RNC CAPITAL MANAGEMENT LLC
Legal name: GENTER CAPITAL MANAGEMENT
CRD #108618 SEC #801-55484 LOS ANGELES, CA 310-477-6543
SEC Registered
Total AUM
$4.5B
Discretionary
$4.5B
Employees
64
Clients
--
Accounts
4,072
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT | NA | Control |
| BARBER, JAMES, LAURANCE | I | SR. VICE PRESIDENT | NA | Control |
| BARRY, JOHN | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | SR. VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | SR. VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | SR. VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | SR. VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | SR. VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | SR. VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN | I | SR. VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN, NMN | I | SR. VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN, NMN | I | SR. VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN, NMN | I | SR. VICE PRESIDENT - OPERATIONS | NA | Control |
| BARRY, JOHN, NMN | I | SR. VICE PRESIDENT - OPERATIONS | NA | Control |
| BRADASICH, STEPHAN | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| BRADASICH, STEPHAN, MARK | I | SR. VICE PRESIDENT/DIRECTOR OF FIXED INCOME | NA | Control |
| CERTAIN, KENNETH, MATTHEW | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| CERTAIN, KENNETH, MATTHEW | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| CERTAIN, KENNETH, MATTHEW | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| CERTAIN, KENNETH, MATTHEW | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| CERTAIN, KENNETH, MATTHEW | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| CERTAIN, KENNETH, MATTHEW | I | FIRST VICE PRESIDENT/DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CERTAIN, KENNETH, MATTHEW | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| CERTAIN, KENNETH, MATTHEW | I | FIRST VICE PRESIDENT/DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF NATIONAL ACCOUNTS | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF NATIONAL ACCOUNTS | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| DEMSHKI, TIMOTHY, JUDSON | I | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| ELLIOTT, BRIAN, LAWRENCE | I | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GENTER, DANIEL, JOHN | I | PRESIDENT/CEO/CIO | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CCO | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CCO | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, MANUEL, AGA | I | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HALL, ALEXANDER, JOSEPH | I | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | NA | Control |
| HARRISON, CHERYL, DONNA | I | FIRST VICE PRESIDENT-OPERATIONS | NA | Control |
| HARRISON, CHERYL, DONNA | I | FIRST VICE PRESIDENT-OPERATIONS | NA | Control |
| HARRISON, CHERYL, DONNA | I | FIRST VICE PRESIDENT-OPERATIONS | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/EQUITY SECURITIES ANALYST | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/EQUITY SECURITIES ANALYST | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/EQUITY SECURITIES ANALYST | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/EQUITY SECURITIES ANALYST | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/EQUITY SECURITIES ANALYST | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/EQUITY SECURITIES ANALYST | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/EQUITY SECURITIES ANALYST | NA | Control |
| KALLIK, JAN, FERDINAND | I | SR. VICE PRESIDENT/EQUITY SECURITIES ANALYST | NA | Control |
| MARSHALL, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| MARSHALL, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, JOHN, GEORGE | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| NELSON, KATHY, SUE | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| NELSON, KATHY, SUE | I | FIRST VICE PRESIDENT - OPERATIONS | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SENIOR VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| PESCHERINE, DAVID, WILLIAM | I | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| PYTLEWSKI, BRIAN, JOHN | I | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | NA | Control |
| RYAN, PAUL, M. | I | SENIOR VICE PRESIDENT/FIXED INCOME PORTFOLIO MANAGER | NA | Control |
| RYAN, PAUL, MORRIS | I | SR. VICE PRESIDENT/FIXED INCOME PORTFOLIO MANAGER | NA | Control |
| RYAN, PAUL, MORRIS | I | SR. VICE PRESIDENT/FIXED INCOME PORTFOLIO MANAGER | NA | Control |
| RYAN, PAUL, MORRIS | I | SR. VICE PRESIDENT/FIXED INCOME PORTFOLIO MANAGER | NA | Control |
| RYAN, PAUL, MORRIS | I | SR. VICE PRESIDENT/FIXED INCOME PORTFOLIO MANAGER | NA | Control |
| SALISIAN, NEAL, SAMUEL | I | SR. VICE PRESIDENT/MARKETING | NA | Control |
| SALISIAN, NEAL, SAMUEL | I | SR. VICE PRESIDENT/MARKETING | NA | Control |
| SALISIAN, NEAL, SAMUEL | I | SR. VICE PRESIDENT/MARKETING | NA | Control |
| SALISIAN, NEAL, SAMUEL | I | SR. VICE PRESIDENT/MARKETING | NA | Control |
| SALISIAN, NEAL, SAMUEL | I | SR. VICE PRESIDENT/MARKETING | NA | Control |
| SALISIAN, NEAL, SAMUEL | I | SR. VICE PRESIDENT/DIRECTOR OF MARKETING | NA | Control |
| SALISIAN, NEAL, SAMUEL | I | SR. VICE PRESIDENT/DIRECTOR OF MARKETING | NA | Control |
| SALISIAN, NEAL, SAMUEL | I | SR. VICE PRESIDENT/DIRECTOR OF MARKETING | NA | Control |
| SALISIAN, NEAL, SAMUEL | I | SR. VICE PRESIDENT/DIRECTOR OF MARKETING | NA | Control |
| SALISIAN, NEAL, SAMUEL | I | SR. VICE PRESIDENT/DIRECTOR OF MARKETING | NA | Control |
| SALISIAN, NEAL, SAMUEL | I | SR. VICE PRESIDENT/MARKETING | NA | Control |
| SALISIAN, NEAL, SAMUEL | I | SR. VICE PRESIDENT/MARKETING | NA | Control |
| VYAS, RAJIV, RANDHIR | I | SVP/DIRECTOR OF CREDIT RESEARCH | NA | |
| VYAS, RAJIV, RANDHIR | I | SVP/DIRECTOR OF CREDIT RESEARCH | NA | |
| VYAS, RAJIV, RANDHIR | I | SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH | NA | |
| VYAS, RAJIV, RANDHIR | I | SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH | NA | |
| VYAS, RAJIV, RANDHIR | I | SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH | NA | |
| VYAS, RAJIV, RANDHIR | I | SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH | NA | |
| VYAS, RAJIV, RANDHIR | I | SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH | NA | |
| VYAS, RAJIV, RANDHIR | I | SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH | NA | |
| VYAS, RAJIV, RANDHIR | I | SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH | NA | |
| VYAS, RAJIV, RANDHIR | I | SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH | NA | |
| VYAS, RAJIV, RANDHIR | I | SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH | NA | |
| VYAS, RAJIV, RANDHIR | I | SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH | NA | |
| VYAS, RAJIV, RANDHIR | I | SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH | NA | |
| WARNER, CHARLES, HYNSON | I | SR. VICE PRESIDNET/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT | NA | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
| GENTER CAPITAL LLC | DE | OWNER MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
| GENTER, DANIEL, JOHN | I | GENTER CAPITAL LLC | E | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (51)
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Address
11601 WILSHIRE BLVD., 25TH FLOORLOS ANGELES, CA 90025-1770
United States
Phone: 310-477-6543