PACWEST FINANCIAL MANAGEMENT, INC.
Legal name: PACWEST FINANCIAL MANAGEMENT INC
CRD #108740 SEC #801-55059 PHOENIX, AZ 602-997-8882
SEC Registered
Total AUM
$225.8M
Discretionary
$225.8M
Employees
6
Clients
26
Accounts
442
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELL, CHRISTINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELL, CHRISTINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELL, CHRISTINE, MARIE | I | DIRECTOR OF OPERATIONS/COMPLIANCE SPECIALIST | NA | |
| BELL, CHRISTINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BELL, CHRISTINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BELL, CHRISTINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELL, CHRISTINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELL, CHRISTINE, MARIE | I | DIRECTOR OF OPERATIONS/COMPLIANCE SPECIALIST | NA | |
| CHEN, WINNIE, WAN-LIN | I | INVESTMENT ADVISOR | NA | |
| CHEN, WINNIE, WAN-LIN | I | INVESTMENT ADVISOR | NA | |
| CHEN, WINNIE, WAN-LIN | I | INVESTMENT ADVISOR | NA | |
| EISENHAUER, THERESE, MARY | I | INVESTMENT ADVISOR/COMPLIANCE/DIRECTOR OF FIXED INCOME | NA | |
| EISENHAUER, THERESE, MARY | I | INVESTMENT ADVISOR/COMPLIANCE/DIRECTOR OF FIXED INCOME | NA | |
| EISENHAUER, THERESE, MARY | I | INVESTMENT ADVISOR/COMPLIANCE/DIRECTOR OF FIXED INCOME | NA | |
| EISENHAUER, THERESE, MARY | I | PORTFOLIO MANAGER/COMPLIANCE/DIRECTOR OF FIXED INCOME | NA | |
| HENDERSON, MATTHEW, JAMES | I | INVESTMENT ADVISOR/DIRECTOR OF RESEARCH | NA | |
| HENDERSON, MATTHEW, JAMES | I | INVESTMENT ADVISOR/DIRECTOR OF RESEARCH | NA | |
| HENDERSON, MATTHEW, JAMES | I | INVESTMENT ADVISOR/DIRECTOR OF RESEARCH | NA | |
| HENDERSON, MATTHEW, JAMES | I | PORTFOLIO MANAGER/DIRECTOR OF RESEARCH | NA | |
| HENDERSON, MATTHEW, JAMES | I | PORTFOLIO MANAGER/DIRECTOR OF RESEARCH | NA | |
| HENDERSON, MATTHEW, JAMES | I | PORTFOLIO MANAGER/DIRECTOR OF RESEARCH | NA | |
| HU, JANE, YUCHIN | I | OPERATIONS MANAGER-CA | NA | |
| HU, JANE, YUCHIN | I | OPERATIONS MANAGER-CA | NA | |
| HU, JANE, YUCHIN | I | OPERATIONS MANAGER-CA | NA | |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFFMAN, ELLIOT, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVE, ANNETTE | I | DIRECTOR OF OPERATIONS | NA | |
| LOVE, ANNETTE | I | DIRECTOR OF OPERATIONS | NA | |
| LOVE, ANNETTE | I | DIRECTOR OF OPERATIONS | NA | |
| LOVE, ANNETTE | I | DIRECTOR OF OPERATIONS/COMPLIANCE SPECIALIST | NA | |
| LUH, MAY, N/A | I | OPERATIONS MANAGER | NA | |
| LUH, MAY, N/A | I | OPERATIONS MANAGER | NA | |
| LUH, MAY, N/A | I | OPERATIONS MANAGER | NA | |
| PEARL, CARTER, ALLEN | I | PORTFOLIO MANAGER | NA | |
| PEARL, CARTER, ALLEN | I | PORTFOLIO MANAGER | NA | |
| REIMER, JOHN, ELDON | I | INVESTMENT ADVISOR | NA | |
| REIMER, JOHN, ELDON | I | INVESTMENT ADVISOR | NA | |
| REIMER, JOHN, ELDON | I | PORTFOLIO MANAGER/EQUITY RESEARCH | NA | |
| REIMER, JOHN, ELDON | I | PORTFOLIO MANAGER/EQUITY RESEARCH | NA | |
| REIMER, JOHN, ELDON | I | PORTFOLIO MANAGER/EQUITY RESEARCH | NA | |
| UNDERWOOD, G, DAVID | I | CHIEF INVESTMENT OFFICER | NA | |
| UNDERWOOD, G, DAVID | I | CHIEF INVESTMENT OFFICER | NA | |
| UNDERWOOD, G, DAVID | I | CHIEF INVESTMENT OFFICER | NA | |
| UNDERWOOD, G, DAVID | I | SR. PORTFOLIO MANAGER | NA | |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| LAU, GRACE | I | PRESIDENT | D | Control |
| LAU, GRACE | I | PRESIDENT | D | Control |
| LAU, GRACE | I | PRESIDENT | D | Control |
| LAU, GRACE | I | PRESIDENT | D | Control |
| LAU, GRACE | I | PRESIDENT | D | Control |
| LAU, GRACE | I | PRESIDENT | D | Control |
| LAU, GRACE | I | PRESIDENT | D | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| LAU, GRACE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| LAU, GRACE | I | PRESIDENT | D | Control |
| YING, MINDY, LEE | I | PRESIDENT | D | Control |
| YING, MINDY, LEE | I | PRESIDENT | D | Control |
| YING, MINDY, LEE | I | PRESIDENT | D | Control |
| YING, MINDY, LEE | I | PRESIDENT | D | Control |
| YING, MINDY, LEE | I | EXECUTIVE VICE PRESIDENT | D | Control |
| YING, MINDY, LEE | I | EXECUTIVE VICE PRESIDENT | D | Control |
| YING, MINDY, LEE | I | EXECUTIVE VICE PRESIDENT | D | Control |
| YING, MINDY, LEE | I | EXECUTIVE VICE PRESIDENT | D | Control |
| YING, MINDY, LEE | I | EXECUTIVE VICE PRESIDENT | D | Control |
| YING, MINDY, LEE | I | EXECUTIVE VICE PRESIDENT | D | Control |
| YING, MINDY, LEE | I | EXECUTIVE VICE PRESIDENT | D | Control |
| YING, MINDY, LEE | I | PRESIDENT | D | Control |
| YING, MINDY, LEE | I | PRESIDENT | D | Control |
| YING, MINDY, LEE | I | EXECUTIVE VICE PRESIDENT | D | Control |
Registrations
Federal
IA
Mar 11, 2016 REGISTERED
Notice Filings (6)
AZ CA NM NY TX WA
Address
1643 E. BETHANY HOME RD.PHOENIX, AZ 85016
United States
Phone: 602-997-8882