AUSTIN CAPITAL MANAGEMENT LTD
CRD #108624 SEC #801-54988 CLEVELAND, OH 216 689-0830
SEC Registered Private Funds
Total AUM
$102.6M
Discretionary
$102.6M
Employees
1
Clients
0
Accounts
7
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 24, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | SOLE GENERAL PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. | NA | Control |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BROWN, DAVID, CRAIG | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| BURKE, JOHN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| BURKE, JOHN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| BURKE, JOHN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| BURKE, JOHN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| BURKE, JOHN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| BURKE, JOHN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| BURKE, JOHN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| BURKE, JOHN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDMAN, DAVID, EVAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GRANDSTAFF, LINDA, A | I | DIRECTOR | NA | |
| GREEN, MONTGOMERY, CALBRAISH MEIGS | I | PORTFOLIO MANAGER | NA | Control |
| GREEN, MONTGOMERY, CALBRAISH MEIGS | I | PORTFOLIO MANAGER -- LONG/SHORT EQUITY, ASST. VICE PRESIDENT OF AUSTIN CAPITAL MANAGEMENT GP CORP. | NA | Control |
| JOHN SAUDER CAPITAL CORP. | DE | GENERAL PARTNER | NA | |
| JOHN W. SAUDER TRUST | DE | LIMITED PARTNER | NA | |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT AND BOARD MEMBER | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT AND BOARD MEMBER | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT AND BOARD MEMBER | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT AND BOARD MEMBER | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT AND BOARD MEMBER | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT AND BOARD MEMBER | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT AND BOARD MEMBER | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT | NA | Control |
| MARTIN, BRENT, ALAN | I | SENIOR MANAGING DIRECTOR, CIO -- FIXED INCOME ALTERNATIVES, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT | NA | Control |
| MATTSON, DUANE, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATTSON, DUANE, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATTSON, DUANE, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATTSON, DUANE, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCDANIEL, KYLE | I | DIRECTOR, RISK MANAGEMENT | NA | Control |
| MCDANIEL, KYLE | I | SENIOR MANAGER, RISK REVIEW | NA | Control |
| OWEN, JAMES, P. | I | SENIOR MANAGING DIRECTOR, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT AND BOARD OF DIRECTORS MEMBER | NA | Control |
| OWEN, JAMES, P. | I | SENIOR MANAGING DIRECTOR, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT AND BOARD OF DIRECTORS MEMBER | NA | Control |
| OWEN, JAMES, P. | I | SENIOR MANAGING DIRECTOR, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT AND BOARD OF DIRECTORS MEMBER | NA | Control |
| OWEN, JAMES, P. | I | SENIOR MANAGING DIRECTOR, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT AND BOARD OF DIRECTORS MEMBER | NA | Control |
| OWEN, JAMES, P. | I | SENIOR MANAGING DIRECTOR, AUSTIN CAPITAL MANAGEMENT GP CORP. VICE PRESIDENT AND BOARD OF DIRECTORS MEMBER | NA | Control |
| POTTS, WANDA | I | CHIEF FINANCIAL OFFICER | NA | |
| POTTS, WANDA | I | LOB FINANCE MANAGER, SECRETARY OF AUSTIN CAPITAL MANAGEMENT GP CORP. | NA | |
| POTTS, WANDA | I | CHIEF FINANCIAL OFFICER | NA | |
| POTTS, WANDA | I | CHIEF FINANCIAL OFFICER | NA | |
| POTTS, WANDA | I | CHIEF FINANCIAL OFFICER | NA | |
| POTTS, WANDA | I | CHIEF FINANCIAL OFFICER | NA | |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT AND BOARD OF DIRECTORS MEMBER | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT AND BOARD OF DIRECTORS MEMBER | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT AND BOARD OF DIRECTORS MEMBER | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT AND BOARD OF DIRECTORS MEMBER | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT AND BOARD OF DIRECTORS MEMBER | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT AND BOARD OF DIRECTORS MEMBER | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT AND BOARD OF DIRECTORS MEMBER | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT | NA | Control |
| RILEY, CHARLES, W. | I | SENIOR MANAGING DIRECTOR, CIO -- LONG/SHORT EQUITY, AUSTIN CAPITAL MANAGEMENT GP CORP. PRESIDENT | NA | Control |
| ROTTINGER, JASON, JACOB | I | COMPLIANCE OFFICER | NA | |
| ROTTINGER, JASON, JACOB | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROTTINGER, JASON, JACOB | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROTTINGER, JASON, JACOB | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | |
| VANERT, JAY, WINFIELD | I | PORTFOLIO MANAGER | NA | Control |
| VANERT, JAY, WINFIELD | I | PORTFOLIO MANAGER -- FIXED INCOME ALTERNATIVES, ASST. VICE PRESIDENT OF AUSTIN CAPITAL MANAGMENT GP CORP. | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WAGNER, ROBERT, LEONARD | I | AUSTIN CAPITAL MANAGEMENT GP CORP. BOARD OF DIRECTORS MEMBER | NA | Control |
| WIEDERAENDERS, ROLAND | I | ASST. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| KEYCORP | DE | SOLE LIMITED PARTNER OF AUSTIN CAPITAL MANAGEMENT, LTD. AND SOLE SHAREHOLDER OF AUSTIN CAPITAL MANAGEMENT GP CORP. | E | Control |
| MARTIN, BRENT, ALAN | I | LIMITED PARTNER, VICE PRESIDENT | C | Control |
| MARTIN, BRENT, ALAN | I | LIMITED PARTNER | C | Control |
| MARTIN, BRENT, ALAN | I | LIMITED PARTNER | C | |
| OWEN, JAMES, P. | I | LIMITED PARTNER, VICE PRESIDENT | C | Control |
| RILEY, CHARLES, W. | I | LIMITED PARTNER, PRESIDENT | C | Control |
| RILEY, CHARLES, W. | I | LIMITED PARTNER | C | Control |
| RILEY, CHARLES, W. | I | LIMITED PARTNER | C | Control |
| SAUDER, JOHN, W. | I | LIMITED PARTNER | C | Control |
| SAUDER, JOHN, W. | I | LIMITED PARTNER | C | Control |
| OWEN, JAMES, P. | I | LIMITED PARTNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| AUSTIN CAPITAL MANAGEMENT GP CORP. | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | F | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
| KEYCORP | DE | AUSTIN CAPITAL MANAGEMENT, LTD. | E | Control |
Registrations
Federal
IA
Feb 24, 2012 REGISTERED
Notice Filings (10)
CA FL GA LA MA NY OH PA TX VT
Address
127 PUBLIC SQUARECLEVELAND, OH 44114
United States
Phone: 216 689-0830