HTG INVESTMENT ADVISORS INC
CRD #108614 SEC #801-55553 NEW CANAAN, CT 203-972-8262
SEC Registered
Total AUM
$968.7M
Discretionary
$968.7M
Employees
14
Clients
51
Accounts
1,411
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 19, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUTTERWORTH, THOMAS, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUTTERWORTH, THOMAS, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| GNUSE, JEANNE, PFLAUM | I | CORPORATE SECRETARY | NA | |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, JEFFREY, KIRK | I | BOARD MEMBER | NA | Control |
| SHERWOOD, ROBIN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERWOOD, ROBIN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERWOOD, ROBIN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERWOOD, ROBIN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERWOOD, ROBIN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERWOOD, ROBIN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GNUSE, HARMON, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GNUSE, HARMON, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GNUSE, HARMON, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GNUSE, HARMON, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GNUSE, HARMON, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GNUSE, HARMON, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GNUSE, HARMON, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GNUSE, HARMON, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GNUSE, HARMON, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| GNUSE, HARMON, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GNUSE, HARMON, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND TREASURER | D | Control |
| SHERWOOD, ROBIN, ANN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND TREASURER | D | Control |
| SHERWOOD, ROBIN, ANN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND TREASURER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND TREASURER | D | Control |
| SHERWOOD, ROBIN, ANN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND TREASURER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | D | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| GNUSE, HARMON, THOMAS | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| GNUSE, HARMON, THOMAS | I | CHAIRMAN, MEMBER | C | Control |
| GNUSE, HARMON, THOMAS | I | CHAIRMAN, MEMBER | C | Control |
| GNUSE, HARMON, THOMAS | I | CHAIRMAN, MEMBER | C | Control |
| GNUSE, HARMON, THOMAS | I | CHAIRMAN, MEMBER | C | Control |
| GNUSE, HARMON, THOMAS | I | CHAIRMAN, MEMBER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | EXECTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND TREASURER | C | Control |
| SHERWOOD, ROBIN, ANN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND TREASURER | C | Control |
| SHERWOOD, ROBIN, ANN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND TREASURER | C | Control |
| SHERWOOD, ROBIN, ANN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND TREASURER | C | Control |
| SHERWOOD, ROBIN, ANN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND TREASURER | C | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHERWOOD, ROBIN, ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | C | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | C | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | C | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | C | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | C | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | C | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | C | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | C | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | C | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | C | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | C | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | C | Control |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | B | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | B | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | B | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | B | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | B | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | B | |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | B | |
| DONALDSON, ALLISON, PYKETT | I | ADVISOR | B | |
| DONALDSON, ALLISON, PYKETT | I | ADVISOR | B | |
| DONALDSON, ALLISON, PYKETT | I | ADVISOR | B | |
| DONALDSON, ALLISON, PYKETT | I | ADVISOR | B | |
| DONALDSON, ALLISON, PYKETT | I | ADVISOR | B | |
| DONALDSON, ALLISON, PYKETT | I | ADVISOR | B | |
| DONALDSON, ALLISON, PYKETT | I | ADVISOR | B | |
| SHERWOOD, ROBIN, ANN | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | SENIOR WEALTH ADVISOR | B | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | SENIOR WEALTH ADVISOR | B | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | SENIOR WEALTH ADVISOR | B | Control |
| ZAHAROFF, ALEXANDER, GREGORY | I | SENIOR WEALTH ADVISOR | B | Control |
| CONNELL, KERRY, BRIDGET | I | SECRETARY | A | |
| DONALDSON, ALLISON, PYKETT | I | ADVISOR | A |
Registrations
Federal
IA
Nov 19, 2025 REGISTERED
Notice Filings (20)
CA CO CT DC FL HI IL LA MA ME NC NE NH NJ NY OH PA TX VA VT
Address
50 LOCUST AVENUENEW CANAAN, CT 06840
United States
Phone: 203-972-8262