LADENBURG THALMANN FUND MANAGEMENT INC
CRD #108607 SEC #801-54977 NEW YORK, NY 212-409-2000
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOYAR, MARK, ALAN | I | MANAGER | NA | Control |
| BOYAR, MARK, ALAN | I | MANAGER | NA | Control |
| BOYAR, MARK, ALAN | I | MANAGER | NA | Control |
| CLAYMORE GROUP, LLC | DE | INDIRECT SHAREHOLDER | NA | |
| CLAYMORE GROUP, LLC | DE | INDIRECT SHAREHOLDER | NA | |
| CLAYMORE GROUP, LLC | DE | INDIRECT SHAREHOLDER | NA | |
| DALMASO, NICHOLAS | I | MANAGER | NA | Control |
| DALMASO, NICHOLAS | I | MANAGER | NA | Control |
| DALMASO, NICHOLAS | I | MANAGER | NA | Control |
| GIARDINA, SALVATORE | I | EVP/TREASURER | NA | |
| GIARDINA, SALVATORE | I | EVP/TREASURER | NA | |
| GIOVANNIELLO, JOSEPH | I | SVP/GENERAL COUNSEL/SECRETARY | NA | |
| GIOVANNIELLO, JOSEPH | I | SVP/GENERAL COUNSEL/SECRETARY | NA | |
| RIVAS, VICTOR, MANUEL | I | COB/CEO/DIRECTOR | NA | Control |
| RIVAS, VICTOR, MANUEL | I | COB/CEO/DIRECTOR | NA | Control |
| RIVAS, VICTOR, MANUEL | I | MANAGER | NA | Control |
| RUGGIERO, JOHN, HENRY | I | MANAGER | NA | Control |
| LADENBURG THALMANN & CO. INC. | DE | INDIRECT SHAREHOLDER | E | Control |
| LADENBURG THALMANN & CO. INC. | DE | INDIRECT SHAREHOLDER | E | Control |
| LADENBURG THALMANN & CO. INC. | DE | INDIRECT SHAREHOLDER | E | Control |
| LADENBURG THALMANN & CO. INC. | DE | INDIRECT SHAREHOLDER | E | Control |
| LADENBURG THALMANN & CO. INC. | DE | INDIRECT SHAREHOLDER | E | Control |
| LADENBURG THALMANN ASSET MANAGEMENT INC | DE | DIRECT SHAREHOLDER | E | Control |
| LADENBURG THALMANN ASSET MANAGEMENT INC | DE | DIRECT SHAREHOLDER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES | DE | INDIRECT SHAREHOLDER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES | DE | INDIRECT SHAREHOLDER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES | DE | INDIRECT SHAREHOLDER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES | DE | INDIRECT SHAREHOLDER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES | DE | INDIRECT SHAREHOLDER | E | Control |
| EBBETTS FIELD | DE | SHAREHOLDER | D | Control |
| EBBETTS FIELD | DE | SHAREHOLDER | D | Control |
| EBBETTS FIELD | DE | SHAREHOLDER | D | Control |
| CLAYMORE SECURITIES, INC. | DE | DIRECT SHAREHOLDER | C | Control |
| CLAYMORE SECURITIES, INC. | DE | DIRECT SHAREHOLDER | C | Control |
| CLAYMORE SECURITIES, INC. | DE | DIRECT SHAREHOLDER | C | Control |
| LADENBURG THALMANN ASSET MANAGEMENT INC | DE | DIRECT SHAREHOLDER | C | Control |
| LADENBURG THALMANN ASSET MANAGEMENT INC | DE | DIRECT SHAREHOLDER | C | Control |
| LADENBURG THALMANN ASSET MANAGEMENT INC | DE | DIRECT SHAREHOLDER | C | Control |
Registrations
Federal
IA
May 3, 2002 REGISTERED
Notice Filings (2)
IL NY
Address
590 MADISON AVENEW YORK, NY 10022
USA
Phone: 212-409-2000