CAPITAL WEST ASSET MANAGEMENT LLC
CRD #108750 SEC #801-56999 GREENWOOD VILLAGE, CO 303-414-1100
SEC Registered
Total AUM
$141.7M
Discretionary
$141.7M
Employees
10
Clients
0
Accounts
194
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JAEGER, MARK | I | VICE PRESIDENT, MANAGING DIRECTOR | NA | |
| JAEGER, MARK | I | VICE PRESIDENT, MANAGING DIRECTOR | NA | |
| JAEGER, MARK | I | VICE PRESIDENT, MANAGING DIRECTOR | NA | |
| JAEGER, MARK | I | VICE PRESIDENT, MANAGING DIRECTOR | NA | |
| RIEGEL, JOYCE, BARBARA | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| RIEGEL, JOYCE, BARBARA | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| RIEGEL, JOYCE, BARBARA | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| RIEGEL, JOYCE, BARBARA | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | DE | DIRECT OWNER | E | Control |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | DE | DIRECT OWNER | E | Control |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | DE | DIRECT OWNER | E | Control |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | DE | DIRECT OWNER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | DIRECT SHAREHOLDER | D | Control |
| GERVASINI, GEOFFREY, TODD | I | CHEIF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| RIDDLE, JOHN, RAY | I | CHAIRMAN/CHIEF INVESTMENT OFFICER | B | Control |
| RIDDLE, JOHN, RAY | I | CHAIRMAN/CHIEF INVESTMENT OFFICER | B | Control |
| RIDDLE, JOHN, RAY | I | CHAIRMAN/CHIEF INVESTMENT OFFICER | B | Control |
| RIDDLE, JOHN, RAY | I | CHAIRMAN/CHIEF INVESTMENT OFFICER | B | Control |
| RIDDLE, JOHN, RAY | I | CHAIRMAN/CHIEF INVESTMENT OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD | E | |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | DUFF & PHELPS INVESTMENT MANAGEMENT CO. | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | DUFF & PHELPS INVESTMENT MANAGEMENT CO. | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | DUFF & PHELPS INVESTMENT MANAGEMENT CO. | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | DUFF & PHELPS INVESTMENT MANAGEMENT CO. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
Registrations
Federal
IA
Mar 27, 2002 REGISTERED
Notice Filings (30)
AR AZ CA CO CT DE FL GA HI IL KS LA MA MD MI MS NE NH NJ NY OH OK PA PR RI SD TN TX VA VT
Address
8400 EAST PRENTICE AVENUESUITE 1401
GREENWOOD VILLAGE, CO 80111
USA
Phone: 303-414-1100