FINANCIAL MARKETPLACE GROUP, LLC
Legal name: FINANCIAL MARKETPLACE
CRD #108571 SEC #801-57959 MCKINNEY, TX 469-323-8974
SEC Registered
Total AUM
$16M
Discretionary
$0
Employees
5
Clients
0
Accounts
250
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RICKETTS, SCOTT, DAVID | I | CEO | C | Control |
| ELAM, GEORGE, RAY | I | VICE-PRESIDENT | B | Control |
Registrations
Federal
IA
Jun 30, 2004 REGISTERED
Notice Filings (1)
TX
Address
3001 SOUTH HARDIN BLVDSUITE 110-123
MCKINNEY, TX 75070
USA
Phone: 469-323-8974