RIA Intelligence

EKS ASSOCIATES, LLC

CRD #108777 SEC #801-69856 PRINCETON, NJ 609-921-1016
SEC Registered Disclosures
Total AUM
$100.3M
Discretionary
$0
Employees
1
Clients
101
Accounts
35
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
New Jersey
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HAGBERG, TRACY, AICHIEF COMPLIANCE OFFICERNA Control
HAGBERG, TRACY, AICHIEF COMPLIANCE OFFICERNA Control
HAGBERG, TRACY, AICHIEF COMPLIANCE OFFICERNA Control
HAGBERG, TRACY, AICHIEF COMPLIANCE OFFICERNA Control
JANTORNO, LISA, HOPEIVICE PRESIDENTNA
ACCESS WEALTH PLANNING, LLCDEOWNERE Control
ACCESS WEALTH PLANNING, LLCDEOWNERE Control
ACCESS WEALTH PLANNING, LLCDEOWNERE Control
ACCESS WEALTH PLANNING, LLCDEOWNERE Control
SZYMANSKI, ELEANORE, KULAKOWSKIJIMANAGING MEMBER/CCOE Control
SZYMANSKI, ELEANORE, KULAKOWSKIJIMANAGING MEMBER/CCOE Control
SZYMANSKI, ELEANORE, KULAKOWSKIJIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
SZYMANSKI, ELEANORE, KULAKOWSKIJIMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ZAGAROLA, LAWRENCEIACCESS WEALTH PLANNING, LLCE Control
ZAGAROLA, LAWRENCEIACCESS WEALTH PLANNING, LLCE Control
ZAGAROLA, LAWRENCEIACCESS WEALTH PLANNING, LLCE Control
ZAGAROLA, LAWRENCEIACCESS WEALTH PLANNING, LLCE Control

Registrations

Federal

IA
Mar 30, 2012 REGISTERED

Notice Filings (2)

NJ PA

Address

601 EWING STREET
SUITE A-7
PRINCETON, NJ 08540
United States
Phone: 609-921-1016