RIA Intelligence

DUNVEGAN ASSOCIATES INC

CRD #108603 SEC #801-11453 SANTA BARBARA, CA 805-969-5432
SEC Registered
Total AUM
$24.2M
Discretionary
$24.2M
Employees
0
Clients
0
Accounts
6

Firm Details

Organization Type
Corporation
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 8, 2017
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENT AND CCOE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENT AND CCOE Control
MOORE, ALVIN, CRAWFORDIPRESIDENT AND CCOE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENT AND CCOE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENT AND CCOE Control
MOORE, ALVIN, CRAWFORDIPRESIDENTE Control
MOORE, ALVIN, CRAWFORDICHIEF COMPLIANCE OFFICERE Control
MOORE, ALVIN, CRAWFORDIPRESIDENT AND CCOE Control
MOORE, ALVIN, CRAWFORDIPRESIDENT AND CCOE Control

Registrations

Federal

IA
Jun 8, 2017 REGISTERED

Notice Filings (7)

AZ CA FL MN NC TX VA

Address

1114 STATE STREET
SANTA BARBARA, CA 93101
United States
Phone: 805-969-5432