BRUNDAGE, STORY AND ROSE, LLC

CRD #108807 SEC #801-45 NEW YORK, NY 212-708-9100

SEC Registered

Total AUM

$320.9M

Discretionary

$88.7M

Employees

Clients

Accounts

393

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 24, 2002
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ANDREWS, DON, JAMES	I	CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR	NA
ANDREWS, DON, JAMES	I	CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR	NA
BARKUS, PAUL, RICHARD	I	MANAGING DIRECTOR	NA	Control
BARKUS, PAUL, RICHARD	I	MANAGING DIRECTOR	NA	Control
BARKUS, PAUL, RICHARD	I	MANAGING DIRECTOR	NA	Control
BARKUS, PAUL, RICHARD	I	MANAGING DIRECTOR	NA	Control
BARKUS, PAUL, RICHARD	I	MANAGING DIRECTOR	NA	Control
BARKUS, PAUL, RICHARD	I	MANAGING DIRECTOR	NA	Control
BARKUS, PAUL, RICHARD	I	MANAGING DIRECTOR	NA	Control
BRANIN, FRANCIS, SUNFIELD	I	MANAGING DIRECTOR	NA	Control
BRANIN, FRANCIS, SUNFIELD	I	MANAGING DIRECTOR	NA	Control
BRANIN, FRANCIS, SUNFIELD	I	MANAGING DIRECTOR	NA	Control
BRANIN, FRANCIS, SUNFIELD	I	MANAGING DIRECTOR	NA	Control
BRANIN, FRANCIS, SUNFIELD	I	MANAGING DIRECTOR	NA	Control
CLARKE, MALCOLM, DEXTER	I	MANAGING DIRECTOR	NA	Control
CLARKE, MALCOLM, DEXTER	I	MANAGING DIRECTOR	NA	Control
CLARKE, MALCOLM, DEXTER	I	MANAGING DIRECTOR	NA	Control
CLARKE, MALCOLM, DEXTER	I	MANAGING DIRECTOR	NA	Control
CLARKE, MALCOLM, DEXTER	I	MANAGING DIRECTOR	NA	Control
CLARKE, MALCOLM, DEXTER	I	MANAGING DIRECTOR	NA	Control
DAVIS, RICHARD, R	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
DAVIS, RICHARD, R	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
DAVIS, RICHARD, R	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
DAVIS, RICHARD, R	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
DAVIS, RICHARD, R	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
DAVIS, RICHARD, R	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
DAVIS, RICHARD, R	I	MANAGING DIRECTOR/GENERAL COUNSEL	NA	Control
HEDERMAN, JOHN, J	I	COMPLIANCE OFFICER	NA
HEDERMAN, JOHN, J	I	COMPLIANCE OFFICER	NA
HEDERMAN, JOHN, J	I	COMPLIANCE OFFICER	NA
HEDERMAN, JOHN, J	I	COMPLIANCE OFFICER	NA
HEDERMAN, JOHN, J	I	COMPLIANCE OFFICER	NA
HELSOM, FRANK, ELLIOTT	I	PRESIDENT	NA	Control
HELSOM, FRANK, ELLIOTT	I	PRESIDENT	NA	Control
HELSOM, FRANK, ELLIOTT	I	PRESIDENT	NA	Control
HELSOM, FRANK, ELLIOTT	I	PRESIDENT	NA	Control
HELSOM, FRANK, ELLIOTT	I	PRESIDENT	NA	Control
HILTON, JOHN, ALLEN	I	SENIOR MANAGING DIRECTOR	NA	Control
HILTON, JOHN, ALLEN	I	PRESIDENT	NA	Control
HILTON, JOHN, ALLEN	I	SENIOR MANAGING DIRECTOR	NA	Control
HILTON, JOHN, ALLEN	I	SENIOR MANAGING DIRECTOR	NA	Control
HILTON, JOHN, ALLEN	I	SENIOR MANAGING DIRECTOR	NA	Control
HILTON, JOHN, ALLEN	I	SENIOR MANAGING DIRECTOR	NA	Control
HILTON, JOHN, ALLEN	I	PRESIDENT	NA	Control
MACDONALD, JOHN, G	I	MANAGING DIRECTOR	NA	Control
MACDONALD, JOHN, G	I	MANAGING DIRECTOR	NA	Control
MACDONALD, JOHN, G	I	MANAGING DIRECTOR	NA	Control
MACDONALD, JOHN, G	I	MANAGING DIRECTOR	NA	Control
MACDONALD, JOHN, G	I	MANAGING DIRECTOR	NA	Control
MACDONALD, JOHN, G	I	MANAGING DIRECTOR	NA	Control
MACDONALD, JOHN, G	I	MANAGING DIRECTOR	NA	Control
MORRIS, TIMOTHY, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
MORRIS, TIMOTHY, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
MORRIS, TIMOTHY, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
MORRIS, TIMOTHY, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
MORRIS, TIMOTHY, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
MORRIS, TIMOTHY, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
MORRIS, TIMOTHY, JOHN	I	SENIOR MANAGING DIRECTOR	NA	Control
PEPPER, JAMES, GIBSONS	I	MANAGING DIRECTOR	NA	Control
PEPPER, JAMES, GIBSONS	I	MANAGING DIRECTOR	NA	Control
PEPPER, JAMES, GIBSONS	I	MANAGING DIRECTOR	NA	Control
PEPPER, JAMES, GIBSONS	I	MANAGING DIRECTOR	NA	Control
PEPPER, JAMES, GIBSONS	I	MANAGING DIRECTOR	NA	Control
REID, BRANDON	I	MANAGING DIRECTOR	NA	Control
REID, BRANDON	I	MANAGING DIRECTOR	NA	Control
REID, BRANDON	I	MANAGING DIRECTOR	NA	Control
REID, BRANDON	I	MANAGING DIRECTOR	NA	Control
REID, BRANDON	I	MANAGING DIRECTOR	NA	Control
REID, BRANDON	I	MANAGING DIRECTOR	NA	Control
REID, BRANDON	I	MANAGING DIRECTOR	NA	Control
WOOLLEY, HAROLD, SPRING	I	MANAGING DIRECTOR	NA	Control
WOOLLEY, HAROLD, SPRING	I	MANAGING DIRECTOR	NA	Control
WOOLLEY, HAROLD, SPRING	I	MANAGING DIRECTOR	NA	Control
WOOLLEY, HAROLD, SPRING	I	MANAGING DIRECTOR	NA	Control
WOOLLEY, HAROLD, SPRING	I	MANAGING DIRECTOR	NA	Control
WOOLLEY, HAROLD, SPRING	I	MANAGING DIRECTOR	NA	Control
WOOLLEY, HAROLD, SPRING	I	MANAGING DIRECTOR	NA	Control
BESSEMER TRUST CO., NA	DE	PARENT	E	Control
BESSEMER TRUST CO., NA	DE	PARENT	E	Control
BESSEMER TRUST CO., NA	DE	PARENT	E	Control
BESSEMER TRUST CO., NA	DE	PARENT	E	Control
BESSEMER TRUST CO., NA	DE	PARENT	E	Control
BESSEMER TRUST CO., NA	DE	PARENT	E	Control
BESSEMER TRUST CO., NA	DE	PARENT	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
THE BESSEMER GROUP, INC.	DE	BESSEMER TRUST CO., NA	E	Control
THE BESSEMER GROUP, INC.	DE	BESSEMER TRUST CO., NA	E	Control
THE BESSEMER GROUP, INC.	DE	BESSEMER TRUST CO., NA	E	Control
THE BESSEMER GROUP, INC.	DE	BESSEMER TRUST CO., NA	E	Control
THE BESSEMER GROUP, INC.	DE	BESSEMER TRUST CO., NA	E	Control
THE BESSEMER GROUP, INC.	DE	BESSEMER TRUST CO., NA	E	Control
THE BESSEMER GROUP, INC.	DE	BESSEMER TRUST CO., NA	E	Control

Registrations

Federal

Apr 24, 2002 REGISTERED

Notice Filings (29)

AZ CA CT DC DE FL GA IL MA MD ME MN MO MT NC NH NJ NM NY OH PA RI SC TN TX VA VT WA WI

Address

630 FIFTH AVENUE
NEW YORK, NY 10111
USA

Phone: 212-708-9100