RIGEL CAPITAL MANAGEMENT INC
CRD #108598 SEC #801-55726 SEATTLE, WA 206-467-5000
SEC Registered
Total AUM
$125M
Discretionary
$125M
Employees
5
Clients
--
Accounts
75
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 12, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| KAUFFMAN, JEFFREY, BRANT | I | VICE PRESIDENT/PORTFOLIO MANAGER | NA | |
| KAUFFMAN, JEFFREY, BRANT | I | VICE PRESIDENT/PORTFOLIO MANAGER | NA | |
| KAUFFMAN, JEFFREY, BRANT | I | VICE PRESIDENT/PORTFOLIO MANAGER | NA | |
| KAUFFMAN, JEFFREY, BRANT | I | VICE PRESIDENT/PORTFOLIO MANAGER | NA | |
| KAUFFMAN, JEFFREY, BRANT | I | VICE PRESIDENT/PORTFOLIO MANAGER | NA | |
| MOE, ANN, MARY | I | SENIOR VICE PRESIDENT-DIRECTOR | NA | Control |
| MOE, ANN, MARY | I | SENIOR VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOE, ANN, MARY | I | SENIOR VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOE, ANN, MARY | I | SENIOR VICE PRESIDENT-DIRECTOR | NA | Control |
| MOE, ANN, MARY | I | SENIOR VICE PRESIDENT-DIRECTOR | NA | Control |
| NELSON, CHARLES, LAVERNE | I | VICE PRESIDENT-COO/PORTFOLIO MGR | NA | |
| NELSON, CHARLES, LAVERNE | I | VICE PRESIDENT-COO/PORTFOLIO MGR | NA | |
| NELSON, CHARLES, LAVERNE | I | VICE PRESIDENT-COO/PORTFOLIO MGR | NA | |
| ROWLEY, LYNN, ALLISON | I | VICE PRESIDENT-OPERATIONS AND ADMINISTRATION | NA | |
| ROWLEY, LYNN, ALLISON | I | VICE PRESIDENT-OPERATIONS AND ADMINISTRATION | NA | |
| ROWLEY, LYNN, ALLISON | I | VICE PRESIDENT-OPERATIONS AND ADMINISTRATION | NA | |
| ROWLEY, LYNN, ALLISON | I | VICE PRESIDENT-OPERATIONS AND ADMINISTRATION | NA | |
| ROWLEY, LYNN, ALLISON | I | VICE PRESIDENT-OPERATIONS AND ADMINISTRATION | NA | |
| VILLAGRAN, RAFAEL, ANTONIO | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGER | NA | |
| VILLAGRAN, RAFAEL, ANTONIO | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGER | NA | |
| VILLAGRAN, RAFAEL, ANTONIO | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGER | NA | |
| VILLAGRAN, RAFAEL, ANTONIO | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGER | NA | |
| VILLAGRAN, RAFAEL, ANTONIO | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGER | NA | |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN/CEO/CHIEF INVESTMENT OFFICER | E | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN/CEO/CHIEF INVESTMENT OFFICER | E | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN/CEO/CHIEF INVESTMENT OFFICER | E | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN/CEO/CHIEF INVESTMENT OFFICER | E | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN/CEO/CHIEF INVESTMENT OFFICER | E | Control |
| STEPHENSON, ROBERT, LOUIS | I | EXEC. VICE PRESIDENT | A | |
| STEPHENSON, ROBERT, LOUIS | I | EXEC. VICE PRESIDENT | A | |
| STEPHENSON, ROBERT, LOUIS | I | EXEC. VICE PRESIDENT | A | |
| STEPHENSON, ROBERT, LOUIS | I | EXEC. VICE PRESIDENT | A | |
| STEPHENSON, ROBERT, LOUIS | I | EXEC. VICE PRESIDENT | A |
Registrations
Federal
IA
Dec 12, 2003 REGISTERED
Notice Filings (4)
CA OR TX WA
Address
3930 TWO UNION SQ601 UNION ST
SEATTLE, WA 98101
USA
Phone: 206-467-5000