HORNBLOWER FISCHER & CO.
CRD #10885 SEC #801-62649 NEW YORK, NY 212-425-6800
SEC Registered Broker-Dealer
Total AUM
$390.8M
Discretionary
$3.8M
Employees
--
Clients
--
Accounts
2,018
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 27, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANERJEE, DEBASISH | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOWNEY, THOMAS WILLIAM | I | SEC, TREAS, COMPTROLLER, FIN OP. | NA | Control |
| NAPOLI, JOSEPH JOHN | I | MUNI PRINCIPAL, CROP, SROP | NA | Control |
| VONDEROSTEN, ERIMAR G W | I | CHAIRMAN, BOARD OF DIRECTORS, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HORNBLOWER FISCHER AG | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCHOENKIND HOLDING AG | FE | HORNBLOWER FISCHER AG | E | Control |
Registrations
Federal
IA
Jan 27, 2005 REGISTERED
Notice Filings (1)
NY
Address
20 BROAD STNEW YORK, NY 10005
USA
Phone: 212-425-6800