RISA INVESTMENT ADVISERS LLC
CRD #108725 SEC #801-56613 PHILADELPHIA, PA 215-557-7008
SEC Registered
Total AUM
$3.5M
Discretionary
$3.5M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FOLIN, OTTO, SAM | I | MANAGING DIRECTOR | NA | Control |
| MULLER, MARIE, FRANCES | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| HARVEST MANAGERS, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FOLIN, NANCY, LYNN | I | HARVEST MANAGERS, LLC | C | |
| FOLIN, OTTO, SAM | I | HARVEST MANAGERS, LLC | C | Control |
Registrations
Federal
IA
Mar 19, 2002 REGISTERED
Notice Filings (1)
PA
Address
1700 SANSOM STREET11TH FLOOR
PHILADELPHIA, PA 19103
USA
Phone: 215-557-7008