ROXBURY CAPITAL MANAGEMENT LLC

CRD #108832 SEC #801-55521 MINNETONKA, MN 952-230-6140

SEC Registered

Total AUM

$918.9M

Discretionary

$918.9M

Employees

Clients

Accounts

203

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Sep 21, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
AZRIALY, MICHELLE, G	I	CCO	NA
AZRIALY, MICHELLE, G	I	CCO	NA
AZRIALY, MICHELLE, G	I	CCO	NA
BEH, BRIAN, CARROLL	I	MANAGING DIRECTOR, BOARD MEMBER,PRESIDENT,COO	NA	Control
BEH, BRIAN, CARROLL	I	MANAGING DIRECTOR, BOARD MEMBER,PRESIDENT,COO	NA	Control
BEH, BRIAN, CARROLL	I	MANAGING DIRECTOR, BOARD MEMBER	NA	Control
BEH, BRIAN, CARROLL	I	MANAGING DIRECTOR, BOARD MEMBER,PRESIDENT	NA	Control
BEH, BRIAN, CARROLL	I	MANAGING DIRECTOR, BOARD MEMBER,PRESIDENT,COO	NA	Control
BEH, BRIAN, CARROLL	I	MANAGING DIRECTOR, BOARD MEMBER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER, MANAGER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER, MANAGER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER, MANAGER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER	NA	Control
CECALA, TED, THOMAS	I	BOARD MEMBER	NA	Control
CHAMBERLAIN, GERARD, A	I	BOARD MEMBER, MANAGER	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER, PRESIDENT	NA	Control
FOUST, JON, ROBERT	I	BOARD MEMBER, MANAGER, PRESIDENT	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER, MANAGER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER, MANAGER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER, MANAGER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER, MANAGER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER	NA	Control
GIBSON, DAVID, REED	I	BOARD MEMBER	NA	Control
KROMM, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
KROMM, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
KROMM, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
KROMM, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
KROMM, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
KROMM, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
KROMM, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGING DIRECTOR, BOARD MEMBER,CO-CIO	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGING DIRECTOR, BOARD MEMBER,CO-CIO	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGING DIRECTOR, BOARD MEMBER,CO-CIO	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGING DIRECTOR, BOARD MEMBER,CO-CIO	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGING DIRECTOR, BOARD MEMBER,CO-CIO	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGING DIRECTOR, BOARD MEMBER,CO-CIO	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGING DIRECTOR, BOARD MEMBER,CO-CIO	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGING DIRECTOR, BOARD MEMBER	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGER, BOARD MEMBER	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGER, BOARD MEMBER	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGING DIRECTOR, BOARD MEMBER	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGING DIRECTOR, BOARD MEMBER,CO-CIO	NA	Control
LOCKWOOD, ALFRED, JOSEPH	I	MANAGING DIRECTOR, BOARD MEMBER	NA	Control
MASSEY, BRIAN, LEE	I	BOARD MEMBER	NA	Control
MASSEY, BRIAN, LEE	I	BOARD MEMBER	NA	Control
MASSEY, BRIAN, LEE	I	BOARD MEMBER	NA	Control
MASSEY, BRIAN, LEE	I	BOARD MEMBER	NA	Control
MASSEY, BRIAN, LEE	I	BOARD MEMBER	NA	Control
MCSHEA, GREGORY, BURNS	I	BOARD MEMBER, MANAGER	NA	Control
MCSHEA, GREGORY, BURNS	I	BOARD MEMBER, MANAGER	NA	Control
MCSHEA, GREGORY, BURNS	I	BOARD MEMBER, MANAGER	NA	Control
MCTERNAN, CLARE, NOREEN	I	MANAGING DIRECTOR, BOARD MEMBER	NA	Control
MCTERNAN, CLARE, NOREEN	I	MANAGING DIRECTOR, BOARD MEMBER	NA	Control
MCTERNAN, CLARE, NOREEN	I	MANAGING DIRECTOR, BOARD MEMBER	NA	Control
MCTERNAN, CLARE, NOREEN	I	MANAGING DIRECTOR, BOARD MEMBER	NA	Control
MCTERNAN, CLARE, NOREEN	I	MANAGING DIRECTOR, BOARD MEMBER	NA	Control
MCTERNAN, CLARE, NOREEN	I	MANAGING DIRECTOR, BOARD MEMBER	NA	Control
QUEEN, JOHN, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, BOARD MEMBER, MANAGER	NA	Control
QUEEN, JOHN, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
QUEEN, JOHN, ROBERT	I	BOARD MEMBER, MANAGER	NA	Control
RANDALL, CHRISTOPHER, DOUGLAS	I	BOARD MEMBER	NA	Control
RANDALL, CHRISTOPHER, DOUGLAS	I	BOARD MEMBER	NA	Control
RANDALL, CHRISTOPHER, DOUGLAS	I	BOARD MEMBER	NA	Control
RANDALL, CHRISTOPHER, DOUGLAS	I	BOARD MEMBER	NA	Control
RANDALL, CHRISTOPHER, DOUGLAS	I	BOARD MEMBER	NA	Control
RANDALL, CHRISTOPHER, DOUGLAS	I	BOARD MEMBER	NA	Control
RANDALL, CHRISTOPHER, DOUGLAS	I	BOARD MEMBER	NA	Control
RICHARDS, WILLIAM, PETTET	I	MANAGING DIRECTOR,BOARD MEMBER	NA	Control
RICHARDS, WILLIAM, PETTET	I	MANAGING DIRECTOR,BOARD MEMBER	NA	Control
RICHARDS, WILLIAM, PETTET	I	ACTING PRESIDENT, COO	NA	Control
RICHARDS, WILLIAM, PETTET	I	BOARD MEMBER, COO	NA	Control
RICHARDS, WILLIAM, PETTET	I	MANAGING DIRECTOR,BOARD MEMBER	NA	Control
RICHARDS, WILLIAM, PETTET	I	ACTING PRESIDENT, COO	NA	Control
SCHMALTZ, ROBERT, ALOYS	I	CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICER	NA	Control
SCHMALTZ, ROBERT, ALOYS	I	CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICER	NA	Control
SCHMALTZ, ROBERT, ALOYS	I	CHIEF OPERATING OFFICER	NA	Control
SCHMALTZ, ROBERT, ALOYS	I	CHIEF OPERATING OFFICER	NA	Control
SCHNEYER, DAVID	I	BOARD MEMBER	NA	Control
SCHNEYER, DAVID	I	BOARD MEMBER	NA	Control
SCHNEYER, DAVID	I	BOARD MEMBER	NA	Control
SCHNEYER, DAVID	I	BOARD MEMBER	NA	Control
SCHNEYER, DAVID	I	BOARD MEMBER	NA	Control
SCHNEYER, DAVID	I	BOARD MEMBER	NA	Control
SCHNEYER, DAVID	I	BOARD MEMBER	NA	Control
SHIPE, EDWARD	I	CHIEF FINANCIAL OFFICER	NA	Control
SHIPE, EDWARD	I	CHIEF FINANCIAL OFFICER	NA	Control
SIMPSON, LANCE, PATRICK	I	CHIEF COMPLIANCE OFFICER, CONTROLLER	NA	Control
SIMPSON, LANCE, PATRICK	I	CHIEF COMPLIANCE OFFICER, CONTROLLER	NA	Control
THOMPSON, KENNETH, GERARD	I	BOARD MEMBER, MANAGER	NA	Control
THOMPSON, KENNETH, GERARD	I	BOARD MEMBER, MANAGER	NA	Control
VALENTINO, HARRY	I	BOARD MEMBER, MANAGER	NA	Control
VALENTINO, HARRY	I	BOARD MEMBER, MANAGER	NA	Control
VALENTINO, HARRY	I	BOARD MEMBER, MANAGER	NA	Control
VALENTINO, HARRY	I	BOARD MEMBER, MANAGER	NA	Control
VALENTINO, HARRY	I	BOARD MEMBER, MANAGER	NA	Control
VALENTINO, HARRY	I	BOARD MEMBER, MANAGER	NA	Control
VALENTINO, HARRY	I	BOARD MEMBER, MANAGER	NA	Control
VALENTINO, HARRY	I	BOARD MEMBER, MANAGER	NA	Control
VALENTINO, HARRY	I	BOARD MEMBER, MANAGER	NA	Control
VALENTINO, HARRY	I	BOARD MEMBER, MANAGER	NA	Control
VALENTINO, HARRY	I	BOARD MEMBER, MANAGER	NA	Control
HOOD RIVER CAPITAL MANAGEMENT LLC	DE	PREFERRED SHAREHOLDER	D	Control
HOOD RIVER CAPITAL MANAGEMENT LLC	DE	PREFERRED SHAREHOLDER	D	Control
MAR VISTA INVESTMENT PARTNERS LLC	DE	PREFERRED SHAREHOLDER	D	Control
MAR VISTA INVESTMENT PARTNERS LLC	DE	PREFERRED SHAREHOLDER	D	Control
MYERS, SILAS, ALGIA	I	BOARD MEMBER	C	Control
MYERS, SILAS, ALGIA	I	BOARD MEMBER	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
ROXBURY CAPITAL MANAGEMENT	DE	COMMON SHAREHOLDER, CALIFORNIA CORPORATION	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
WT INVESTMENTS, INC	DE	COMMON AND PREFERRED SHAREHOLDER	C	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, SENIOR MANAGING DIRECTOR, BOARD MEMBER,CEO,CO-CIO	B	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, SENIOR MANAGING DIRECTOR, BOARD MEMBER,CEO,CO-CIO	B	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, SENIOR MANAGING DIRECTOR, BOARD MEMBER,CEO,CO-CIO	B	Control
MARVIN, ROBERT, CLARENCE	I	BOARD MEMBER	B	Control
MARVIN, ROBERT, CLARENCE	I	BOARD MEMBER	B	Control
MASSEY, BRIAN, LEE	I	BOARD MEMBER	B	Control
MASSEY, BRIAN, LEE	I	BOARD MEMBER	B	Control
SMOLUCH, BRIAN, PAUL	I	BOARD MEMBER	B	Control
SMOLUCH, BRIAN, PAUL	I	BOARD MEMBER	B	Control
SWANK, DAVID, GORDON	I	BOARD MEMBER	B	Control
SWANK, DAVID, GORDON	I	BOARD MEMBER	B	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	COMMON SHAREHOLDER	B
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	COMMON SHAREHOLDER	B
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B	Control
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B
THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	DE	COMMON SHAREHOLDER	B
BEH, BRIAN, CARROLL	I	MANAGING DIRECTOR, BOARD MEMBER,PRESIDENT,COO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO	A	Control
BEH, BRIAN, CARROLL	I	MANAGING DIRECTOR, BOARD MEMBER,PRESIDENT,CEO,COO	A	Control
BEH, BRIAN, CARROLL	I	MANAGING DIRECTOR, BOARD MEMBER,PRESIDENT,CEO,COO	A	Control
BEH, BRIAN, CARROLL	I	MANAGING DIRECTOR, BOARD MEMBER,PRESIDENT,CEO,COO	A	Control
BEH, BRIAN, CARROLL	I	MANAGING DIRECTOR, BOARD MEMBER,PRESIDENT,CEO,COO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO, CCO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO, CCO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO, CCO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO, CCO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO, CCO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO, CCO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO, CCO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, PRESIDENT, CEO, CCO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, CEO, CCO	A	Control
BEH, BRIAN, CARROLL	I	BOARD MEMBER, MANAGER, CEO, CCO	A	Control
BRIAN C BEH REVOCABLE TRUST	DE	COMMON SHAREHOLDER	A	Control
BRIAN C BEH REVOCABLE TRUST	DE	COMMON SHAREHOLDER	A	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, SENIOR MANAGING DIRECTOR, BOARD MEMBER,CEO,CO-CIO	A	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, SENIOR MANAGING DIRECTOR, BOARD MEMBER,CO-CIO	A	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, SENIOR MANAGING DIRECTOR, BOARD MEMBER,CO-CIO	A	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, SENIOR MANAGING DIRECTOR, BOARD MEMBER,CO-CIO	A	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, SENIOR MANAGING DIRECTOR, BOARD MEMBER,CO-CIO	A	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, SENIOR MANAGING DIRECTOR, BOARD MEMBER	A	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, MANAGER, BOARD MEMBER,CIO	A	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, MANAGER, BOARD MEMBER,CIO	A	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, SENIOR MANAGING DIRECTOR, BOARD MEMBER	A	Control
BROWNE, ANTHONY, HALL	I	CHAIRMAN, SENIOR MANAGING DIRECTOR, BOARD MEMBER	A	Control
HONEYCUTT, JOSHUA, JOSEPH	I	BOARD MEMBER	A	Control
HONEYCUTT, JOSHUA, JOSEPH	I	BOARD MEMBER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BEH, BRIAN, CARROLL	I	BRIAN C BEH REVOCABLE TRUST	F	Control
BEH, BRIAN, CARROLL	I	BRIAN C BEH REVOCABLE TRUST	F	Control
BEH, BRIAN, CARROLL	I	BRIAN C BEH REVOCABLE TRUST	F	Control
BEH, BRIAN, CARROLL	I	BRIAN C BEH REVOCABLE TRUST	F	Control
BEH, BRIAN, CARROLL	I	BRIAN C BEH REVOCABLE TRUST	F	Control
BEH, BRIAN, CARROLL	I	BRIAN C BEH REVOCABLE TRUST	F	Control
BEH, BRIAN, CARROLL	I	BRIAN C BEH REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F	Control
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F
BROWNE, ANTHONY, HALL	I	THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	F
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, CHRISTOPHER, HOWARD	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, WILLIAM, HETHERINGTON	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, WILLIAM, HETHERINGTON	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, WILLIAM, HETHERINGTON	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, WILLIAM, HETHERINGTON	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F	Control
BROWNE, WILLIAM, HETHERINGTON	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F
BROWNE, WILLIAM, HETHERINGTON	I	THE BROWNE FAMILY 1999 IRREVOCABLE TRUST	F
M&T BANK CORPORATION	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
M&T BANK CORPORATION	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
M&T BANK CORPORATION	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
M&T BANK CORPORATION	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
M&T BANK CORPORATION	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
M&T BANK CORPORATION	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
M&T BANK CORPORATION	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
M&T BANK CORPORATION	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
M&T BANK CORPORATION	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
M&T BANK CORPORATION	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
M&T BANK CORPORATION	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
WILMINGTON TRUST CORP	DE	100% OWNER OF WT INVESTMENTS, INC.,	F	Control
MYERS, SILAS, ALGIA	I	MAR VISTA INVESTMENT PARTNERS, LLC	D	Control
MYERS, SILAS, ALGIA	I	MAR VISTA INVESTMENT PARTNERS, LLC	D	Control
MARVIN, ROBERT, CLARENCE	I	HOOD RIVER CAPITAL MANAGEMENT LLC	C	Control
MARVIN, ROBERT, CLARENCE	I	HOOD RIVER CAPITAL MANAGEMENT LLC	C	Control
MASSEY, BRIAN, LEE	I	MAR VISTA INVESTMENT PARTNERS, LLC	C	Control
MASSEY, BRIAN, LEE	I	MAR VISTA INVESTMENT PARTNERS, LLC	C	Control
SMOLUCH, BRIAN, PAUL	I	HOOD RIVER CAPITAL MANAGEMENT LLC	C	Control
SMOLUCH, BRIAN, PAUL	I	HOOD RIVER CAPITAL MANAGEMENT LLC	C	Control
SWANK, DAVID, GORDON	I	HOOD RIVER CAPITAL MANAGMENT LLC	C	Control
SWANK, DAVID, GORDON	I	HOOD RIVER CAPITAL MANAGMENT LLC	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control
THE ANTHONY AND GAY BROWNE REVOCABLE TRUST	DE	ROXBURY CAPITAL MANAGEMENT	C	Control

Registrations

Federal

Sep 21, 2012 REGISTERED

Notice Filings (52)

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