BLOCK CAPITAL MANAGEMENT
CRD #108839 SEC #801-57099 ELLSWORTH, ME 207-667-6254
SEC Registered
Total AUM
$256.4M
Discretionary
$228.2M
Employees
5
Clients
0
Accounts
1,109
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 7, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AHERN, PAUL, GERARD | I | PRESIDENT AND PORTFOLIO MANAGER | NA | Control |
| MACLEOD, JAMES, A | I | PRESIDENT, BTI FINANCIAL GROUP | NA | Control |
| MCFEE, BONNIE, RAE | I | MANAGING DIRECTOR | NA | Control |
| MILLER, BRETT, SYLVAIN | I | CHIEF OPERATING OFFICER,EVP,AND PORTFOLIO MANAGER | NA | Control |
| MILLER, BRETT, SYLVAIN | I | PORTFOLIO MANAGER, PRESIDENT | NA | Control |
| MILLER, BRETT, SYLVAIN | I | PORTFOLIO MANAGER, PRESIDENT | NA | Control |
| MILLER, BRETT, SYLVAIN | I | PORTFOLIO MANAGER, PRESIDENT | NA | Control |
| MILLER, BRETT, SYLVAIN | I | PORTFOLIO MANAGER, PRESIDENT | NA | Control |
| MURPHY, JOSEPH, M | I | CEO | NA | Control |
| MURPHY, JOSEPH, M | I | CEO | NA | Control |
| MURPHY, JOSEPH, M | I | CEO | NA | Control |
| MURPHY, JOSEPH, M | I | CEO | NA | Control |
| MURPHY, JOSEPH, M | I | ITERIM PRESIDENT; CEO, BTI FINANCIAL GROUP | NA | Control |
| SHENCAVITZ, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHENCAVITZ, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHENCAVITZ, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHENCAVITZ, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHENCAVITZ, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHENCAVITZ, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, LOTTIE | I | COMPLIANCE OFFICER | NA | |
| BTI FINANCIAL GROUP | DE | SHAREHOLDER | E | Control |
| BTI FINANCIAL GROUP | DE | SHAREHOLDER | E | Control |
| BTI FINANCIAL GROUP | DE | SHAREHOLDER | E | Control |
| BTI FINANCIAL GROUP | DE | SHAREHOLDER | E | Control |
| BTI FINANCIAL GROUP | DE | SHAREHOLDER | E | Control |
| BTI FINANCIAL GROUP | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAR HARBOR BANKSHARES | DE | BTI FINANCIAL GROUP | E | Control |
| BAR HARBOR BANKSHARES | DE | BTI FINANCIAL GROUP | E | Control |
| BAR HARBOR BANKSHARES | DE | BTI FINANCIAL GROUP | E | Control |
| BAR HARBOR BANKSHARES | DE | BTI FINANCIAL GROUP | E | Control |
| BAR HARBOR BANKSHARES | DE | BTI FINANCIAL GROUP | E | Control |
| BAR HARBOR BANKSHARES | DE | BTI FINANCIAL GROUP | E | Control |
Registrations
Federal
IA
May 7, 2002 REGISTERED
Notice Filings (4)
CT MA ME VT
Address
135 HIGH STREETELLSWORTH, ME 4605
USA
Phone: 207-667-6254