WAINWRIGHT ASSET MANAGEMENT LLC
CRD #108733 SEC #801-57581 BOSTON, MA 617-227-3100
SEC Registered
Total AUM
$215M
Discretionary
$215M
Employees
5
Clients
0
Accounts
11
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRETT, STEPHEN, DALTON | I | PRESIDENT | NA | |
| BUCKLEY, ANNE, PAUL | I | DIRECTOR | NA | |
| H.C. WAINWRIGHT ASSET MANAGEMENT HOLDING CORPORATION | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| H.C. WAINWRIGHT HOLDING CORPORATION | DE | SHAREHOLDER OF WAINWRIGHT ASSET MANAGEMENT HOLDING CORP | C |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (2)
MA MD
Address
ONE BOSTON PLACEBOSTON, MA 2108
USA
Phone: 617-227-3100