KIPP FINANCIAL GROUP, INC.
CRD #108811 SEC #801-36879 VENTURA, CA 805-650-7654
SEC Registered
Total AUM
$123.9M
Discretionary
$0
Employees
4
Clients
251
Accounts
1,059
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 3, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRANT, JOHN, ROBERT | I | REGIONAL VICE PRESIDENT | NA | Control |
| BRANT, JOHN, ROBERT | I | REGIONAL VICE PRESIDENT/CFO | NA | Control |
| BRANT, JOHN, ROBERT | I | REGIONAL VICE PRESIDENT | NA | Control |
| BRANT, JOHN, ROBERT | I | REGIONAL VICE PRESIDENT | NA | Control |
| BRANT, JOHN, ROBERT | I | DIRECTOR | NA | Control |
| KIPP, LYNN, AVERILL | I | VICE PRESIDENT | NA | |
| KIPP, LYNN, AVERILL | I | VICE PRESIDENT | NA | |
| KIPP, LYNN, AVERILL | I | VICE PRESIDENT | NA | Control |
| KIPP, LYNN, AVERILL | I | VICE PRESIDENT | NA | Control |
| KIPP, LYNN, AVERILL | I | VICE PRESIDENT | NA | Control |
| KIPP, LYNN, AVERILL | I | VICE PRESIDENT | NA | Control |
| KIPP, LYNN, AVERILL | I | VICE PRESIDENT | NA | Control |
| KIPP, LYNN, AVERILL | I | VICE PRESIDENT | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | CEO/PRES/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | CEO/PRES/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | CEO/PRES/CCO | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | CEO/CFO/PRES/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | PRESIDENT | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | CEO/CFO/PRES/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | CEO/CFO/PRES/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | CEO/CFO/PRES/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | CEO/CFO/PRES/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | CEO/CFO/PRES/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIPP, STEPHEN, JOSEPH | I | CEO/CFO/PRES/CHIEF COMPLIANCE OFFICER | NA | Control |
| PRITCHARD, JULIE, ANN | I | SECTY/CAO/EVP | NA | |
| PRITCHARD, JULIE, ANN | I | SECTY/CAO/EVP | NA | Control |
| PRITCHARD, JULIE, ANN | I | SECTY, OPS/COMPLIANCE MGR | NA | |
| PRITCHARD, JULIE, ANN | I | SECTY/CAO/EVP | NA | |
| PRITCHARD, JULIE, ANN | I | SECTY/CAO/EVP | NA | Control |
| PRITCHARD, JULIE, ANN | I | SECTY, OPS/COMPLIANCE MGR | NA | |
| PRITCHARD, JULIE, ANN | I | SECTY, OPS/COMPLIANCE MGR | NA | |
| PRITCHARD, JULIE, ANN | I | SECTY/CAO/EVP | NA | Control |
| PRITCHARD, JULIE, ANN | I | SECTY/CAO/EVP | NA | Control |
| PRITCHARD, JULIE, ANN | I | SECTY/CAO/EVP | NA | Control |
| PRITCHARD, JULIE, ANN | I | SECTY/CAO/EVP | NA | Control |
| PRITCHARD, JULIE, ANN | I | SECTY/CAO/EVP | NA | Control |
| PRITCHARD, JULIE, ANN | I | SECTY/CAO/EVP | NA | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 100% SHAREHOLDER | E | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 100% SHAREHOLDER | E | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 100% SHAREHOLDER | E | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 100% SHAREHOLDER | E | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 100% SHAREHOLDER | E | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 100% SHAREHOLDER | E | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 100% SHAREHOLDER | E | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 100% SHAREHOLDER | E | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 64% SHAREHOLDER | D | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 64% SHAREHOLDER | D | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 64% SHAREHOLDER | D | Control |
| JOHN AND CHERYL BRANT FAMILY TRUST DTD 8/1/90 | DE | 30% SHAREHOLDER | C | Control |
| JOHN AND CHERYL BRANT FAMILY TRUST DTD 8/1/90 | DE | 36% SHAREHOLDER | C | Control |
| JOHN AND CHERYL BRANT FAMILY TRUST DTD 8/1/90 | DE | 36% SHAREHOLDER | C | Control |
| JOHN AND CHERYL BRANT FAMILY TRUST DTD 8/1/90 | DE | 30% SHAREHOLDER | C | Control |
| JOHN AND CHERYL BRANT FAMILY TRUST DTD 8/1/90 | DE | 36% SHAREHOLDER | C | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 46% SHAREHOLDER | C | Control |
| STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | DE | 46% SHAREHOLDER | C | Control |
| DRUMMOND, DARRELL, JOHN | I | 24% SHAREHOLDER/ REGIONAL VP | B | Control |
| DRUMMOND, DARRELL, JOHN | I | 24% SHAREHOLDER/ REGIONAL VP | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BRANT, JOHN, ROBERT | I | JOHN AND CHERYL BRANT FAMILY TRUST DTD 8/1/90 | E | Control |
| BRANT, JOHN, ROBERT | I | JOHN AND CHERYL BRANT FAMILY TRUST DTD 8/1/90 | E | Control |
| BRANT, JOHN, ROBERT | I | JOHN AND CHERYL BRANT FAMILY TRUST DTD 8/1/90 | E | Control |
| BRANT, JOHN, ROBERT | I | JOHN AND CHERYL BRANT FAMILY TRUST DTD 8/1/90 | E | Control |
| KIPP, LYNN, AVERILL | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | |
| KIPP, LYNN, AVERILL | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | |
| KIPP, LYNN, AVERILL | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | |
| KIPP, LYNN, AVERILL | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | |
| KIPP, LYNN, AVERILL | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | |
| KIPP, LYNN, AVERILL | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | |
| KIPP, LYNN, AVERILL | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | Control |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | Control |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | Control |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | Control |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | Control |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | Control |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | Control |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | Control |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | Control |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | Control |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | Control |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | E | Control |
| KIPP, LYNN, AVERILL | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | D | |
| KIPP, STEPHEN, JOSEPH | I | STEPHEN AND LYNN KIPP FAMILY TRUST DTD 1/19/01 | D | Control |
| BRANT, CHERYL, ANN | I | JOHN AND CHERYL BRANT FAMILY TRUST DTD 8/1/90 | C | |
| BRANT, CHERYL, ANN | I | JOHN AND CHERYL BRANT FAMILY TRUST DTD 8/1/90 | C | |
| BRANT, JOHN, ROBERT | I | JOHN AND CHERYL BRANT FAMILY TRUST DTD 8/1/90 | C | Control |
Registrations
Federal
IA
Apr 3, 2017 REGISTERED
Notice Filings (3)
CA OR TX
Address
950 COUNTY SQUARE DRIVESUITE 211
VENTURA, CA 93003
United States
Phone: 805-650-7654