RIA Intelligence

SEAGATE GLOBAL ADVISORS LIMITED LIABILITY COMPANY

Legal name: SEAGATE GLOBAL ADVISORS LLC

CRD #108555 SEC #801-56405 EL SEGUNDO, CA 310-524-2000
SEC Registered
Total AUM
$200K
Discretionary
$200K
Employees
10
Clients
--
Accounts
4

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 18, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LEE, ROSALIND, KICHIEF OPERATING OFFICERNA Control
LAWTON, WILLIAM, JOHN PENSONICHAIRMAN AND CHIEF INVESTMENT OFFICERC Control
LAWTON, WILLIAM, JOHN PENSONICHAIRMAN AND CHIEF INVESTMENT OFFICERC Control
LAWTON, WILLIAM, JOHN PENSONICHAIRMAN AND CHIEF INVESTMENT OFFICERC Control
LAWTON, WILLIAM, JOHN PENSONICHAIRMAN AND CHIEF INVESTMENT OFFICERC Control
REVELEY, ROBERT, MICHAELIPRESIDENT AND DEPUTY CHIEF INV. OFFICER/CHIEF COMPLIANCE OFFICERC Control
REVELEY, ROBERT, MICHAELIPRESIDENT AND DEPUTY CHIEF INV. OFFICERC Control
REVELEY, ROBERT, MICHAELIPRESIDENT AND DEPUTY CHIEF INV. OFFICERC Control
REVELEY, ROBERT, MICHAELIPRESIDENT AND DEPUTY CHIEF INV. OFFICERC Control
HASTINGS, GREGORY, HOWARDIEXECUTIVE VICE PRESIDENTB
HASTINGS, GREGORY, HOWARDIEXECUTIVE VICE PRESIDENTB
METCALF, DOUGLAS, RIPRESIDENT, FUNDS MANAGEMENTB
PAN, JAMESIVICE PRESIDENTB Control
PAN, JAMESIVICE PRESIDENTB Control
PAN, JAMESIVICE PRESIDENTB
PAN, JAMESIVICE PRESIDENTB
HASTINGS, GREGORY, HOWARDIMEMBERA
HASTINGS, GREGORY, HOWARDIMEMBERA
METCALF, DOUGLAS, RIPRESIDENT, FUNDS MANAGEMENTA Control
METCALF, DOUGLAS, RIPRESIDENT, FUNDS MANAGEMENTA Control
METCALF, DOUGLAS, RIPRESIDENT, FUNDS MANAGEMENTA

Registrations

Federal

IA
Feb 18, 2009 REGISTERED

Notice Filings (1)

CA

Address

999 N. SEPULVEDA BLVD
SUITE # 550
EL SEGUNDO, CA 90245
United States
Phone: 310-524-2000