ROCKWOOD CAPITAL ADVISORS LLC
CRD #108644 SEC #801-54163 ST. LOUIS, MO 314-962-8336
SEC Registered
Total AUM
$248.8M
Discretionary
$248.8M
Employees
5
Clients
0
Accounts
15
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORD, RICHARD, FLYNN | I | DIRECTOR | NA | Control |
| FORD, RICHARD, FLYNN | I | DIRECTOR | NA | Control |
| FORD, RICHARD, FLYNN | I | DIRECTOR | NA | Control |
| FORD, RICHARD, FLYNN | I | DIRECTOR | NA | Control |
| FORD, RICHARD, FLYNN | I | DIRECTOR | NA | Control |
| FORD, RICHARD, FLYNN | I | DIRECTOR | NA | Control |
| FORD, RICHARD, FLYNN | I | DIRECTOR | NA | Control |
| FORD, RICHARD, FLYNN | I | DIRECTOR | NA | Control |
| MCCARTHY, JOHN, S | I | DIRECTOR | NA | Control |
| MCCARTHY, JOHN, S | I | DIRECTOR | NA | Control |
| MCCARTHY, JOHN, S | I | DIRECTOR | NA | Control |
| MCCARTHY, JOHN, S | I | DIRECTOR | NA | Control |
| MCCARTHY, JOHN, S | I | DIRECTOR | NA | Control |
| MCCARTHY, JOHN, S | I | DIRECTOR | NA | Control |
| MCCARTHY, JOHN, S | I | DIRECTOR | NA | Control |
| MCCARTHY, JOHN, S | I | DIRECTOR | NA | Control |
| MCCARTHY, JOHN, S | I | DIRECTOR | NA | Control |
| MCCARTHY, JOHN, S | I | DIRECTOR | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATEN, FRANK | I | MEMBER | B | |
| ATEN, FRANK | I | MEMBER | B | |
| ATEN, FRANK | I | MANAGING DIRECTOR | B | Control |
| BANK ONE CAPITAL FLORIDA, LLC | DE | PREFERRED OWNER | B | |
| BANK ONE CAPITAL FLORIDA, LLC | DE | PREFERRED OWNER | B | |
| BANK ONE CAPITAL FLORIDA, LLC | DE | PREFERRED OWNER | B | |
| BANK ONE CAPITAL FLORIDA, LLC | DE | PREFERRED OWNER | B | |
| BANK ONE CAPITAL FLORIDA, LLC | DE | PREFERRED OWNER | B | |
| BANK ONE CAPITAL FLORIDA, LLC | DE | PREFERRED OWNER | B | |
| BANK ONE CAPITAL FLORIDA, LLC | DE | PREFERRED OWNER | B | |
| BOME | DE | PREFERRED OWNER | B | |
| BOME | DE | PREFERRED OWNER | B | |
| BOME | DE | PREFERRED OWNER | B | |
| BOME | DE | PREFERRED OWNER | B | |
| BOME | DE | PREFERRED OWNER | B | |
| BOME | DE | PREFERRED OWNER | B | |
| BOME | DE | PREFERRED OWNER | B | |
| BOME | DE | PREFERRED OWNER | B | |
| BOME | DE | PREFERRED OWNER | B | |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| BROWN, ANTHONY, KENNETH | I | SENIOR PARTNER AND DIRECTOR OF MARKETING | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | MANAGING PARTNER AND CHIEF OPERATING OFFICER | B | Control |
| LANE, DANIEL, WILLIAM | I | SENIOR PARTNER AND SENIOR PORTFOLIO MANAGER | B | Control |
| LANE, DANIEL, WILLIAM | I | SENIOR PARTNER AND SENIOR PORTFOLIO MANAGER | B | Control |
| LANE, DANIEL, WILLIAM | I | SENIOR PARTNER AND SENIOR PORTFOLIO MANAGER | B | Control |
| LANE, DANIEL, WILLIAM | I | SENIOR PARTNER AND SENIOR PORTFOLIO MANAGER | B | Control |
| LANE, DANIEL, WILLIAM | I | SENIOR PARTNER AND SENIOR PORTFOLIO MANAGER | B | Control |
| LANE, DANIEL, WILLIAM | I | SENIOR PARTNER AND SENIOR PORTFOLIO MANAGER | B | Control |
| LANE, DANIEL, WILLIAM | I | SENIOR PARTNER AND SENIOR PORTFOLIO MANAGER | B | Control |
| LANE, DANIEL, WILLIAM | I | SENIOR PARTNER AND SENIOR PORTFOLIO MANAGER | B | Control |
| LANE, DANIEL, WILLIAM | I | SENIOR PARTNER AND SENIOR PORTFOLIO MANAGER | B | Control |
| LANE, DANIEL, WILLIAM | I | SENIOR PARTNER AND SENIOR PORTFOLIO MANAGER | B | Control |
| LANE, DANIEL, WILLIAM | I | SENIOR PARTNER AND SENIOR PORTFOLIO MANAGER | B | Control |
| LANE, DANIEL, WILLIAM | I | SENIOR PARTNER AND SENIOR PORTFOLIO MANAGER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| RAPPONOTTI, PAUL, DAVID | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | B | Control |
| BROOKS, DAVID, WESLEY | I | EXECUTIVE VICE PRESIDENT | A | Control |
| BROOKS, DAVID, WESLEY | I | EXECUTIVE VICE PRESIDENT | A | Control |
| BROOKS, DAVID, WESLEY | I | EXECUTIVE VICE PRESIDENT | A | Control |
| BROWN, ANTHONY, KENNETH | I | EXECUTIVE VICE PRESIDENT AND SECRETARY | A | Control |
| BROWN, ANTHONY, KENNETH | I | EXECUTIVE VICE PRESIDENT AND SECRETARY | A | Control |
| BROWN, ANTHONY, KENNETH | I | EXECUTIVE VICE PRESIDENT AND SECRETARY | A | Control |
| BROWN, ANTHONY, KENNETH | I | EXECUTIVE VICE PRESIDENT AND SECRETARY | A | Control |
| BROWN, ANTHONY, KENNETH | I | EXECUTIVE VICE PRESIDENT AND SECRETARY | A | Control |
| BROWN, ANTHONY, KENNETH | I | EXECUTIVE VICE PRESIDENT AND SECRETARY | A | Control |
| BROWN, ANTHONY, KENNETH | I | EXECUTIVE VICE PRESIDENT AND SECRETARY | A | Control |
| BROWN, ANTHONY, KENNETH | I | EXECUTIVE VICE PRESIDENT AND SECRETARY | A | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | A | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | A | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | A | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | A | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | A | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | A | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | A | Control |
| HOLTGRIEVE, DONALD, ANDREW | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | A | Control |
| LANE, DANIEL, WILLIAM | I | EXECUTIVE VICE PRESIDENT | A | Control |
| LANE, DANIEL, WILLIAM | I | EXECUTIVE VICE PRESIDENT | A | Control |
| LANE, DANIEL, WILLIAM | I | EXECUTIVE VICE PRESIDENT | A | Control |
| LANE, DANIEL, WILLIAM | I | EXECUTIVE VICE PRESIDENT | A | Control |
| LANE, DANIEL, WILLIAM | I | EXECUTIVE VICE PRESIDENT | A | Control |
| LANE, DANIEL, WILLIAM | I | EXECUTIVE VICE PRESIDENT | A | Control |
| LANE, DANIEL, WILLIAM | I | EXECUTIVE VICE PRESIDENT | A | Control |
| LANE, DANIEL, WILLIAM | I | EXECUTIVE VICE PRESIDENT | A | Control |
| RAPPONOTTI, PAUL, DAVID | I | EXECUTIVE VICE PRESIDENT | A | Control |
| RAPPONOTTI, PAUL, DAVID | I | EXECUTIVE VICE PRESIDENT | A | Control |
| RAPPONOTTI, PAUL, DAVID | I | EXECUTIVE VICE PRESIDENT | A | Control |
| RAPPONOTTI, PAUL, DAVID | I | EXECUTIVE VICE PRESIDENT | A | Control |
| RAPPONOTTI, PAUL, DAVID | I | EXECUTIVE VICE PRESIDENT | A | Control |
| RAPPONOTTI, PAUL, DAVID | I | EXECUTIVE VICE PRESIDENT | A | Control |
| RAPPONOTTI, PAUL, DAVID | I | EXECUTIVE VICE PRESIDENT | A | Control |
| RAPPONOTTI, PAUL, DAVID | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WILDEISEN, LISA, LONGO | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WILSON, ROGER, B | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILSON, ROGER, B | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILSON, ROGER, B | I | PARTNER AND INACTIVE MEMBER | A | Control |
| WILSON, ROGER, B | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILSON, ROGER, B | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILSON, ROGER, B | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILSON, ROGER, B | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILSON, ROGER, B | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILSON, ROGER, B | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILSON, ROGER, B | I | PARTNER AND INACTIVE MEMBER | A | Control |
Registrations
Federal
IA
Mar 29, 2023 REGISTERED
Notice Filings (4)
FL IL MD MO
Address
400 CHESTERFIELD CENTERSUITE 400
ST. LOUIS, MO 63017
United States
Phone: 314-962-8336