VANDERBILT CAPITAL ADVISORS LLC
CRD #108647 SEC #801-54617 CHICAGO, IL 312-463-9100
SEC Registered Private Funds Disclosures
Total AUM
$4.6B
Discretionary
$4.6B
Employees
6
Clients
--
Accounts
12
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 6, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRADLEY, JEAN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, JEAN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, JEAN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, JEAN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, JEAN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, JEAN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, JEAN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLINO, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLINO, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLINO, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLINO, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| COLERIDGE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| COLERIDGE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| COLERIDGE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| COLERIDGE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| COLERIDGE, JAMES, JOSEPH | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| COLERIDGE, JAMES, JOSEPH | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| DOOLING, GREGG, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOOLING, GREGG, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOOLING, GREGG, MATTHEW | I | PRESIDENT | NA | Control |
| DOOLING, GREGG, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOOLING, GREGG, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOOLING, GREGG, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOOLING, GREGG, MATTHEW | I | PRESIDENT | NA | Control |
| DOOLING, GREGG, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOOLING, GREGG, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOOLING, GREGG, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLORIAN, KURT | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND COUNSEL - STRUCTURED FINANCE GROUP | NA | |
| FLORIAN, KURT | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND COUNSEL - STRUCTURED FINANCE GROUP | NA | |
| FLORIAN, KURT | I | CHIEF OPERATING OFFICER & COUNSEL - STRUCTURED FINANCE GROUP | NA | |
| FLORIAN, KURT | I | CHIEF OPERATING OFFICER & COUNSEL | NA | |
| FLORIAN, KURT | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND COUNSEL - STRUCTURED FINANCE GROUP | NA | |
| GOEPFERT, THOMAS, ANTHONY | I | MANAGING DIRECTOR | NA | |
| GOEPFERT, THOMAS, ANTHONY | I | MANAGING DIRECTOR | NA | |
| GOEPFERT, THOMAS, ANTHONY | I | MANAGING DIRECTOR | NA | |
| GOEPFERT, THOMAS, ANTHONY | I | MANAGING DIRECTOR | NA | |
| GOEPFERT, THOMAS, ANTHONY | I | MANAGING DIRECTOR | NA | |
| GOODWIN, MARK, DAVID | I | DIRECTOR | NA | Control |
| GOODWIN, MARK, DAVID | I | PRESIDENT | NA | Control |
| GOODWIN, MARK, DAVID | I | PRESIDENT | NA | Control |
| GOODWIN, MARK, DAVID | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GOODWIN, MARK, DAVID | I | DIRECTOR | NA | Control |
| GOODWIN, MARK, DAVID | I | DIRECTOR | NA | Control |
| GOODWIN, MARK, DAVID | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GOODWIN, MARK, DAVID | I | PRESIDENT | NA | Control |
| GOODWIN, MARK, DAVID | I | PRESIDENT | NA | Control |
| GOODWIN, MARK, DAVID | I | PRESIDENT | NA | Control |
| GOODWIN, MARK, DAVID | I | PRESIDENT | NA | Control |
| GOODWIN, MARK, DAVID | I | PRESIDENT | NA | Control |
| GOODWIN, MARK, DAVID | I | PRESIDENT | NA | Control |
| KINGSBURY, DANIEL | I | CHAIRMAN & DIRECTOR | NA | Control |
| KINGSBURY, DANIEL | I | CHAIRMAN & DIRECTOR | NA | Control |
| KINGSBURY, DANIEL, KEITH | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| KINGSBURY, DANIEL, KEITH | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| KINGSBURY, DANIEL, KEITH | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| KINGSBURY, DANIEL, KEITH | I | CHAIRMAN & DIRECTOR | NA | Control |
| KINGSBURY, DANIEL, KEITH | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| KINGSBURY, DANIEL, KEITH | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| KINGSBURY, DANIEL, KEITH | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| KINGSBURY, DANIEL, KEITH | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| KINGSBURY, DANIEL, KEITH | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| KINGSBURY, DANIEL, KEITH | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| KOENIG, ANTHONY, JOHN | I | CHIEF FINANCIAL OFFICER | NA | |
| KOENIG, ANTHONY, JOHN | I | CHIEF FINANCIAL OFFICER | NA | |
| KOENIG, ANTHONY, JOHN | I | CHIEF FINANCIAL OFFICER | NA | |
| KOENIG, ANTHONY, JOHN | I | CHIEF FINANCIAL OFFICER | NA | |
| MAYER, CHARLES, PETER | I | DIRECTOR | NA | Control |
| MAYER, CHARLES, PETER | I | DIRECTOR | NA | Control |
| MAYER, CHARLES, PETER | I | DIRECTOR | NA | Control |
| OHARA, EDWARD, JOSEPH | I | SENIOR MANAGING DIRECTOR - STRUCTURED FINANCE GROUP | NA | |
| OHARA, EDWARD, JOSEPH | I | SENIOR MANAGING DIRECTOR - STRUCTURED FINANCE GROUP | NA | |
| OHARA, EDWARD, JOSEPH | I | SENIOR MANAGING DIRECTOR - STRUCTURED FINANCE GROUP | NA | |
| PANKRATZ, JOHN, HALL | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| PANKRATZ, JOHN, HALL | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| PANKRATZ, JOHN, HALL | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| PANKRATZ, JOHN, HALL | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| PANKRATZ, JOHN, HALL | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| PANKRATZ, JOHN, HALL | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| PANKRATZ, JOHN, HALL | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| PIRONDINI, MARCO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PIRONDINI, MARCO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PIRONDINI, MARCO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PIRONDINI, MARCO | I | DIRECTOR | NA | Control |
| PIRONDINI, MARCO | I | DIRECTOR | NA | Control |
| PIRONDINI, MARCO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PIRONDINI, MARCO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PIRONDINI, MARCO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PIRONDINI, MARCO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PIRONDINI, MARCO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PIRONDINI, MARCO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PIRONDINI, MARCO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PIRONDINI, MARCO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PIRONDINI, MARCO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SAULNIER, CHRISTOPHER, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SAULNIER, CHRISTOPHER, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TAUBES, KENNETH, JAMES | I | DIRECTOR | NA | Control |
| TAUBES, KENNETH, JAMES | I | DIRECTOR | NA | Control |
| TAUBES, KENNETH, JAMES | I | DIRECTOR | NA | Control |
| TAUBES, KENNETH, JAMES | I | DIRECTOR | NA | Control |
| TAUBES, KENNETH, JAMES | I | DIRECTOR | NA | Control |
| TAUBES, KENNETH, JAMES | I | DIRECTOR | NA | Control |
| TAUBES, KENNETH, JAMES | I | DIRECTOR | NA | Control |
| TAUBES, KENNETH, JAMES | I | DIRECTOR | NA | Control |
| TAUBES, KENNETH, JAMES | I | DIRECTOR | NA | Control |
| TAUBES, KENNETH, JAMES | I | DIRECTOR | NA | Control |
| ZIKRY, EMAD, A | I | PRESIDENT & CEO | NA | Control |
| ZIKRY, EMAD, A | I | PRESIDENT | NA | Control |
| ZIKRY, EMAD, A | I | PRESIDENT & CEO | NA | Control |
| ZIKRY, EMAD, A | I | PRESIDENT & CEO | NA | Control |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICAL OWNER | E | |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICIAL OWNER | E | Control |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICIAL OWNER | E | Control |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICIAL OWNER | E | |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICAL OWNER | E | |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICAL OWNER | E | |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICIAL OWNER | E | |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICIAL OWNER | E | Control |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICIAL OWNER | E | Control |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICIAL OWNER | E | Control |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICIAL OWNER | E | Control |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICIAL OWNER | E | Control |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICIAL OWNER | E | Control |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICIAL OWNER | E | Control |
| PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | BENEFICIAL OWNER | E | Control |
| VANDERBILT CAPITAL ADVISORS HOLDINGS, LLC | DE | BENEFICIAL OWNER | E | |
| VANDERBILT CAPITAL ADVISORS HOLDINGS, LLC | DE | BENEFICIAL OWNER | E | |
| VANDERBILT CAPITAL ADVISORS HOLDINGS, LLC | DE | BENEFICIAL OWNER | E | |
| VANDERBILT CAPITAL ADVISORS HOLDINGS, LLC | DE | BENEFICIAL OWNER | E | |
| VANDERBILT CAPITAL ADVISORS HOLDINGS, LLC | DE | BENEFICIAL OWNER | E | |
| ZIKRY, EMAD, A | I | PRESIDENT & CEO | D | Control |
| ZIKRY, EMAD, A | I | PRESIDENT & CEO | D | Control |
| FIELD, CHARLES, CRAWFORD | I | MANAGING DIRECTOR | A | |
| GOEPFERT, THOMAS | I | MANAGING DIRECTOR | A | |
| GOEPFERT, THOMAS, ANTHONY | I | MANAGING DIRECTOR | A | |
| GOEPFERT, THOMAS, ANTHONY | I | MANAGING DIRECTOR | A | |
| GOEPFERT, THOMAS, ANTHONY | I | MANAGING DIRECTOR | A | |
| GOEPFERT, THOMAS, ANTHONY | I | MANAGING DIRECTOR | A | |
| HARRINGTON, SCOTT, MAYFIELD | I | EXECUTIVE VICE PRESIDENT | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | Control |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | Control |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | Control |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | Control |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | Control |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | Control |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | Control |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | Control |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | Control |
| PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | FE | PIONEER INVESTMENT MANAGEMENT USA INC. | E | Control |
| PIONEER INVESTMENT MANAGEMENT USA INC. | DE | PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| PIONEER INVESTMENT MANAGEMENT USA INC. | DE | PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| PIONEER INVESTMENT MANAGEMENT USA INC. | DE | PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| PIONEER INVESTMENT MANAGEMENT USA INC. | DE | PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| PIONEER INVESTMENT MANAGEMENT USA INC. | DE | PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| PIONEER INVESTMENT MANAGEMENT USA INC. | DE | PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| PIONEER INVESTMENT MANAGEMENT USA INC. | DE | PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| PIONEER INVESTMENT MANAGEMENT USA INC. | DE | PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| PIONEER INVESTMENT MANAGEMENT USA INC. | DE | PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| PIONEER INVESTMENT MANAGEMENT USA INC. | DE | PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| UNICREDIT S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDIT S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDIT S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDIT S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDIT S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDIT S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDIT S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDIT S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDIT S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDITO ITALIANO S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDITO ITALIANO S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDITO ITALIANO S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDITO ITALIANO S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDITO ITALIANO S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| UNICREDITO ITALIANO S.P.A. | FE | PIONEER GLOBAL ASSET MANAGEMENT S.P.A. | E | Control |
| ZIKRY, EMAD, A | I | VANDERBILT CAPITAL ADVISORS HOLDINGS, LLC | E | Control |
| ZIKRY, EMAD, A | I | VANDERBILT CAPITAL ADVISORS HOLDINGS, LLC | E | Control |
| ZIKRY, EMAD, A | I | VANDERBILT CAPITAL ADVISORS HOLDINGS, LLC | E | Control |
| ZIKRY, EMAD, A | I | VANDERBILT CAPITAL ADVISORS HOLDINGS, LLC | E | Control |
| ZIKRY, EMAD, A | I | VANDERBILT CAPITAL ADVISORS HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Jul 6, 2012 REGISTERED
Address
10 S. LASALLE STREET, SUITE 1901CHICAGO, IL 60603
United States
Phone: 312-463-9100