FINANCIAL COUNSELING RESOURCES LLC
CRD #108743 SEC #801-57674 LOS ALAMITOS, CA 714-236-8290
SEC Registered
Total AUM
$18M
Discretionary
$0
Employees
1
Clients
0
Accounts
70
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Nov 18, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, JEAN, ELTON | I | PERSONAL FINANCIAL PLANNER | NA | |
| ADAMS, JEAN, ELTON | I | PERSONAL FINANCIAL PLANNER | NA | |
| BUI, TINA, NGUYEN | I | DIRECTOR OF OPERATIONS | NA | |
| BUI, TINA, NGUYEN | I | DIRECTOR OF OPERATIONS | NA | |
| CONDE, ROGER, JOEL | I | ADISORY REPRESENTATIVE | NA | |
| CONDE, ROGER, JOEL | I | ADISORY REPRESENTATIVE | NA | |
| LARSON, LIANNE, NICHOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LARSON, LIANNE, NICHOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LARSON, LIANNE, NICHOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LARSON, LIANNE, NICHOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LARSON, LIANNE, NICHOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LARSON, LIANNE, NICHOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LARSON, LIANNE, NICHOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LARSON, LIANNE, NICHOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LARSON, LIANNE, NICHOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, ERIN, MURRAY | I | INVESTMENT ADVISOR | NA | |
| WILLIAMS, ERIN, MURRAY | I | INVESTMENT ADVISOR | NA | |
| LAMBERT, LARRY MAX | DE | CEO & CHAIRMAN | E | Control |
| LAMBERT, LARRY MAX | DE | CEO & CHAIRMAN | E | Control |
| LAMBERT, LARRY MAX | DE | CEO & CHAIRMAN | E | Control |
| LBL INSURANCE SERVICES, INC. | DE | OWNER | E | Control |
| LBL INSURANCE SERVICES, INC. | DE | OWNER | E | Control |
| LBL INSURANCE SERVICES, INC. | DE | OWNER | E | Control |
| LBL INSURANCE SERVICES, INC. | DE | OWNER | D | Control |
| DEZEMPLEN, MAX FRED | DE | PRESIDENT | C | Control |
| DEZEMPLEN, MAX FRED | DE | PRESIDENT | C | Control |
| DEZEMPLEN, MAX FRED | DE | PRESIDENT | C | Control |
| LAMBERT, DEBRA LAMBERT | DE | VICE PRESIDENT & SECRETARY | C | Control |
| LAMBERT, DEBRA LAMBERT | DE | VICE PRESIDENT & SECRETARY | C | Control |
| LAMBERT, DEBRA LAMBERT | DE | VICE PRESIDENT & SECRETARY | C | Control |
| LAMBERT, DEBRA LAMBERT | DE | VICE PRESIDENT & SECRETARY | C | Control |
| LAMBERT, LARRY MAX | DE | CHAIRMAN & CEO | C | Control |
| LAMBERT, LARRY MAX | DE | CHAIRMAN & CEO | C | Control |
| LAMBERT, LARRY MAX | DE | CHAIRMAN & CEO | C | Control |
| LAMBERT, LARRY MAX | DE | CEO & CHAIRMAN | C | Control |
| PACIFIC RETIREMENT ADVISORS,INC. | DE | OWNER | C | Control |
| PACIFIC RETIREMENT ADVISORS,INC. | DE | OWNER | C | Control |
| PACIFIC RETIREMENT ADVISORS,INC. | DE | OWNER | C | Control |
| PACIFIC RETIREMENT ADVISORS,INC. | DE | OWNER | C | Control |
| LAMBERT, DEBRA | DE | SECRETARY | B | |
| LAMBERT, DEBRA | DE | SECRETARY | B | |
| LAMBERT, DEBRA | DE | SECRETARY | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CONDE, ROGER, JOEL | I | PACIFIC RETIREMENT ADVISORS, INC. | E | Control |
| CONDE, ROGER, JOEL | I | PACIFIC RETIREMENT ADVISORS, INC. | E | Control |
| CONDE, ROGER, JOEL | I | PACIFIC RETIREMENT ADVISORS, INC. | E | Control |
| LAMBERT, DEBRA, DIANE | I | LBL INSURANCE SERVICES, INC. | D | Control |
| LAMBERT, DEBRA, DIANE | I | LBL INSURANCE SERVICES, INC. | D | Control |
| LAMBERT, DEBRA, DIANE | I | LBL INSURANCE SERVICES, INC. | D | Control |
| LAMBERT, LARRY, MAX | I | LBL INSURANCE SERVICES, INC. | D | Control |
| LAMBERT, LARRY, MAX | I | LBL INSURANCE SERVICES, INC. | D | Control |
| LAMBERT, LARRY, MAX | I | LBL INSURANCE SERVICES, INC. | D | Control |
Registrations
Federal
IA
Nov 18, 2011 REGISTERED
Notice Filings (1)
CA
Address
4281 KATELLA AVENUESUITE 221
LOS ALAMITOS, CA 90720
United States
Phone: 714-236-8290