BOARD MEMBERNA
LOPEZ, PETER, ORLANDOIPRINCIPAL, BOARD MEMBERNA
LOPEZ, PETER, ORLANDOIPRINCIPAL, CHIEF EXECUTIVE OFFICERNA
LOPEZ, PETER, ORLANDOIPRINCIPAL, CHIEF EXECUTIVE OFFICER, BOARD MEMBERNA Control
LOPEZ, PETER, ORLANDOIPRINCIPAL, CHIEF EXECUTIVE OFFICER, BOARD MEMBERNA Control
LUBCHENCO, DAVID, WARRENIPRINCIPAL, MANAGING DIRECTORNA Control
LUBCHENCO, DAVID, WARRENIPRINCIPAL, MANAGING DIRECTORNA
LUBCHENCO, DAVID, WARRENIPRINCIPAL, MANAGING DIRECTORNA
MCCANN, JOHN, MICHAELIGENERAL COUNSELNA
MCCANN, JOHN, MICHAELIGENERAL COUNSELNA
MCCROY, JEFFREY, ALANIBOARD MEMBERNA Control
MCCROY, JEFFREY, ALANIBOARD MEMBERNA Control
MCCROY, JEFFREY, ALANIBOARD MEMBERNA Control
MCCROY, JEFFREY, ALANIBOARD MEMBERNA Control
MCCROY, JEFFREY, ALANIBOARD MEMBERNA Control
MCCROY, JEFFREY, ALANICHAIRMAN, BOARD OF MANAGERSNA Control
MCCROY, JEFFREY, ALANICHAIRMAN, BOARD OF MANAGERSNA Control
MILLER, WILLIAM, THOMASICHIEF OPERATING OFFICER, MANAGERNA
MULLIN, MARK, WILLIAMIBOARD MEMBERNA
MULLIN, MARK, WILLIAMIBOARD MEMBERNA Control
MULLIN, MARK, WILLIAMIBOARD MEMBERNA Control
MULLIN, MARK, WILLIAMIBOARD MEMBERNA Control
MULLIN, MARK, WILLIAMIBOARD MEMBERNA Control
NORMAN, LARRY, NEILIBOARD MEMBERNA Control
NORMAN, LARRY, NEILIMANAGERNA
NORMAN, LARRY, NEILIMANAGERNA
NORMAN, LARRY, NEILIMANAGERNA Control
NORMAN, LARRY, NEILIMANAGERNA Control
NORMAN, LARRY, NEILIMANAGERNA Control
NORMAN, LARRY, NEILIMANAGERNA Control
NORMAN, LARRY, NEILIMANAGERNA Control
NORMAN, LARRY, NEILIMANAGERNA
RACK, STEPHEN, PHILLIPIVICE PRESIDENTNA
RIAZZI, JOHN, CARMENICHIEF EXECUTIVE OFFICERNA
RIAZZI, JOHN, CARMENICHIEF EXECUTIVE OFFICERNA
RIAZZI, JOHN, CARMENICHIEF EXECUTIVE OFFICER, MANAGERNA Control
RIAZZI, JOHN, CARMENICHIEF EXECUTIVE OFFICER, MANAGERNA Control
RIAZZI, JOHN, CARMENICHIEF EXECUTIVE OFFICER,CHIEF COMPLIANCE OFFICER, MANAGERNA Control
RIAZZI, JOHN, CARMENICHIEF EXECUTIVE OFFICER, MANAGERNA Control
RIAZZI, JOHN, CARMENICHIEF EXECUTIVE OFFICER, MANAGERNA Control
RIAZZI, JOHN, CARMENICHIEF EXECUTIVE OFFICER, MANAGERNA
ROLLE', GARY, UWEIPRINCIPAL, MANAGING DIRECTOR,CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, BOARD MEMBERNA Control
ROLLE', GARY, UWEIPRINCIPAL, MANAGING DIRECTOR,CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, BOARD MEMBERNA Control
ROLLE', GARY, UWEIPRINCIPAL, MANAGING DIRECTOR,CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, BOARD MEMBERNA Control
ROLLE', GARY, UWEIPRINCIPAL, MANAGING DIRECTOR,CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, BOARD MEMBERNA Control
ROLLE', GARY, UWEIPRINCIPAL, MANAGING DIRECTOR,CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, BOARD MEMBERNA Control
ROLLE', GARY, UWEIPRESIDENT, MANAGERNA
ROLLE', GARY, UWEIPRESIDENT, MANAGERNA
ROLLE', GARY, UWEIPRESIDENT, MANAGERNA Control
ROLLE', GARY, UWEIPRINCIPAL, MANAGING DIRECTOR,CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, BOARD MEMBERNA Control
ROLLE', GARY, UWEIPRESIDENT,CHIEF INVESTMENT OFFICER, MANAGERNA Control
ROLLE', GARY, UWEIPRESIDENT,CHIEF INVESTMENT OFFICER, MANAGERNA Control
ROLLE', GARY, UWEIPRESIDENT, MANAGERNA Control
ROLLE', GARY, UWEIPRESIDENT, MANAGERNA Control
ROLLE', GARY, UWEIPRESIDENT, MANAGERNA
ROLLE', GARY, UWEIBOARD MEMBERNA Control
ROLLE', GARY, UWEIBOARD MEMBERNA Control
RUSSELL, SARAH, ANNE CECILIELECTED MANAGERNA Control
SCOTT, BRIAN, CIMANAGERNA
SCOTT, BRIAN, CHARLESIMANAGERNA Control
SCOTT, BRIAN, CHARLESIMANAGERNA Control
SCOTT, BRIAN, CHARLESIMANAGERNA Control
SCOTT, BRIAN, CHARLESIMANAGERNA Control
SCOTT, BRIAN, CHARLESIMANAGERNA Control
SLOCUM, BRADLEY, GILESIPRINCIPAL, MANAGING DIRECTORNA Control
SLOCUM, BRADLEY, GILESIPRINCIPAL, MANAGING DIRECTORNA
SLOCUM, BRADLEY, GILESIPRINCIPAL, MANAGING DIRECTORNA
STEVENS, MICHELLE, ELIZABETHIPRINCIPAL, MANAGING DIRECTOR, VALUE EQUITY CHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
SWANSON, ANN MARIEIVICE PRESIDENT, GENERAL COUNSEL, SECRETARY, CHIEF COMPLIANCE OFFICERNA
SWANSON, ANN MARIEIVICE PRESIDENT, GENERAL COUNSEL, SECRETARYNA
SWANSON, ANN MARIEIVICE PRESIDENT, GENERAL COUNSEL, SECRETARY, CHIEF COMPLIANCE OFFICERNA
SWANSON, ANN MARIEIVICE PRESIDENT, GENERAL COUNSEL, SECRETARY, CHIEF COMPLIANCE OFFICERNA
SWANSON, ANN MARIEIVICE PRESIDENT, GENERAL COUNSEL, SECRETARY, CHIEF COMPLIANCE OFFICERNA
VAN HARTE, JEFFREY, SANFORDISENIOR VICE PRESIDENT, MANAGERNA Control
VAN HARTE, JEFFREY, SANFORDISENIOR VICE PRESIDENT, MANAGERNA Control
VAN HARTE, JEFFREY, SANFORDIEXECUTIVE VICE PRESIDENT, MANAGERNA Control
VAN HARTE, JEFFREY, SANFORDIEXECUTIVE VICE PRESIDENT, MANAGERNA Control
VAN HARTE, JEFFREY, SANFORDIEXECUTIVE VICE PRESIDENT, MANAGERNA Control
VAN HARTE, JEFFREY, SANFORDIEXECUTIVE VICE PRESIDENT, MANAGERNA Control
VAN HARTE, JEFFREY, SANFORDIEXECUTIVE VICE PRESIDENT, MANAGERNA Control
VAN HARTE, JEFFREY, SANFORDISENIOR VICE PRESIDENT, MANAGERNA Control
VAN HOUWELINGEN, WILLEM, HENDRIKIBOARD MEMBERNA Control
VAN HOUWELINGEN, WILLEM, HENDRIKIBOARD MEMBERNA Control
WEIMER, TRAVIS, SCOTICONTROLLERNA
WEIMER, TRAVIS, SCOTICHIEF FINANCIAL OFFICERNA
WEIMER, TRAVIS, SCOTICHIEF FINANCIAL OFFICERNA
WEIMER, TRAVIS, SCOTICHIEF FINANCIAL OFFICERNA
WEIMER, TRAVIS, SCOTICHIEF FINANCIAL OFFICERNA
WEIRICK, GREGORY, STEPHENIPRINCIPAL, MANAGING DIRECTORNA Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEOWNERE Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEOWNERE Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEMAJORITY SHAREHOLDERE Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEOWNERE Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEOWNERE Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEOWNERE Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEOWNERE Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEMAJORITY SHAREHOLDERE Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEOWNERE Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEOWNERE Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEOWNERE Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEOWNERE Control
TRANSAMERICA INVESTMENT SERVICES, INC.DEOWNERE Control
TRANSAMERICA INVESTMENT SERVICES, LLCDEMAJORITY SHAREHOLDERE Control
TRANSAMERICA INVESTMENT SERVICES, LLCDEMEMBERE Control
TRANSAMERICA INVESTMENT SERVICES, LLCDEMAJORITY SHAREHOLDERE Control
TRANSAMERICA INVESTMENT SERVICES, LLCDEMAJORITY SHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
AEGON INTERNATIONAL B.V.FETHE AEGON TRUSTE
AEGON INTERNATIONAL B.V.FETHE AEGON TRUSTE
AEGON INTERNATIONAL B.V.FETHE AEGON TRUSTE
AEGON INTERNATIONAL B.V.FETHE AEGON TRUSTE
AEGON U.S. HOLDING CORPORATIONDEAEGON USA, LLCE
AEGON U.S. HOLDING CORPORATIONDEAEGON USA, LLCE
AEGON U.S. HOLDING CORPORATIONDEAEGON USA, LLCE
AEGON U.S. HOLDING CORPORATIONDEAEGON USA, LLCE
AEGON USA ASSET MANAGEMENT HOLDING, LLCDETRANSAMERICA INVESTMENT SERVICES, LLCE
AEGON USA ASSET MANAGEMENT HOLDING, LLCDETRANSAMERICA INVESTMENT SERVICES, LLCE
AEGON USA ASSET MANAGEMENT HOLDING, LLCDETRANSAMERICA INVESTMENT SERVICES, LLCE
AEGON USA ASSET MANAGEMENT HOLDING, LLCDETRANSAMERICA INVESTMENT SERVICES, LLCE
AEGON USA, LLCDEAUSA HOLDING COMPANYE
AEGON USA, LLCDEAUSA HOLDING COMPANYE
AEGON USA, LLCDEAUSA HOLDING COMPANYE
AEGON USA, LLCDEAUSA HOLDING COMPANYE
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FEAEGON INTERNATIONAL B.V.E Control
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FEAEGON INTERNATIONAL B.V.E Control
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FETRANSAMERICA CORPORATIONE Control
AEGON, N.V.FEAEGON INTERNATIONAL B.V.E Control
AEGON, N.V.FEAEGON INTERNATIONAL B.V.E Control
AUSA HOLDING COMPANYDEAEGON USA ASSET MANAGEMENT HOLDING, LLCE
AUSA HOLDING COMPANYDEAEGON USA ASSET MANAGEMENT HOLDING, LLCE
AUSA HOLDING COMPANYDEAEGON USA ASSET MANAGEMENT HOLDING, LLCE
AUSA HOLDING COMPANYDEAEGON USA ASSET MANAGEMENT HOLDING, LLCE
THE AEGON TRUSTDETRANSAMERICA CORPORATIONE
THE AEGON TRUSTDETRANSAMERICA CORPORATIONE
THE AEGON TRUSTDETRANSAMERICA CORPORATIONE
THE AEGON TRUSTDETRANSAMERICA CORPORATIONE
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDEAEGON U.S. HOLDING CORPORATIONE
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDEAEGON U.S. HOLDING CORPORATIONE
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDETRANSAMERICA INVESTMENT SERVICES, INC.E Control
TRANSAMERICA CORPORATIONDEAEGON U.S. HOLDING CORPORATIONE
TRANSAMERICA CORPORATIONDEAEGON U.S. HOLDING CORPORATIONE

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Notice Filings (51)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

11111 SANTA MONICA BLVD
SUITE 820
LOS ANGELES, CA 90025
United States
Phone: 310-996-3200