LEGACY WEALTH MANAGEMENT INC
CRD #108619 SEC #801-18073 MEMPHIS, TN 901-758-9006
SEC Registered
Total AUM
$2.4B
Discretionary
$2.2B
Employees
21
Clients
--
Accounts
4,507
Firm Details
- Organization Type
- Corporation
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELL, DEBORAH, LINDSEY | I | PORTFOLIO MANAGER | NA | |
| BELL, DEBORAH, LINDSEY | I | PORTFOLIO MANAGER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| DAVES, HOWARD, CLIFTON | I | CONTROLLER | NA | |
| Epperly, Lawrence, James | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| Epperly, Lawrence, James | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| Epperly, Lawrence, James | I | DIRECTOR OF CLIENT SERVICE | NA | Control |
| GARDNER, GOODWIN, HALL | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GARDNER, GOODWIN, HALL | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GARDNER, GOODWIN, HALL | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GARDNER, GOODWIN, HALL | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GARDNER, GOODWIN, HALL | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GARDNER, GOODWIN, HALL | I | DIRECTOR OF INVESTMENTS | NA | Control |
| HOLDSWORTH, STEVEN, ALLEN | I | DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | NA | |
| HOLDSWORTH, STEVEN, ALLEN | I | DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | NA | |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| PRYOR, CELESTE, DIANE | I | PORTFOLIO MANAGER | NA | |
| PRYOR, CELESTE, DIANE | I | PORTFOLIO MANAGER | NA | |
| RAWLINSON, REBECCA, JEANNE | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| RAWLINSON, REBECCA, JEANNE | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | NA | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | NA | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | NA | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | NA | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | NA | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | NA | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | NA | Control |
| SIMMONS, CATHY, ANN | I | DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | NA | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOWELL, NICHOLAS, GLENN | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| SOWELL, NICHOLAS, GLENN | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| SOWELL, NICHOLAS, GLENN | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| STILL, MELISSA, RENEE | I | SR. FINANCIAL ANALYST | NA | |
| STILL, MELISSA, RENEE | I | SR. FINANCIAL ANALYST | NA | |
| STILL, MELISSA, RENEE | I | SR. FINANCIAL ANALYST | NA | |
| STILL, MELISSA, RENEE | I | SR. FINANCIAL ANALYST | NA | |
| TRIMM, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | |
| TRIMM, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | |
| TRIMM, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | |
| TRIMM, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | |
| TRIMM, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | |
| UELEKE, JOHN, W. | I | CHAIRMAN & FOUNDER | NA | Control |
| VOSBURG, ALAN, EDWARD | I | IT ADMINISTRATOR | NA | |
| VOSBURG, ALAN, EDWARD | I | IT ADMINISTRATOR | NA | |
| VOSBURG, ALAN, EDWARD | I | IT ADMINISTRATOR | NA | |
| VOSBURG, ALAN, EDWARD | I | IT ADMINISTRATOR | NA | |
| WILSON, DEBORAH, S | I | CLIENT SERVICES MANAGER | NA | |
| WILSON, DEBORAH, S | I | CLIENT SERVICES MANAGER | NA | |
| WILSON, DEBORAH, S | I | CLIENT SERVICES MANAGER | NA | |
| WILSON, DEBORAH, S | I | CLIENT SERVICES MANAGER | NA | |
| ISAACS, JAMES, J. | I | CHIEF OPERATIONS OFFICER | C | Control |
| ISAACS, JAMES, J. | I | CHIEF OPERATIONS OFFICER | C | Control |
| ISAACS, JAMES, J. | I | CHIEF OPERATIONS OFFICER | C | Control |
| ISAACS, JAMES, J. | I | CHIEF OPERATIONS OFFICER | C | Control |
| ISAACS, JAMES, J. | I | CHIEF OPERATIONS OFFICER | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | C | Control |
| UELEKE, JOHN, W. | I | PRESIDENT | C | Control |
| UELEKE, JOHN, W. | I | PRESIDENT | C | Control |
| UELEKE, JOHN, W. | I | PRESIDENT | C | Control |
| UELEKE, JOHN, W. | I | PRESIDENT | C | Control |
| UELEKE, JOHN, W. | I | PRESIDENT | C | Control |
| UELEKE, JOHN, W. | I | PRESIDENT | C | Control |
| VOSBURG, RICHARD | I | EXEC VICE PRESIDENT | C | Control |
| VOSBURG, RICHARD, RUSSELL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE VICE PRESIDENT | C | Control |
| VOSBURG, RICHARD, RUSSELL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| HAIZLIP, SARAH, RUSSELL | I | VICE PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CEO & PRESIDENT | B | Control |
| ISAACS, JAMES, J. | I | CHAIRMAN | B | Control |
| ISAACS, JAMES, J. | I | CHAIRMAN | B | Control |
| ISAACS, JAMES, J. | I | CHAIRMAN | B | Control |
| JALENAK, E, CHARLES | I | DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE | B | Control |
| JALENAK, E, CHARLES | I | SENIOR WEALTH STRATEGIST | B | Control |
| JALENAK, E, CHARLES | I | SENIOR WEALTH STRATEGIST | B | Control |
| JALENAK, E, CHARLES | I | DIRECTOR | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | B | Control |
| MILLER, DUNCAN, L | I | PRESIDENT & CEO | B | Control |
| MILLER, DUNCAN, L | I | PRESIDENT & CEO | B | Control |
| MILLER, DUNCAN, L | I | PRESIDENT & CEO | B | Control |
| MILLER, DUNCAN, L | I | PRESIDENT & CEO | B | Control |
| MILLER, DUNCAN, L | I | PRESIDENT & CEO | B | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | B | Control |
| UELEKE, JOHN, W. | I | CHAIRMAN & FOUNDER | B | Control |
| UELEKE, JOHN, W. | I | CHAIRMAN & FOUNDER | B | Control |
| UELEKE, JOHN, W. | I | CHAIRMAN & FOUNDER | B | Control |
| UELEKE, JOHN, W. | I | CHAIRMAN & FOUNDER | B | Control |
| UELEKE, JOHN, W. | I | CHIEF EXECUTIVE OFFICER | B | Control |
| UELEKE, JOHN, W. | I | CHIEF EXECUTIVE OFFICER | B | Control |
| UELEKE, JOHN, W. | I | CHAIRMAN & FOUNDER | B | Control |
| UELEKE, JOHN, W. | I | CHAIRMAN & FOUNDER | B | Control |
| UELEKE, JOHN, W. | I | CHAIRMAN & FOUNDER | B | Control |
| GARDNER, GOODWIN, HALL | I | DIRECTOR OF INVESTMENTS | A | |
| GARDNER, GOODWIN, HALL | I | DIRECTOR OF INVESTMENTS | A | |
| GARDNER, GOODWIN, HALL | I | DIRECTOR OF INVESTMENTS | A | |
| HOLDSWORTH, STEVEN, ALLEN | I | MANAGING DIRECTOR | A | Control |
| HOLDSWORTH, STEVEN, ALLEN | I | MANAGING DIRECTOR | A | Control |
| HOLDSWORTH, STEVEN, ALLEN | I | DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | A | |
| HOLDSWORTH, STEVEN, ALLEN | I | MANAGING DIRECTOR | A | Control |
| HOLDSWORTH, STEVEN, ALLEN | I | MANAGING DIRECTOR | A | Control |
| HOLDSWORTH, STEVEN, ALLEN | I | DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | A | |
| HOLDSWORTH, STEVEN, ALLEN | I | DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | A | |
| HOLDSWORTH, STEVEN, ALLEN | I | DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | A | Control |
| HOLDSWORTH, STEVEN, ALLEN | I | DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | A | Control |
| HOLDSWORTH, STEVEN, ALLEN | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| HOLDSWORTH, STEVEN, ALLEN | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| HOLDSWORTH, STEVEN, ALLEN | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| HOLDSWORTH, STEVEN, ALLEN | I | MANAGING DIRECTOR | A | |
| HOLDSWORTH, STEVEN, ALLEN | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| HOLDSWORTH, STEVEN, ALLEN | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| JALENAK, E, CHARLES | I | DIRECTOR OF WEALTH PLANNING | A | |
| JALENAK, E, CHARLES | I | DIRECTOR OF WEALTH PLANNING | A | |
| JALENAK, E, CHARLES | I | DIRECTOR OF WEALTH PLANNING | A | |
| JALENAK, E, CHARLES | I | DIRECTOR OF WEALTH PLANNING | A | |
| JALENAK, E, CHARLES | I | DIRECTOR OF WEALTH PLANNING | A | |
| JALENAK, E, CHARLES | I | DIRECTOR OF WEALTH PLANNING | A | |
| JALENAK, E, CHARLES | I | DIRECTOR OF WEALTH PLANNING | A | Control |
| JALENAK, E, CHARLES | I | DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE | A | Control |
| JALENAK, E, CHARLES | I | DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE | A | Control |
| JALENAK, E, CHARLES | I | DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE | A | Control |
| JALENAK, E, CHARLES | I | DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE | A | Control |
| JALENAK, E, CHARLES | I | DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE | A | Control |
| JALENAK, E, CHARLES | I | DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE | A | Control |
| JALENAK, E, CHARLES | I | DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE | A | Control |
| JALENAK, E, CHARLES | I | DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE | A | Control |
| JALENAK, E, CHARLES | I | DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE | A | Control |
| JALENAK, E, CHARLES | I | DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE | A | Control |
| JALENAK, E, CHARLES | I | DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MAZZOLA, LINDSEY, BELL | I | DIRECTOR OF CLIENT OPERATIONS | A | Control |
| MILLER, DUNCAN, L | I | DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT | A | Control |
| MILLER, DUNCAN, L | I | DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT | A | Control |
| MILLER, DUNCAN, L | I | PORTFOLIO MANAGER | A | |
| MILLER, DUNCAN, L | I | PORTFOLIO MANAGER | A | |
| MILLER, DUNCAN, L | I | DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT | A | Control |
| MILLER, DUNCAN, L | I | DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT | A | Control |
| MILLER, DUNCAN, L | I | PORTFOLIO MANAGER | A | |
| MILLER, DUNCAN, L | I | PORTFOLIO MANAGER | A | |
| MILLER, DUNCAN, L | I | PORTFOLIO MANAGER | A | |
| MILLER, DUNCAN, L | I | PORTFOLIO MANAGER | A | Control |
| MILLER, DUNCAN, L | I | PORTFOLIO MANAGER | A | Control |
| MILLER, DUNCAN, L | I | DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT | A | Control |
| MILLER, DUNCAN, L | I | DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT | A | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | A | Control |
| MILLER, DUNCAN, L | I | DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT | A | Control |
| MILLER, DUNCAN, L | I | MANAGING DIRECTOR OF CLIENT SERVICE | A | Control |
| MILLER, DUNCAN, L | I | DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT | A | Control |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| OVERCAST, WILLIAM, COIL | I | DIRECTOR OF FINANCIAL PLANNING | A | |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT | A | Control |
| PEYTON, HALLIE, L | I | VICE PRESIDENT | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPMENT | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT | A | Control |
| PEYTON, HALLIE, L | I | VICE PRESIDENT | A | Control |
| PEYTON, HALLIE, L | I | VICE PRESIDENT | A | Control |
| PEYTON, HALLIE, L | I | VICE PRESIDENT | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT | A | Control |
| PEYTON, HALLIE, L | I | VICE PRESIDENT | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| PEYTON, HALLIE, L | I | DIRECTOR | A | Control |
| RAWLINSON, REBECCA, JEANNE | I | DIRECTOR OF FINANCIAL PLANNING | A | Control |
| RAWLINSON, REBECCA, JEANNE | I | DIRECTOR OF FINANCIAL PLANNING | A | Control |
| RAWLINSON, REBECCA, JEANNE | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | DIRECTOR OF CLIENT SERVICE | A | Control |
| SIEVERS, ROBIN, KEITH | I | MANAGING DIRECTOR | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SIMMONS, CATHY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VOSBURG, ALAN, EDWARD | I | IT MANAGER | A | Control |
| VOSBURG, ALAN, EDWARD | I | IT MANAGER | A | Control |
Registrations
Federal
IA
Mar 10, 2025 REGISTERED
Notice Filings (26)
AL AR AZ CA CO FL GA IL KS LA MD MO MS NC NE NH NJ NV NY OH PA SC TN TX VA WA
Address
1715 AARON BRENNER DR.SUITE 301
MEMPHIS, TN 38120-1443
United States
Phone: 901-758-9006