RIA Intelligence

OAK RIVER FINANCIAL GROUP, INC.

CRD #108575 SEC #801-57356 BEAUMONT, TX 409-866-6529
SEC Registered
Total AUM
$28.5M
Discretionary
$20.4M
Employees
5
Clients
0
Accounts
104

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 21, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LOFTIN, BOBBIE, ANNICHIEF COMPLIANCE OFFICERNA
LOFTIN, BOBBIE, ANNICHIEF COMPLIANCE OFFICERNA
MILLER, BOBBIE, ANNICHIEF COMPLIANCE OFFICERNA
FREEMAN, GARY, WAYNEIPRESIDENTE Control
FREEMAN, GARY, WAYNEIPRESIDENTE Control
BROOKS, JACK, BASCOMIDIRECTORC Control
BROOKS, JACK, BASCOMIDIRECTORC Control
BROOKS, JACK, EDWARDIVICE PRESIDENTC Control
BROOKS, JACK, EDWARDIVICE PRESIDENTC Control
CASTILLE, WILLIAM, DERMASISHAREHOLDERB
CASTILLE, WILLIAM, DERMASISHAREHOLDERB
FREEMAN, GARY, WAYNEIPRESIDENTB Control
FREEMAN, GARY, WAYNEIPRESIDENTA Control

Registrations

Federal

IA
Oct 21, 2005 REGISTERED

Notice Filings (1)

TX

Address

4347 PHELAN BLVD
SUITE 100
BEAUMONT, TX 77707
USA
Phone: 409-866-6529