SWARTHMORE ASSET MANAGEMENT LTD
CRD #108507 SEC #801-41752 NEW YORK, NY 212-741-2300
SEC Registered
Total AUM
$48.2M
Discretionary
$48.2M
Employees
2
Clients
--
Accounts
41
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEVIN, SAMUEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 31, 2025 REGISTERED
Address
200 WEST 16TH STREET, OFFICE 1BNEW YORK, NY 10011
United States
Phone: 212-741-2300