PAINTER, SMITH AND AMBERG INC.
CRD #10865 SEC #801-112748 REDLANDS, CA 909-557-2800
SEC Registered Broker-Dealer
Total AUM
$115.7M
Discretionary
$885.9K
Employees
4
Clients
0
Accounts
437
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 12, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PAINTER, CHARLES EDWARD II | I | PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL | D | Control |
| PAINTER, CHARLES EDWARD II | I | PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL | D | Control |
| PAINTER, CHARLES EDWARD II | I | PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL | D | Control |
| PAINTER, CHARLES EDWARD II | I | PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL | D | Control |
| PAINTER, CHARLES EDWARD II | I | PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL | D | Control |
| PAINTER, CHARLES EDWARD II | I | PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL | D | Control |
| PAINTER, CHARLES EDWARD II | I | PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL | D | Control |
| PAINTER, CHARLES EDWARD II | I | PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL | D | Control |
| PAINTER, CHARLES EDWARD II | I | PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL | D | Control |
| PAINTER, CHARLES EDWARD II | I | PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL | D | Control |
| PAINTER, CHARLES EDWARD II | I | PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL | D | Control |
| SMITH, DAVID EUGENE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL | D | Control |
| SMITH, DAVID EUGENE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL | D | Control |
| SMITH, DAVID EUGENE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL | D | Control |
| SMITH, DAVID EUGENE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL | D | Control |
| SMITH, DAVID EUGENE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL | D | Control |
| SMITH, DAVID EUGENE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL | D | Control |
| SMITH, DAVID EUGENE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL | D | Control |
| SMITH, DAVID EUGENE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL | D | Control |
| SMITH, DAVID EUGENE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL | D | Control |
| SMITH, DAVID EUGENE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL | D | Control |
| SMITH, DAVID EUGENE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL | D | Control |
Registrations
Federal
IA
Jun 12, 2023 REGISTERED
Notice Filings (6)
AZ CA FL MD PA TX
Address
1200 CALIFORNIA STREETSUITE 220
REDLANDS, CA 92374-2948
United States
Phone: 909-557-2800