FRANKLIN PORTFOLIO ASSOCIATES LLC
CRD #108572 SEC #801-54328 BOSTON, MA 617-248-4500
SEC Registered
Total AUM
$31B
Discretionary
$31B
Employees
--
Clients
--
Accounts
108
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANTIN, FRANCIS, DAVID | I | DIRECTOR OF MANAGER | NA | Control |
| ANTIN, FRANCIS, DAVID | I | DIRECTOR OF MANAGER | NA | Control |
| ANTIN, FRANCIS, DAVID | I | DIRECTOR OF MANAGER | NA | Control |
| ARVIN, IAN, DAVID | I | VICE PRESIDENT | NA | |
| ARVIN, IAN, DAVID | I | VICE PRESIDENT | NA | |
| ARVIN, IAN, DAVID | I | VICE PRESIDENT | NA | |
| ARVIN, IAN, DAVID | I | VICE PRESIDENT | NA | |
| BUCKLEY, OLIVER, ELLSWORTH | I | EXECUTIVE VICE PRESIDENT & CIO | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | EXECUTIVE VICE PRESIDENT & CIO | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | EXECUTIVE VICE PRESIDENT, CIO & DIRECTOR OF MANAGER | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, OLIVER, ELLSWORTH | I | SENIOR VICE PRESIDENT | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | CHAIRMAN OF THE BOARD, PRESIDENT & CEO. | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CONE, JOHN, STEPHEN | I | PRESIDENT, COO & CEO. DIRECTOR OF MANAGER | NA | Control |
| CRAWFORD, KRISTIN, JULIA | I | VICE PRESIDENT | NA | |
| CRAWFORD, KRISTIN, JULIA | I | VICE PRESIDENT | NA | |
| CRAWFORD, KRISTIN, JULIA | I | VICE PRESIDENT | NA | |
| CRAWFORD, KRISTIN, JULIA | I | VICE PRESIDENT | NA | |
| CRAWFORD, KRISTIN, JULIA | I | VICE PRESIDENT | NA | |
| CRAWFORD, KRISTIN, JULIA | I | VICE PRESIDENT | NA | |
| CRAWFORD, KRISTIN, JULIA | I | VICE PRESIDENT | NA | |
| CRAWFORD, KRISTIN, JULIA | I | VICE PRESIDENT | NA | |
| CRAWFORD, KRISTIN, JULIA | I | VICE PRESIDENT | NA | |
| DOGGETT, JOHN, VERITY | I | VICE PRESIDENT | NA | |
| DOGGETT, JOHN, VERITY | I | VICE PRESIDENT | NA | |
| DOGGETT, JOHN, VERITY | I | VICE PRESIDENT | NA | |
| DOGGETT, JOHN, VERITY | I | VICE PRESIDENT | NA | |
| DOGGETT, JOHN, VERITY | I | VICE PRESIDENT | NA | |
| DOGGETT, JOHN, VERITY | I | VICE PRESIDENT | NA | |
| DOGGETT, JOHN, VERITY | I | VICE PRESIDENT | NA | |
| DOGGETT, JOHN, VERITY | I | VICE PRESIDENT | NA | |
| DOGGETT, JOHN, VERITY | I | VICE PRESIDENT | NA | |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNN, MICHAEL, FOSTER | I | SENIOR VICE PRESIDENT | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| FRANKLIN PORTFOLIO HOLDINGS, LLC | DE | MEMBER/MANAGER | NA | Control |
| GARVIN, LANGTON, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| GARVIN, LANGTON, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| GARVIN, LANGTON, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| GARVIN, LANGTON, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| GARVIN, LANGTON, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| GARVIN, LANGTON, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| GARVIN, LANGTON, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| GARVIN, LANGTON, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| HEALEY, PAUL, FRANCIS | I | EXECUTIVE VICE PRESIDENT & COO, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | EXECUTIVE VICE PRESIDENT & COO, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | EXECUTIVE VICE PRESIDENT & COO, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HEALEY, PAUL, FRANCIS | I | SENIOR VICE PRESIDENT, DIRECTOR OF MANAGER | NA | Control |
| HUDSON, GUY | I | DIRECTOR OF MANAGER | NA | Control |
| HUDSON, GUY | I | DIRECTOR OF MANAGER | NA | Control |
| HUDSON, GUY | I | DIRECTOR OF MANAGER | NA | Control |
| HUDSON, GUY | I | DIRECTOR OF MANAGER | NA | Control |
| HUDSON, GUY | I | DIRECTOR OF MANAGER | NA | Control |
| HUDSON, GUY | I | DIRECTOR OF MANAGER | NA | Control |
| HUDSON, GUY | I | DIRECTOR OF MANAGER | NA | Control |
| HUDSON, GUY | I | DIRECTOR OF MANAGER | NA | Control |
| HUDSON, GUY | I | DIRECTOR OF MANAGER | NA | Control |
| JIANG, DAVID, TSIANG | I | SENIOR VICE PRESIDENT | NA | Control |
| JIANG, DAVID, TSIANG | I | SENIOR VICE PRESIDENT | NA | Control |
| JIANG, DAVID, TSIANG | I | SENIOR VICE PRESIDENT | NA | Control |
| JIANG, DAVID, TSIANG | I | SENIOR VICE PRESIDENT | NA | Control |
| JIANG, DAVID, TSIANG | I | SENIOR VICE PRESIDENT | NA | Control |
| KINNEY, NANCY, KRISTEN | I | VICE PRESIDENT | NA | |
| KINNEY, NANCY, KRISTEN | I | VICE PRESIDENT | NA | |
| KINNEY, NANCY, KRISTEN | I | VICE PRESIDENT | NA | |
| KINNEY, NANCY, KRISTEN | I | VICE PRESIDENT | NA | |
| KNAPP, LAURIE, CAMPBELL | I | CLERK | NA | |
| KNAPP, LAURIE, CAMPBELL | I | CHIEF LEGAL OFFICER/CLERK | NA | |
| KNAPP, LAURIE, CAMPBELL | I | CLERK | NA | |
| KNAPP, LAURIE, CAMPBELL | I | CLERK | NA | |
| KNAPP, LAURIE, CAMPBELL | I | CLERK | NA | |
| KNAPP, LAURIE, CAMPBELL | I | CHIEF LEGAL OFFICER/CLERK | NA | |
| KNAPP, LAURIE, CAMPBELL | I | CHIEF LEGAL OFFICER/CLERK | NA | |
| KNAPP, LAURIE, CAMPBELL | I | CHIEF LEGAL OFFICER/CLERK | NA | |
| KNAPP, LAURIE, CAMPBELL | I | CHIEF LEGAL OFFICER/CLERK | NA | |
| KNAPP, LAURIE, CAMPBELL | I | CHIEF LEGAL OFFICER/CLERK | NA | |
| KNAPP, LAURIE, CAMPBELL | I | CHIEF LEGAL OFFICER/CLERK | NA | |
| MAISANO, PHILLIP, NICHOLAS | I | DIRECTOR OF MANAGER | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | DIRECTOR | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | DIRECTOR OF MANAGER | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| MCDERMOTT-HOLLAND, MARY, MARGARET | I | SENIOR VICE PRESIDENT | NA | Control |
| NAGONIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGONIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGONIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | CHAIRMAN OF THE BOARD OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR OF MANAGER | NA | Control |
| PENDERGAST, GREGG, EDWARD | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| PENDERGAST, GREGG, EDWARD | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT | NA | |
| PENDERGAST, GREGG, EDWARD | I | VICE PRESIDENT | NA | |
| SAVITZ, MICHAEL, JOSHUA | I | CHIEF LEGAL OFFICER, CLERK | NA | |
| SAVITZ, MICHAEL, JOSHUA | I | CHIEF LEGAL OFFICER, CLERK | NA | |
| SAVITZ, MICHAEL, JOSHUA | I | CHIEF LEGAL OFFICER, CLERK | NA | |
| SAVITZ, MICHAEL, JOSHUA | I | CHIEF LEGAL OFFICER, CLERK | NA | |
| SAVITZ, MICHAEL, JOSHUA | I | CHIEF LEGAL OFFICER, CLERK | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SEXENY, STEPHEN, LEO | I | VICE PRESIDENT | NA | |
| SLATTERY, PATRICK, MICHAEL | I | VICE PRESIDENT | NA | Control |
| SLATTERY, PATRICK, MICHAEL | I | VICE PRESIDENT | NA | Control |
| TUNNEY, WILLIAM, BRIAN | I | TREASURER | NA | Control |
| TUNNEY, WILLIAM, BRIAN | I | TREASURER | NA | Control |
| TUNNEY, WILLIAM, BRIAN | I | TREASURER | NA | Control |
| TUNNEY, WILLIAM, BRIAN | I | TREASURER | NA | Control |
| TUNNEY, WILLIAM, BRIAN | I | TREASURER | NA | Control |
| TUNNEY, WILLIAM, BRIAN | I | TREASURER | NA | Control |
| TUNNEY, WILLIAM, BRIAN | I | TREASURER | NA | Control |
| TUNNEY, WILLIAM, BRIAN | I | TREASURER | NA | Control |
| TUNNEY, WILLIAM, BRIAN | I | TREASURER | NA | Control |
| TUNNEY, WILLIAM, BRIAN | I | TREASURER | NA | Control |
| TUNNEY, WILLIAM, BRIAN | I | TREASURER | NA | Control |
| WENNERHOLM, SCOTT, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| WENNERHOLM, SCOTT, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| WENNERHOLM, SCOTT, EDWARD | I | DIRECTOR OF MANAGER | NA | Control |
| ZUTSHI, AJAY | I | VICE PRESIDENT | NA | |
| ZUTSHI, AJAY | I | VICE PRESIDENT | NA | |
| ZUTSHI, AJAY | I | VICE PRESIDENT | NA | |
| ZUTSHI, AJAY | I | VICE PRESIDENT | NA | |
| ZUTSHI, AJAY | I | VICE PRESIDENT | NA | |
| BOSTON SAFE DEPOSIT AND TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON SAFE DEPOSIT AND TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON SAFE DEPOSIT AND TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON SAFE DEPOSIT AND TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON SAFE DEPOSIT AND TRUST COMPANY | DE | MEMBER | E | Control |
| EQUITY(MA)TRUST (EMAT) | DE | MEMBER | E | Control |
| EQUITY(MA)TRUST (EMAT) | DE | MEMBER | E | Control |
| EQUITY(MA)TRUST (EMAT) | DE | MEMBER | E | Control |
| FIXED INCOME (MA) TRUST (FIMAT) | DE | SOLE MEMBER | E | Control |
| MAM (MA) HOLDING TRUST | DE | SOLE MEMBER | E | Control |
| MAM (MA) HOLDING TRUST | DE | SOLE MEMBER | E | Control |
| MELLON TRUST OF NEW ENGLAND N.A. | DE | MEMBER | E | Control |
| MELLON TRUST OF NEW ENGLAND N.A. | DE | MEMBER | E | Control |
| MELLON TRUST OF NEW ENGLAND N.A. | DE | MEMBER | E | Control |
| MELLON TRUST OF NEW ENGLAND N.A. | DE | MEMBER | E | Control |
| MELLON TRUST OF NEW ENGLAND N.A. | DE | MEMBER | E | Control |
| MELLON TRUST OF NEW ENGLAND N.A. | DE | MEMBER | E | Control |
| MELLON TRUST OF NEW ENGLAND N.A. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOSTON SAFE DEPOSIT AND TRUST COMPANY | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC | E | |
| BOSTON SAFE DEPOSIT AND TRUST COMPANY | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC | E | |
| BOSTON SAFE DEPOSIT AND TRUST COMPANY | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC | E | |
| BOSTON SAFE DEPOSIT AND TRUST COMPANY | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC | E | |
| BOSTON SAFE DEPOSIT AND TRUST COMPANY | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC | E | Control |
| EQUITY (DE) TRUST 1 (EDET1) | DE | EQUITY (MA) TRUST (EMAT) | E | |
| MELLON FINANCIAL CORPORATION | DE | FIMAT & FIDET | E | Control |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | Control |
| MELLON FINANCIAL CORPORATION | DE | FIMAT & FIDET | E | Control |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | Control |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | Control |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | Control |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | Control |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | Control |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | Control |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | Control |
| MELLON FINANCIAL CORPORATION | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC & BOSTON SAFE DEPOSIT AND TRUST COMPANY | E | Control |
| MELLON TRUST OF NEW ENGLAND, N.A. | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC | E | Control |
| MELLON TRUST OF NEW ENGLAND, N.A. | DE | EDET 1 & EDET2 | E | Control |
| MELLON TRUST OF NEW ENGLAND, N.A. | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC | E | Control |
| MELLON TRUST OF NEW ENGLAND, N.A. | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC | E | Control |
| MELLON TRUST OF NEW ENGLAND, N.A. | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC | E | Control |
| MELLON TRUST OF NEW ENGLAND, N.A. | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC | E | Control |
| MELLON TRUST OF NEW ENGLAND, N.A. | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC | E | Control |
| MELLON TRUST OF NEW ENGLAND, N.A. | DE | FRANKLIN PORTFOLIO HOLDINGS, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MAM DE TRUST & MAM MA HOLDING TRUST | E | Control |
| EQUITY (DE) TRUST 2 (EDET 2) | DE | EQUITY (MA) TRUST (EMAT) | C | |
| FIXED INCOME (DE) TRUST (FIDET) | DE | FIXED INCOME (MA) TRUST (FIMAT) | C | |
| MAM (DE) TRUST | DE | MAM (MA) HOLDING TRUST | C | |
| MAM (DE) TRUST | DE | MAM (MA) HOLDING TRUST | C |
Registrations
Federal
IA
Mar 29, 2007 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN UT VA VT WA WI WV
Address
ONE BOSTON PLACE34TH FLOOR
BOSTON, MA 02108-4407
USA
Phone: 617-248-4500