GLASS FINANCIAL SERVICES INC
CRD #108672 SEC #801-57554 PHOENIX, AZ 602-952-1202
SEC Registered
Total AUM
$10.5M
Discretionary
$9.7M
Employees
5
Clients
0
Accounts
85
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RAPISARDA, JAMES, MICHAEL | I | COMPLIANCE OFFICER | NA | |
| RAPISARDA, JAMES, MICHAEL | I | COMPLIANCE OFFICER | NA | |
| RAPISARDA, JAMES, MICHAEL | I | COMPLIANCE OFFICER | NA | |
| RAPISARDA, JAMES, MICHAEL | I | COMPLIANCE OFFICER | NA | |
| RAPISARDA, JAMES, MICHAEL | I | COMPLIANCE OFFICER | NA | |
| GLASS, JOHN, FISHER | I | PRESIDENT | D | Control |
| GLASS, JOHN, FISHER | I | PRESIDENT | D | Control |
| GLASS, JOHN, FISHER | I | PRESIDENT | D | Control |
| GLASS, JOHN, FISHER | I | PRESIDENT | D | Control |
| GLASS, JOHN, FISHER | I | PRESIDENT | D | Control |
| COLE, DOUGLAS, WILFORD | I | VICE PRES/SECTY/TREASURER | C | Control |
| COLE, DOUGLAS, WILFORD | I | VICE PRES/SECTY/TREASURER | C | Control |
| COLE, DOUGLAS, WILFORD | I | VICE PRES/SECTY/TREASURER | C | Control |
| COLE, DOUGLAS, WILFORD | I | VICE PRES/SECTY/TREASURER | C | Control |
| COLE, DOUGLAS, WILFORD | I | VICE PRES/SECTY/TREASURER | C | Control |
Registrations
Federal
IA
Nov 7, 2005 REGISTERED
Notice Filings (1)
AZ
Address
4455 EAST CAMELBACK ROADSUITE 260D
PHOENIX, AZ 85018-3977
USA
Phone: 602-952-1202