DFC FINANCIAL GROUP INC
CRD #108509 SEC #801-21744 OXFORD, MI 248-236-0495
SEC Registered
Total AUM
$41.4M
Discretionary
$41.4M
Employees
5
Clients
51
Accounts
118
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JAMES A. KIRKLAND | DE | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| JAMES A. KIRKLAND | DE | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| JAMES A. KIRKLAND | DE | PRESIDENT | E | Control |
| JAMES A. KIRKLAND | DE | PRESIDENT | E | Control |
| JAMES A. KIRKLAND | DE | PRESIDENT | E | Control |
| KIRKLAND, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KIRKLAND, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KIRKLAND, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ALLEN, KENNETH, SHERMAN | I | VICE PRESIDENT - FINANCIAL PLANNING DIRECTOR | B | Control |
| ALLEN, KENNETH, SHERMAN | I | VICE PRESIDENT - FINANCIAL PLANNING DIRECTOR | A | Control |
| ALLEN, KENNETH, SHERMAN | I | VICE PRESIDENT - FINANCIAL PLANNING DIRECTOR | A | Control |
| ALLEN, KENNETH, SHERMAN | I | VICE PRESIDENT - FINANCIAL PLANNING DIRECTOR | A | Control |
Registrations
Federal
IA
Feb 15, 2005 REGISTERED
Address
OXFORD FINANCIAL CENTER653 S. LAPEER RD.
OXFORD, MI 48371
USA
Phone: 248-236-0495