WAINWRIGHT INVESTMENT COUNSEL LLC
CRD #108711 SEC #801-56485 BOSTON, MA 617-531-3100
SEC Registered Private Funds
Total AUM
$5.5B
Discretionary
$112M
Employees
16
Clients
0
Accounts
207
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 4, 2025
- Branch Offices
- 0
- LEI
- 549300U7Q5B93YK7O165
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | CHIEF OPERATING OFFICER | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | CHIEF OPERATING OFFICER | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | CHIEF OPERATING OFFICER | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | NA | Control |
| BUCKLEY, ANNE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUCKLEY, ANNE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUCKLEY, ANNE, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| CLARK, ROBERT, LEE | I | MEMBER - BOARD OF MANAGERS | NA | Control |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| CLARK, ROBERT, LEE | I | OWNER | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| FABRIZIO, JEFFREY, DAVID | I | DIRECTOR OF RESEARCH | NA | |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, CLAUDE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEONARD, MARGARET, LORENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAHONEY, MAXWELL, JAMES | I | V.P. LEGAL AND REGULATORY AFFAIRS, CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, MAXWELL, JAMES | I | V.P. LEGAL AND REGULATORY AFFAIRS, CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, MAXWELL, JAMES | I | V.P. LEGAL AND REGULATORY AFFAIRS, CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, MAXWELL, JAMES | I | V.P. LEGAL AND REGULATORY AFFAIRS, CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, MAXWELL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, MAXWELL, JAMES | I | V.P. LEGAL AND REGULATORY AFFAIRS, CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER & DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER & DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER & DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER & DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER & DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER & DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER & DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER & DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER & DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER & DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| SENEY, MATTHEW, KIRK | I | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | NA | |
| TOUMPAS, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOUMPAS, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOUMPAS, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOUMPAS, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER, MEMBER OF BOARD OF MANAGERS | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER, MEMBER OF BOARD OF MANAGERS | NA | |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER & CHIEF LEGAL OFFICER, MEMBER OF BOARD OF MANAGERS | NA | |
| ZACK, RICHARD, LEWIS | I | MEMBER OF WAINWRIGHT BOARD, CHIEF RISK OFFICER, CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | MEMBER OF WAINWRIGHT BOARD, CHIEF RISK OFFICER, CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | MEMBER OF WAINWRIGHT BOARD, CHIEF RISK OFFICER, CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | MEMBER OF WAINWRIGHT BOARD, CHIEF RISK OFFICER, CHIEF LEGAL OFFICER | NA | |
| ZACK, RICHARD, LEWIS | I | MEMBER OF WAINWRIGHT BOARD, CHIEF RISK OFFICER, CHIEF LEGAL OFFICER | NA | |
| CLARK & BARRETT ASSOCIATON, LLC | DE | SHAREHOLDER | C | Control |
| H.C. WAINWRIGHT & CO., INC. | DE | INVESTOR | C | Control |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | SHAREHOLDER | B | |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF BOARD OF MANAGERS | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BARRETT, STEPHEN, DALTON | I | MEMBER OF WAINWRIGHT BOARD | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BERTONAZZI, ERIC, PAUL | I | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | B | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS, CHIEF COMPLIANCE OFFICER | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT, CHIEF OPERATING OFFICER & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | PRESIDENT & CORPORATE SECRETARY, MEMBER OF BOARD OF MANAGERS | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | A | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | A | Control |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | A | Control |
| CLARK, ROBERT, LEE | I | OWNER | A | |
| CUSHING, KATHARINE | I | MEMBER | A | |
| CUSHING, KATHARINE | I | MEMBER | A | |
| H.C. WAINWRIGHT & CO., INC. | DE | SHAREHOLDER | A | |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | A | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| H.C. WAINWRIGHT HOLDING CORPORATION | DE | H.C. WAINWRIGHT & CO., INC. | E | |
| ZWAN, BRYAN, JOSEPH | I | ZG CONSULTING, LLC | E | Control |
| BARRETT, STEPHEN, DALTON | I | CLARK & BARRET ASSOCIATION,LLC | D | |
| CLARK, ROBERT, LEE | I | CLARK & BARRETT ASSOCIATION, LLC | D | |
| BARRETT, STEPHEN, DALTON | I | H.C. WAINWRIGHT & CO., INC. | C | Control |
| CLARK, ROBERT, LEE | I | H.C.WAINWRIGHT & CO., INC. | C | Control |
| ZG CONSULTING, LLC | DE | H.C. WAINWRIGHT & CO., INC. | C | Control |
Registrations
Federal
IA
Jun 4, 2025 REGISTERED
Notice Filings (32)
AK AZ CA CO CT DC DE FL GA ID IL KY LA MA MD ME MI MO NC NE NH NJ NV NY OH PA RI SC SD TX VA VT
Address
ONE BOSTON PLACE29TH FLOOR
BOSTON, MA 02108
United States
Phone: 617-531-3100