ZWEIG ADVISERS LLC
CRD #108784 SEC #801-56470 HARTFORD, CT 800-248-7971
SEC Registered
Total AUM
--
Discretionary
--
Employees
0
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 11, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALBRYCHT, DAVID, LEON | I | SENIOR VICE PRESIDENT | NA | |
| ALBRYCHT, DAVID, LEON | I | SENIOR VICE PRESIDENT | NA | |
| ANGERTHAL, MICHAEL, A | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT | NA | Control |
| BALTUCH, MARC | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALTUCH, MARC | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALTUCH, MARC | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALTUCH, MARC | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALTUCH, MARC | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALTUCH, MARC | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALTUCH, MARC | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALTUCH, MARC | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALTUCH, MARC | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALTUCH, MARC | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALTUCH, MARC | I | CHIEF COMPLIANCE OFFICER | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BRANIGAN, TIMOTHY, JOHN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| BRANIGAN, TIMOTHY, JOHN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| BRANIGAN, TIMOTHY, JOHN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| BRANIGAN, TIMOTHY, JOHN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| BRANIGAN, TIMOTHY, JOHN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| BRANIGAN, TIMOTHY, JOHN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| BRANIGAN, TIMOTHY, JOHN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| COLTON, STEVEN, LLOYD | I | SENIOR VICE PRESIDENT | NA | |
| COLTON, STEVEN, LLOYD | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, CARLETON | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, CARLETON | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, CARLETON | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, CARLETON | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, CARLETON | I | SENIOR VICE PRESIDENT | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, LEGAL COUNSEL | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, LEGAL COUNSEL | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, LEGAL COUNSEL | NA | |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT, COMPLIANCE | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT, COMPLIANCE | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT, COMPLIANCE | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT, COMPLIANCE | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT, COMPLIANCE | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT, COMPLIANCE | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT, COMPLIANCE | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT, COMPLIANCE | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT, COMPLIANCE | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT, COMPLIANCE | NA | |
| GERACI, DANIEL, THEODORE | I | PRESIDENT | NA | |
| GERACI, DANIEL, THEODORE | I | PRESIDENT | NA | |
| GERACI, DANIEL, THEODORE | I | PRESIDENT | NA | |
| GERACI, DANIEL, THEODORE | I | PRESIDENT | NA | |
| GERACI, DANIEL, THEODORE | I | PRESIDENT | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HAYLON, MICHAEL, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | |
| HAYLON, MICHAEL, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | |
| HAYLON, MICHAEL, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | |
| LAZAR, JEFFREY, PAUL | I | SENIOR VICE PRESIDENT | NA | |
| LAZAR, JEFFREY, PAUL | I | SENIOR VICE PRESIDENT | NA | |
| LAZAR, JEFFREY, PAUL | I | SENIOR VICE PRESIDENT | NA | |
| MCLOUGHLIN, PHILIP, ROBERT | I | CHAIRMAN, CEO & PRESIDENT | NA | |
| MCLOUGHLIN, PHILIP, ROBERT | I | CHAIRMAN, CEO & PRESIDENT | NA | |
| MCLOUGHLIN, PHILIP, ROBERT | I | CHAIRMAN, CEO & PRESIDENT | NA | |
| MOYER, WILLIAM, RALPH | I | VICE PRESIDENT , CFO | NA | |
| MOYER, WILLIAM, RALPH | I | VICE PRESIDENT , CFO | NA | |
| MOYER, WILLIAM, RALPH | I | VICE PRESIDENT , CFO | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PYTLIK, YVONNE, I | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| RENAHAN, WILLIAM, J | I | VICE PRESIDENT AND SECRETARY | NA | |
| RENAHAN, WILLIAM, J | I | VICE PRESIDENT AND SECRETARY | NA | |
| RENAHAN, WILLIAM, J | I | VICE PRESIDENT AND SECRETARY | NA | |
| RENAHAN, WILLIAM, JOSEPH | I | VICE PRESIDENT AND SECRETARY | NA | |
| RENAHAN, WILLIAM, JOSEPH | I | VICE PRESIDENT AND SECRETARY | NA | |
| RENAHAN, WILLIAM, JOSEPH | I | VICE PRESIDENT AND SECRETARY | NA | |
| RENAHAN, WILLIAM, JOSEPH | I | VICE PRESIDENT AND SECRETARY | NA | |
| RENAHAN, WILLIAM, JOSEPH | I | VICE PRESIDENT AND SECRETARY | NA | |
| RENAHAN, WILLIAM, JOSEPH | I | VICE PRESIDENT AND SECRETARY | NA | |
| SENA, JAMES, ROBERT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| SENA, JAMES, ROBERT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| SENA, JAMES, ROBERT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| SENA, JAMES, ROBERT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| SENA, JAMES, ROBERT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| WALTMAN, FRANCIS, GEORGE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.) | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.) | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
Registrations
Federal
IA
Jan 11, 2019 REGISTERED
Notice Filings (1)
CT
Address
ONE FINANCIAL PLAZA26TH FLOOR
HARTFORD, CT 06103
United States
Phone: 800-248-7971