BAKER INVESTMENT GROUP LLC
CRD #108563 SEC #801-57653 BOSTON, MA 617-451-9000
SEC Registered
Total AUM
$351.5M
Discretionary
$351.5M
Employees
10
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAWKES, WILLIAM, S. | I | CHIEF OPERATING OFFICER, COMPLIANCE OFFICER | NA | Control |
| LJS FAMILY TRUST | DE | MEMBER | NA | |
| MEHTA, ANDRE | I | OFFICER, MEMBER | NA | Control |
| ORGLAND, ARILD | I | DIRECTOR | NA | Control |
| SMITH, LEE, DEVERNE | I | DIRECTOR, TREASURER, BENEFICIARY OF LJS FAMILY TRUST | NA | Control |
| BAKER, NARDIN | I | PRESIDENT, DIRECTOR, MEMBER | D | Control |
| ALFRED BERG INDUSTRIFINANS ASA | FE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ABN AMRO BANK | FE | ALFRED BERG HOLDING AB | E | |
| ALFRED BERG ASSET MANAGEMENT AB | FE | ALFRED BERG INDUSTRIFINANS ASA | E | |
| ALFRED BERG HOLDING AB | FE | ALFRED BERG ASSET MANAGEMENT HOLDING AB | E |
Registrations
Federal
IA
Mar 27, 2002 REGISTERED
Address
184 HIGH STBOSTON, MA 2110
USA
Phone: 617-451-9000