LEGACY CG LLC
Legal name: LEGACY CONSULTING GROUP
CRD #108541 SEC #801-57457 PLANO, TX 972-599-4750
SEC Registered
Total AUM
$356.4M
Discretionary
$343.9M
Employees
5
Clients
101
Accounts
513
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | NA | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| SHAKE, ROGER, ALAN | I | VP/SEC/TREAS. | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CCO | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CCO | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CCO | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CCO | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | DE | MEMBER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WACHS, STEVEN, GREGG | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| BOLING, JENNIFER, KATHARINE | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| QUINN, MATTHEW, PETER | I | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A | |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCHMITT, JENNIFER, YOUNG | I | SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | F | Control |
| SCHMITT, JENNIFER, YOUNG | I | SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | F | Control |
| SCHMITT, JENNIFER, YOUNG | I | SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | F | Control |
| SCHMITT, JENNIFER, YOUNG | I | SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | F | Control |
| SCHMITT, JENNIFER, YOUNG | I | SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | F | Control |
| SCHMITT, JENNIFER, YOUNG | I | SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | F | Control |
| SCHMITT, JENNIFER, YOUNG | I | SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | F | Control |
| SCHMITT, JENNIFER, YOUNG | I | SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | F | Control |
| SCHMITT, JENNIFER, YOUNG | I | SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | F | Control |
| SCHMITT, JENNIFER, YOUNG | I | SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | F | Control |
| SCHMITT, JENNIFER, YOUNG | I | SCHMITT REVOCABLE TRUST, DATED 12/28/2018 | F | Control |
| SHAKE, ROGER, ALAN | I | ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | F | Control |
| SHAKE, ROGER, ALAN | I | ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | F | Control |
| SHAKE, ROGER, ALAN | I | ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | F | Control |
| SHAKE, ROGER, ALAN | I | ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | F | Control |
| SHAKE, ROGER, ALAN | I | ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | F | Control |
| SHAKE, ROGER, ALAN | I | ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | F | Control |
| SHAKE, ROGER, ALAN | I | ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | F | Control |
| SHAKE, ROGER, ALAN | I | ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | F | Control |
| SHAKE, ROGER, ALAN | I | ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | F | Control |
| SHAKE, ROGER, ALAN | I | ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | F | Control |
| SHAKE, ROGER, ALAN | I | ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED | F | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (4)
AR CO OK TX
Address
5340 LEGACY DRIVESTE 165
PLANO, TX 75024
United States
Phone: 972-599-4750