FINANCIAL MOUNTAIN INC
CRD #108489 SEC #801-135216 BOULDER, CO 303-351-1517
SEC Registered
Total AUM
$111.3M
Discretionary
$111.3M
Employees
2
Clients
0
Accounts
449
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 22, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADOLFSON, MARK, HENNING | I | PLANNER | NA | |
| ADOLFSON, MARK, HENNING | I | PLANNER | NA | |
| ADOLFSON, MARK, HENNING | I | PLANNER | NA | |
| ADOLFSON, MARK, HENNING | I | PLANNER | NA | |
| DOUCET, MICHELLE, ANNETTE | I | SECRETARY | NA | |
| DOUCET, MICHELLE, ANNETTE | I | SECRETARY | NA | |
| DOUCET, MICHELLE, ANNETTE | I | SECRETARY | NA | |
| DOUCET, MICHELLE, ANNETTE | I | SECRETARY | NA | |
| ZIMBERG, ROBERT, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ZIMBERG, ROBERT, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICE | E | Control |
| ZIMBERG, ROBERT, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ZIMBERG, ROBERT, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | E | Control |
| ZIMBERG, ROBERT, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | E | Control |
| ZIMBERG, ROBERT, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ZIMBERG, ROBERT, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | E | Control |
| ZIMBERG, ROBERT, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | E | Control |
| ZIMBERG, ROBERT, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | E | Control |
| ZIMBERG, ROBERT, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | E | Control |
| PITTENGER, GALE, ALAN | I | SECRETARY | C | Control |
| PITTENGER, GALE, ALAN | I | SECRETARY | C | Control |
| PITTENGER, GALE, ALAN | I | SECRETARY | C | Control |
| PITTENGER, GALE, ALAN | I | SECRETARY | C | Control |
Registrations
Federal
IA
Dec 22, 2025 REGISTERED
Notice Filings (1)
CO
Address
1035 PEARL STREET SUITE 414BOULDER, CO 80302
United States
Phone: 303-351-1517