RIA Intelligence

UPSTATE ADVISORS INC

CRD #108779 SEC #801-57649 ROCHESTER, NY 585-697-0061
SEC Registered
Total AUM
$26M
Discretionary
$26M
Employees
5
Clients
--
Accounts
136

Firm Details

Organization Type
Corporation
State of Formation
New York
Fiscal Year End
OCTOBER
Registration Date
--
Latest Filing
Feb 13, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BELL, DANA, PATRICKIVICE PRESIDENTNA
VANDENBERG, GLENN, ROBERTIVICE PRESIDENTNA
VANDENBERG, GLENN, ROBERTIVICE PRESIDENTNA
DIMARIA, JOSEPH, ANTHONYIPRESIDENT & CEOE Control
DIMARIA, JOSEPH, ANTHONYIPRESIDENT & CEOE Control
DIMARIA, JOSEPH, ANTHONYIPRESIDENT & CEOE Control
DIMARIA, JOSEPH, ANTHONYIPRESIDENT & CEOE Control
DIMARIA, JOSEPH, ANTHONYIPRESIDENT & CEOE Control
DIMARIA, JOSEPH, ANTHONYIPRESIDENT & CEOE Control
DIMARIA, ANDREA, LYNNISECRETARYC Control
DIMARIA, ANDREA, LYNNISECRETARYC Control
DIMARIA, ANDREA, LYNNISECRETARYC Control
DIMARIA, ANDREA, LYNNISECRETARYC Control
DIMARIA, ANDREA, LYNNISECRETARYC Control
DIMARIA, ANDREA, LYNNISECRETARYC Control
DIMARIA, JOSEPH, ANTHONYIPRESIDENT & CEOC Control
DIMARIA, JOSEPH, ANTHONYICHIEF COMPLIANCE OFFICERC Control
DIMARIA, JOSEPH, ANTHONYICHIEF COMPLIANCE OFFICERC Control
DIMARIA, JOSEPH, ANTHONYIPRESIDENT & CEOC Control
DIMARIA, JOSEPH, ANTHONYIPRESIDENT & CEOC Control
DIMARIA, JOSEPH, ANTHONYICHIEF COMPLIANCE OFFICERC Control
DIMARIA, JOSEPH, ANTHONYICHIEF COMPLIANCE OFFICERC Control
VANDENBERG, GLENN, ROBERTICHIEF COMPLIANCE OFFICERC
VANDENBERG, GLENN, ROBERTISTAFFC
VANDENBERG, GLENN, ROBERTISTAFFC
VANDENBERG, GLENN, ROBERTICHIEF COMPLIANCE OFFICERC
VANDENBERG, GLENN, ROBERTICHIEF COMPLIANCE OFFICERC
VANDENBERG, GLENN, ROBERTISTAFFC
VANDENBERG, GLENN, ROBERTISTAFFC
BELL, DANA, PATRICKIVICE PRESIDENTB
BELL, DANA, PATRICKIVICE PRESIDENTB
BELL, DANA, PATRICKIVICE PRESIDENTB
BELL, DANA, PATRICKIVICE PRESIDENTB
BELL, DANA, PATRICKIVICE PRESIDENTB
BELL, DANA, PATRICKIVICE PRESIDENTB
BELL, DANA, PATRICKIVICE PRESIDENTB
DIMARIA, ANDREA, LYNNISECRETARYB Control
DIMARIA, ANDREA, LYNNISECRETARYB Control
DIMARIA, ANDREA, LYNNISECRETARYB Control
DIMARIA, ANDREA, LYNNISECRETARYB Control
DIMARIA, ANDREA, LYNNISECRETARYB Control
DIMARIA, ANDREA, LYNNISECRETARYB Control
DIMARIA, ANDREA, LYNNISECRETARYB Control
VANDENBERG, GLENN, ROBERTICOMPLIANCE OFFICERA
VANDENBERG, GLENN, ROBERTICOMPLIANCE OFFICERA
VANDENBERG, GLENN, ROBERTICHIEF COMPLIANCE OFFICERA
VANDENBERG, GLENN, ROBERTIVICE PRESIDENTA

Registrations

Federal

IA
Feb 13, 2007 REGISTERED

Notice Filings (1)

NY

Address

40 HUMBOLDT ST, SUITE 100
ROCHESTER, NY 14609
USA
Phone: 585-697-0061