LADENBURG THALMANN ASSET MANAGEMENT INC
CRD #108604 SEC #801-54909 NEW YORK, NY 800-995-5267
SEC Registered Disclosures
Total AUM
$5.6B
Discretionary
$1.6B
Employees
33
Clients
0
Accounts
3,334
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $5.6B | $1.6B | $4B | 33 | 0 |
| Jun 2025 | $5.6B | $1.6B | $4B | 33 | 0 |
| May 2025 | $5.6B | $1.6B | $4B | 33 | 0 |
| Mar 2025 | $5.6B | $1.6B | $4B | 33 | 0 |
| Nov 2024 | $4.3B | $1.3B | $3B | 37 | 0 |
| Mar 2024 | $4.3B | $1.3B | $3B | 37 | 0 |
| Aug 2023 | $3.4B | $1.3B | $2.2B | 35 | 0 |
| May 2023 | $3.4B | $1.3B | $2.2B | 35 | 0 |
| May 2023 | $3.4B | $1.3B | $2.2B | 35 | 0 |
| Mar 2023 | $3.4B | $1.3B | $2.2B | 35 | 0 |
| Dec 2022 | $3.7B | $1.4B | $2.3B | 31 | 0 |
| Dec 2022 | $3.7B | $1.4B | $2.3B | 31 | 0 |
| Mar 2022 | $3.7B | $1.4B | $2.3B | 31 | 0 |
| Jan 2022 | $3.1B | $2B | $1.1B | 38 | 0 |
| Dec 2021 | $3.1B | $2B | $1.1B | 38 | 0 |
| Mar 2021 | $3.1B | $2B | $1.1B | 38 | 0 |
| Feb 2021 | $3.1B | $1.8B | $1.3B | 37 | 0 |
| Dec 2020 | $3.1B | $1.8B | $1.3B | 37 | 0 |
| Oct 2020 | $3.1B | $1.8B | $1.3B | 37 | 0 |
| Aug 2020 | $3.1B | $1.8B | $1.3B | 37 | 0 |
| Jul 2020 | $3.1B | $1.8B | $1.3B | 37 | 0 |
| Jun 2020 | $3.1B | $1.8B | $1.3B | 37 | 0 |
| Jun 2020 | $3.1B | $1.8B | $1.3B | 37 | 0 |
| Mar 2020 | $3.1B | $1.8B | $1.3B | 37 | 0 |
| Mar 2020 | $2.3B | $1.4B | $961.2M | 37 | 0 |
| Jan 2020 | $2.3B | $1.4B | $961.2M | 42 | 0 |
| Oct 2019 | $2.3B | $1.4B | $961.2M | 42 | 0 |
| Mar 2019 | $2.3B | $1.4B | $961.2M | 42 | 0 |
| Nov 2018 | $2.3B | $1.2B | $1.1B | 37 | 0 |
| Apr 2018 | $2.3B | $1.2B | $1.1B | 37 | 0 |
| Apr 2018 | $2.3B | $1.2B | $1.1B | 37 | 0 |
| Sep 2017 | $2B | $1.5B | $487.2M | 40 | 7,300 |
| Apr 2017 | $2B | $1.5B | $487.2M | 40 | 7,300 |
| Mar 2017 | $2B | $1.5B | $487.2M | 40 | 7,300 |
| Sep 2016 | $2B | $1.6B | $428.7M | 44 | 8,400 |
| Jun 2016 | $2B | $1.6B | $428.7M | 44 | 8,400 |
| May 2016 | $2B | $1.6B | $428.7M | 44 | 8,400 |
| Apr 2016 | $2B | $1.6B | $428.7M | 44 | 8,400 |
| Mar 2016 | $2B | $1.6B | $428.7M | 44 | 8,400 |
| Dec 2015 | $1.9B | $1.5B | $446.7M | 44 | 6,300 |
| Dec 2015 | $1.9B | $1.5B | $446.7M | 44 | 6,300 |
| Dec 2015 | $1.9B | $1.5B | $446.7M | 44 | 6,300 |
| Oct 2015 | $1.9B | $1.5B | $446.7M | 44 | 6,300 |
| Sep 2015 | $1.9B | $1.5B | $446.7M | 44 | 6,300 |
| Jun 2015 | $1.9B | $1.5B | $446.7M | 44 | 6,300 |
| May 2015 | $1.9B | $1.5B | $446.7M | 44 | 6,300 |
| Mar 2015 | $1.9B | $1.5B | $446.7M | 44 | 6,300 |
| Oct 2014 | $1.6B | $1.2B | $380.3M | 43 | 5,400 |
| Mar 2014 | $1.6B | $1.2B | $380.3M | 43 | 5,400 |
| Oct 2013 | $1.1B | $908.4M | $151.1M | 42 | 4,100 |
| Mar 2013 | $1.1B | $908.4M | $151.1M | 42 | 4,100 |
| Aug 2012 | $844.3M | $844.3M | $0 | 11 | 3,100 |
| Jun 2012 | $844.3M | $844.3M | $0 | 11 | 3,100 |
| Mar 2012 | $844.3M | $844.3M | $0 | 11 | 3,100 |
| Dec 2011 | $805.2M | $614.1M | $191.1M | 11 | 3,000 |
| Mar 2011 | $705.8M | $538.8M | $167M | -- | -- |
| Jan 2011 | $418.9M | $54.8M | $364.1M | -- | -- |
| Jul 2010 | $418.9M | $54.8M | $364.1M | -- | -- |
| Apr 2010 | $418.9M | $54.8M | $364.1M | -- | -- |
| Apr 2010 | $418.9M | $54.8M | $364.1M | -- | -- |
| Apr 2010 | $418.9M | $54.8M | $364.1M | -- | -- |
| Mar 2010 | $418.9M | $54.8M | $364.1M | -- | -- |
| Mar 2010 | $418.9M | $54.8M | $364.1M | -- | -- |
| Nov 2007 | $208M | $208M | $0 | -- | -- |
| May 2007 | $200M | $200M | $0 | 51 | -- |
| Apr 2007 | $200M | $200M | $0 | 51 | -- |
| Mar 2007 | $200M | $200M | $0 | 51 | -- |
| Dec 2006 | $35.2M | $35.2M | $0 | 51 | -- |
| Jan 2005 | $25.1M | $25.1M | $0 | 10 | -- |
| Jul 2004 | $20M | $20M | $0 | 10 | -- |
| Jul 2004 | $20M | $20M | $0 | 10 | -- |
| Apr 2004 | $20M | $20M | $0 | 10 | -- |
| Mar 2004 | $20M | $20M | $0 | 10 | -- |
| Jan 2004 | $30M | $30M | $0 | 5 | -- |
| Mar 2002 | $30M | $30M | $0 | 5 | -- |
DateSep 2025
Total AUM$5.6B
Discretionary$1.6B
Non-Disc.$4B
Employees33
Clients0
DateJun 2025
Total AUM$5.6B
Discretionary$1.6B
Non-Disc.$4B
Employees33
Clients0
DateMay 2025
Total AUM$5.6B
Discretionary$1.6B
Non-Disc.$4B
Employees33
Clients0
DateMar 2025
Total AUM$5.6B
Discretionary$1.6B
Non-Disc.$4B
Employees33
Clients0
DateNov 2024
Total AUM$4.3B
Discretionary$1.3B
Non-Disc.$3B
Employees37
Clients0
DateMar 2024
Total AUM$4.3B
Discretionary$1.3B
Non-Disc.$3B
Employees37
Clients0
DateAug 2023
Total AUM$3.4B
Discretionary$1.3B
Non-Disc.$2.2B
Employees35
Clients0
DateMay 2023
Total AUM$3.4B
Discretionary$1.3B
Non-Disc.$2.2B
Employees35
Clients0
DateMay 2023
Total AUM$3.4B
Discretionary$1.3B
Non-Disc.$2.2B
Employees35
Clients0
DateMar 2023
Total AUM$3.4B
Discretionary$1.3B
Non-Disc.$2.2B
Employees35
Clients0
DateDec 2022
Total AUM$3.7B
Discretionary$1.4B
Non-Disc.$2.3B
Employees31
Clients0
DateDec 2022
Total AUM$3.7B
Discretionary$1.4B
Non-Disc.$2.3B
Employees31
Clients0
DateMar 2022
Total AUM$3.7B
Discretionary$1.4B
Non-Disc.$2.3B
Employees31
Clients0
DateJan 2022
Total AUM$3.1B
Discretionary$2B
Non-Disc.$1.1B
Employees38
Clients0
DateDec 2021
Total AUM$3.1B
Discretionary$2B
Non-Disc.$1.1B
Employees38
Clients0
DateMar 2021
Total AUM$3.1B
Discretionary$2B
Non-Disc.$1.1B
Employees38
Clients0
DateFeb 2021
Total AUM$3.1B
Discretionary$1.8B
Non-Disc.$1.3B
Employees37
Clients0
DateDec 2020
Total AUM$3.1B
Discretionary$1.8B
Non-Disc.$1.3B
Employees37
Clients0
DateOct 2020
Total AUM$3.1B
Discretionary$1.8B
Non-Disc.$1.3B
Employees37
Clients0
DateAug 2020
Total AUM$3.1B
Discretionary$1.8B
Non-Disc.$1.3B
Employees37
Clients0
DateJul 2020
Total AUM$3.1B
Discretionary$1.8B
Non-Disc.$1.3B
Employees37
Clients0
DateJun 2020
Total AUM$3.1B
Discretionary$1.8B
Non-Disc.$1.3B
Employees37
Clients0
DateJun 2020
Total AUM$3.1B
Discretionary$1.8B
Non-Disc.$1.3B
Employees37
Clients0
DateMar 2020
Total AUM$3.1B
Discretionary$1.8B
Non-Disc.$1.3B
Employees37
Clients0
DateMar 2020
Total AUM$2.3B
Discretionary$1.4B
Non-Disc.$961.2M
Employees37
Clients0
DateJan 2020
Total AUM$2.3B
Discretionary$1.4B
Non-Disc.$961.2M
Employees42
Clients0
DateOct 2019
Total AUM$2.3B
Discretionary$1.4B
Non-Disc.$961.2M
Employees42
Clients0
DateMar 2019
Total AUM$2.3B
Discretionary$1.4B
Non-Disc.$961.2M
Employees42
Clients0
DateNov 2018
Total AUM$2.3B
Discretionary$1.2B
Non-Disc.$1.1B
Employees37
Clients0
DateApr 2018
Total AUM$2.3B
Discretionary$1.2B
Non-Disc.$1.1B
Employees37
Clients0
DateApr 2018
Total AUM$2.3B
Discretionary$1.2B
Non-Disc.$1.1B
Employees37
Clients0
DateSep 2017
Total AUM$2B
Discretionary$1.5B
Non-Disc.$487.2M
Employees40
Clients7,300
DateApr 2017
Total AUM$2B
Discretionary$1.5B
Non-Disc.$487.2M
Employees40
Clients7,300
DateMar 2017
Total AUM$2B
Discretionary$1.5B
Non-Disc.$487.2M
Employees40
Clients7,300
DateSep 2016
Total AUM$2B
Discretionary$1.6B
Non-Disc.$428.7M
Employees44
Clients8,400
DateJun 2016
Total AUM$2B
Discretionary$1.6B
Non-Disc.$428.7M
Employees44
Clients8,400
DateMay 2016
Total AUM$2B
Discretionary$1.6B
Non-Disc.$428.7M
Employees44
Clients8,400
DateApr 2016
Total AUM$2B
Discretionary$1.6B
Non-Disc.$428.7M
Employees44
Clients8,400
DateMar 2016
Total AUM$2B
Discretionary$1.6B
Non-Disc.$428.7M
Employees44
Clients8,400
DateDec 2015
Total AUM$1.9B
Discretionary$1.5B
Non-Disc.$446.7M
Employees44
Clients6,300
DateDec 2015
Total AUM$1.9B
Discretionary$1.5B
Non-Disc.$446.7M
Employees44
Clients6,300
DateDec 2015
Total AUM$1.9B
Discretionary$1.5B
Non-Disc.$446.7M
Employees44
Clients6,300
DateOct 2015
Total AUM$1.9B
Discretionary$1.5B
Non-Disc.$446.7M
Employees44
Clients6,300
DateSep 2015
Total AUM$1.9B
Discretionary$1.5B
Non-Disc.$446.7M
Employees44
Clients6,300
DateJun 2015
Total AUM$1.9B
Discretionary$1.5B
Non-Disc.$446.7M
Employees44
Clients6,300
DateMay 2015
Total AUM$1.9B
Discretionary$1.5B
Non-Disc.$446.7M
Employees44
Clients6,300
DateMar 2015
Total AUM$1.9B
Discretionary$1.5B
Non-Disc.$446.7M
Employees44
Clients6,300
DateOct 2014
Total AUM$1.6B
Discretionary$1.2B
Non-Disc.$380.3M
Employees43
Clients5,400
DateMar 2014
Total AUM$1.6B
Discretionary$1.2B
Non-Disc.$380.3M
Employees43
Clients5,400
DateOct 2013
Total AUM$1.1B
Discretionary$908.4M
Non-Disc.$151.1M
Employees42
Clients4,100
DateMar 2013
Total AUM$1.1B
Discretionary$908.4M
Non-Disc.$151.1M
Employees42
Clients4,100
DateAug 2012
Total AUM$844.3M
Discretionary$844.3M
Non-Disc.$0
Employees11
Clients3,100
DateJun 2012
Total AUM$844.3M
Discretionary$844.3M
Non-Disc.$0
Employees11
Clients3,100
DateMar 2012
Total AUM$844.3M
Discretionary$844.3M
Non-Disc.$0
Employees11
Clients3,100
DateDec 2011
Total AUM$805.2M
Discretionary$614.1M
Non-Disc.$191.1M
Employees11
Clients3,000
DateMar 2011
Total AUM$705.8M
Discretionary$538.8M
Non-Disc.$167M
Employees--
Clients--
DateJan 2011
Total AUM$418.9M
Discretionary$54.8M
Non-Disc.$364.1M
Employees--
Clients--
DateJul 2010
Total AUM$418.9M
Discretionary$54.8M
Non-Disc.$364.1M
Employees--
Clients--
DateApr 2010
Total AUM$418.9M
Discretionary$54.8M
Non-Disc.$364.1M
Employees--
Clients--
DateApr 2010
Total AUM$418.9M
Discretionary$54.8M
Non-Disc.$364.1M
Employees--
Clients--
DateApr 2010
Total AUM$418.9M
Discretionary$54.8M
Non-Disc.$364.1M
Employees--
Clients--
DateMar 2010
Total AUM$418.9M
Discretionary$54.8M
Non-Disc.$364.1M
Employees--
Clients--
DateMar 2010
Total AUM$418.9M
Discretionary$54.8M
Non-Disc.$364.1M
Employees--
Clients--
DateNov 2007
Total AUM$208M
Discretionary$208M
Non-Disc.$0
Employees--
Clients--
DateMay 2007
Total AUM$200M
Discretionary$200M
Non-Disc.$0
Employees51
Clients--
DateApr 2007
Total AUM$200M
Discretionary$200M
Non-Disc.$0
Employees51
Clients--
DateMar 2007
Total AUM$200M
Discretionary$200M
Non-Disc.$0
Employees51
Clients--
DateDec 2006
Total AUM$35.2M
Discretionary$35.2M
Non-Disc.$0
Employees51
Clients--
DateJan 2005
Total AUM$25.1M
Discretionary$25.1M
Non-Disc.$0
Employees10
Clients--
DateJul 2004
Total AUM$20M
Discretionary$20M
Non-Disc.$0
Employees10
Clients--
DateJul 2004
Total AUM$20M
Discretionary$20M
Non-Disc.$0
Employees10
Clients--
DateApr 2004
Total AUM$20M
Discretionary$20M
Non-Disc.$0
Employees10
Clients--
DateMar 2004
Total AUM$20M
Discretionary$20M
Non-Disc.$0
Employees10
Clients--
DateJan 2004
Total AUM$30M
Discretionary$30M
Non-Disc.$0
Employees5
Clients--
DateMar 2002
Total AUM$30M
Discretionary$30M
Non-Disc.$0
Employees5
Clients--