HERZFELD GROUP INC
Legal name: THE HERZFELD GROUP
CRD #108552 SEC #801-56951 LARGO, FL 727-587-0009
SEC Registered
Total AUM
$34M
Discretionary
$34M
Employees
1
Clients
0
Accounts
287
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HERZFELD, PAUL, VINCENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF EXEC. OFFICER | E | Control |
| HERZFELD, PAUL, VINCENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF EXEC. OFFICER | E | Control |
| HERZFELD, PAUL, VINCENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF EXEC. OFFICER | E | Control |
| HERZFELD, PAUL, VINCENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF EXEC. OFFICER | E | Control |
| HERZFELD, PAUL, VINCENT | I | PRESIDENT | E | Control |
| HERZFELD, PAUL, VINCENT | I | PRESIDENT | E | Control |
| HERZFELD, PAUL, VINCENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF EXEC. OFFICER | E | Control |
| HERZFELD, PAUL, VINCENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF EXEC. OFFICER | E | Control |
| HERZFELD, PAUL, VINCENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF EXEC. OFFICER | E | Control |
| HERZFELD, PAUL, VINCENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF EXEC. OFFICER | E | Control |
| HERZFELD, PAUL, VINCENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF EXEC. OFFICER | E | Control |
Registrations
Federal
IA
Jan 26, 2012 REGISTERED
Notice Filings (1)
FL
Address
1715 EAST BAY DRIVESUITE C
LARGO, FL 33771
United States
Phone: 727-587-0009